Purchases and Sales Made in Q3 2022 in Nuveen Preferred & Income Opportunities Fund (JPC)
This table provides information about the institutional ownership of Nuveen Preferred & Income Opportunities Fund (JPC) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Opportunities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-661- 0.95% |
$4.57K - $5.56K
|
68.9K
$553K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-873- 1.31% |
$6.04K - $7.34K
|
65.8K
$528K
|
|
Oct 06, 2022
Q3 2022
|
Marquette Asset Management, LLC
|
SELL
|
- |
-917- 17.96% |
$6.35K - $7.71K
|
4.19K
$33.6K
|
|
Nov 08, 2022
Q3 2022
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-1K- 2.53% |
$6.92K - $8.41K
|
38.6K
$309K
|
|
Oct 27, 2022
Q3 2022
|
Investors Asset Management Of Georgia Inc
|
SELL
|
- |
-1K- 2.82% |
$6.92K - $8.41K
|
34.5K
$277K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.44K- 13.29% |
$9.97K - $12.1K
|
9.4K
$75.4K
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.66K- 2.12% |
$11.5K - $14K
|
76.8K
$616K
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.77K- 3.15% |
$12.2K - $14.9K
|
54.3K
$435K
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-2.19K- 31.87% |
$15.1K - $18.4K
|
4.68K
$37.5K
|
|
Nov 14, 2022
Q3 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2.27K- 7.3% |
$15.7K - $19.1K
|
28.8K
$231K
|
|
Nov 09, 2022
Q3 2022
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.36K- 3.82% |
$16.3K - $19.9K
|
59.5K
$477K
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.42K- 3.21% |
$16.7K - $20.3K
|
72.8K
$584K
|
|
Oct 26, 2022
Q3 2022
|
Private Wealth Partners, LLC
|
SELL
|
- |
-3K- 18.18% |
$20.8K - $25.2K
|
13.5K
$108K
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-3.4K- 77.27% |
$23.5K - $28.6K
|
1K
$8.02K
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-3.57K- 18.07% |
$24.7K - $30K
|
16.2K
$130K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.62K- 2.25% |
$25.1K - $30.5K
|
157K
$1.26M
|
|
Oct 17, 2022
Q3 2022
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-4.1K- 7.19% |
$28.4K - $34.5K
|
52.9K
$425K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.21K- 25.28% |
$29.1K - $35.4K
|
12.4K
$99.8K
|
|
Oct 11, 2022
Q3 2022
|
E&G Advisors, LP
|
SELL
|
- |
-4.3K- 2.57% |
$29.8K - $36.2K
|
163K
$1.31M
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.48K- 4.41% |
$44.8K - $54.5K
|
140K
$1.12M
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.94K- 2.76% |
$48K - $58.4K
|
245K
$1.96M
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.36K- 3.86% |
$50.9K - $61.9K
|
184K
$1.47M
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-7.52K- 57.54% |
$52K - $63.2K
|
5.55K
$44.5K
|
|
Nov 14, 2022
Q3 2022
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-8.11K- 14.22% |
$56.1K - $68.2K
|
48.9K
$393K
|
|
Oct 21, 2022
Q3 2022
|
Islay Capital Management, LLC
Lubbock, TX |
SELL
|
- |
-8.31K- 62.43% |
$57.5K - $69.9K
|
5K
$40.1K
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-8.35K- 28.64% |
$57.8K - $70.2K
|
20.8K
$167K
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-8.85K- 4.55% |
$61.2K - $74.4K
|
186K
$1.49M
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-10.9K- 3.69% |
$75.5K - $91.7K
|
284K
$2.28M
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-14K- 18.45% |
$97.1K - $118K
|
62K
$497K
|
|
Nov 01, 2022
Q3 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-14.4K- 4.84% |
$99.8K - $121K
|
283K
$2.27M
|
|
Oct 31, 2022
Q3 2022
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-16.3K- 3.67% |
$113K - $137K
|
426K
$3.42M
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-17.9K- 5.79% |
$124K - $151K
|
292K
$2.34M
|
|
Nov 07, 2022
Q3 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-18.1K- 40.25% |
$125K - $152K
|
26.8K
$215K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-18.3K- 2.32% |
$127K - $154K
|
773K
$6.2M
|
|
Nov 14, 2022
Q3 2022
|
Rmb Capital Management, LLC
|
SELL
|
- |
-19.4K- 18.02% |
$135K - $163K
|
88.5K
$709K
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20K- 6.85% |
$138K - $168K
|
272K
$2.18M
|
|
Nov 14, 2022
Q3 2022
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-23.8K- 20.58% |
$165K - $200K
|
92K
$738K
|
|
Feb 13, 2025
Q3 2022
|
Nfp Retirement, Inc.
Aliso Viejo, CA |
SELL
|
- |
-25.1KClosed |
$174K - $211K
|
0
$0
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-29.8K- 44.42% |
$206K - $251K
|
37.3K
$299K
|
|
Nov 14, 2022
Q3 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-30.8K- 19.46% |
$213K - $259K
|
127K
$1.02M
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-31.4K- 6.56% |
$217K - $264K
|
447K
$3.59M
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-41.7K- 28.17% |
$289K - $351K
|
106K
$854K
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-44.2K- 12.03% |
$306K - $372K
|
324K
$2.6M
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-59.1K- 6.06% |
$409K - $497K
|
915K
$7.34M
|
|
Nov 07, 2022
Q3 2022
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-74.8K- 44.01% |
$518K - $629K
|
95.2K
$763K
|
|
Nov 10, 2022
Q3 2022
|
Algebris (Uk) LTD
London, X0 |
SELL
|
- |
-231K- 64.66% |
$1.6M - $1.95M
|
126K
$1.01M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-677K- 31.85% |
$4.69M - $5.69M
|
1.45M
$11.6M
|