Latest Institutional Transactions on Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information on the latest institutional transactions involving Nuveen Floating Rate Income Opportunity Fund (JRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-39Closed |
$369 - $391
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-15.8KClosed |
$150K - $159K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.03K+ 10300.0% |
$9.74K - $10.3K
|
1.04K
$0
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
20KNew |
$189K - $200K
|
20K
$0
|
|
Nov 03, 2021
Q3 2021
|
Camden Capital, LLC
|
BUY
|
- |
10.1KNew |
$95.4K - $101K
|
10.1K
$0
|
|
Oct 25, 2021
Q3 2021
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-10KClosed |
$94.6K - $100K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Kohlberg Kravis Roberts & Co. L.P.
New York, NY |
SELL
|
- |
-1.12MClosed |
$10.6M - $11M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-40.7KClosed |
$382K - $397K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-2.8KClosed |
$26.3K - $27.3K
|
0
$0
|
|
Q1 2021 | |||||||
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.7KClosed |
$92.9K - $103K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
21.3KNew |
$184K - $205K
|
21.3K
$0
|
|
May 14, 2021
Q1 2021
|
Matisse Capital
|
SELL
|
- |
-16.4KClosed |
$142K - $158K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-18KClosed |
$156K - $173K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
10.1KNew |
$87.8K - $97.5K
|
10.1K
$0
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-42.5KClosed |
$368K - $409K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-200Closed |
$1.73K - $1.92K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-6.67KClosed |
$57.7K - $64.1K
|
0
$0
|
|
Apr 21, 2021
Q1 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-788Closed |
$6.82K - $7.57K
|
0
$0
|
|
Apr 20, 2021
Q1 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-10.5KClosed |
$90.6K - $101K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-43Closed |
$372 - $413
|
0
$0
|
|
Q4 2020 | |||||||
Feb 12, 2021
Q4 2020
|
Evoke Wealth, LLC
|
SELL
|
- |
-8.37KClosed |
$65.6K - $72.9K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Founders Financial Securities LLC
|
SELL
|
- |
-25.5KClosed |
$200K - $222K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.9KClosed |
$38.4K - $42.7K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Seelaus Asset Management LLC
|
SELL
|
- |
-10.6KClosed |
$83.2K - $92.6K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.57KClosed |
$20.1K - $22.4K
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.7KClosed |
$83.9K - $93.3K
|
0
$0
|
|
Jan 19, 2021
Q4 2020
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-11KClosed |
$86.2K - $95.9K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-14.4KClosed |
$112K - $121K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-12.9KClosed |
$99.5K - $108K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-13.9KClosed |
$108K - $117K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Hexagon Capital Partners LLC
|
BUY
|
- |
2.96KNew |
$22.9K - $24.8K
|
2.96K
$0
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.36KClosed |
$49.2K - $53.4K
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Weaver Consulting Group
|
SELL
|
- |
-300Closed |
$2.32K - $2.52K
|
0
$0
|
|
Oct 09, 2020
Q3 2020
|
Windsor Capital Management, LLC
|
SELL
|
- |
-13.1KClosed |
$101K - $110K
|
0
$0
|
|
Q2 2020 | |||||||
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-3.5KClosed |
$24.3K - $28.7K
|
0
$0
|
|
Aug 17, 2020
Q2 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.11KClosed |
$7.67K - $9.08K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-47.5KClosed |
$329K - $389K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-5.91KClosed |
$40.9K - $48.5K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-61.3KClosed |
$425K - $503K
|
0
$0
|
|
Aug 05, 2020
Q2 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-12.2KClosed |
$84.5K - $99.9K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-3.5KClosed |
$24.3K - $28.7K
|
0
$0
|
|
Q1 2020 | |||||||
Nov 30, 2020
Q1 2020
|
Platform Technology Partners
|
SELL
|
- |
-16.2KClosed |
$91.2K - $164K
|
0
$0
|
|
May 20, 2020
Q1 2020
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-15KClosed |
$84.6K - $152K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-98.6KClosed |
$556K - $1M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-22.3KClosed |
$126K - $227K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-51.7KClosed |
$291K - $525K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-122KClosed |
$690K - $1.24M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-85KClosed |
$479K - $863K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-370Closed |
$2.09K - $3.76K
|
0
$0
|