Latest Institutional Sells of Nuveen Floating Rate Income Opportunity Fund (JRO)
This list provides information on the latest institutional transactions involving Nuveen Floating Rate Income Opportunity Fund (JRO) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-182KClosed |
$1.8M - $1.85M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-66.7K- 86.28% |
$659K - $675K
|
10.6K
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-51.6KClosed |
$510K - $522K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-10.5KClosed |
$104K - $106K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-350Closed |
$3.46K - $3.55K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-9Closed |
$89 - $91.2
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-100KClosed |
$949K - $1.01M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-15.8KClosed |
$150K - $159K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-12KClosed |
$114K - $120K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-10KClosed |
$94.6K - $100K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-4.7KClosed |
$44.5K - $47.1K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-39Closed |
$369 - $391
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Kohlberg Kravis Roberts & Co. L.P.
New York, NY |
SELL
|
- |
-1.12MClosed |
$10.6M - $11M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-40.7KClosed |
$382K - $397K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-2.8KClosed |
$26.3K - $27.3K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-42.5KClosed |
$368K - $409K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-18KClosed |
$156K - $173K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Matisse Capital
|
SELL
|
- |
-16.4KClosed |
$142K - $158K
|
0
$0
|
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.7KClosed |
$92.9K - $103K
|
0
$0
|
|
|
Apr 20, 2021
Q1 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-10.5KClosed |
$90.6K - $101K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-6.67KClosed |
$57.7K - $64.1K
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-788Closed |
$6.82K - $7.57K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-200Closed |
$1.73K - $1.92K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Sound Income Strategies, LLC
|
SELL
|
- |
-43Closed |
$372 - $413
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 09, 2021
Q4 2020
|
Founders Financial Securities LLC
|
SELL
|
- |
-25.5KClosed |
$200K - $222K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-11KClosed |
$86.2K - $95.9K
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.7KClosed |
$83.9K - $93.3K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Seelaus Asset Management LLC
|
SELL
|
- |
-10.6KClosed |
$83.2K - $92.6K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Evoke Wealth, LLC
|
SELL
|
- |
-8.37KClosed |
$65.6K - $72.9K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-4.9KClosed |
$38.4K - $42.7K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.57KClosed |
$20.1K - $22.4K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-14.4KClosed |
$112K - $121K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-13.9KClosed |
$108K - $117K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Windsor Capital Management, LLC
|
SELL
|
- |
-13.1KClosed |
$101K - $110K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-12.9KClosed |
$99.5K - $108K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.36KClosed |
$49.2K - $53.4K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Weaver Consulting Group
|
SELL
|
- |
-300Closed |
$2.32K - $2.52K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-61.3KClosed |
$425K - $503K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-47.5KClosed |
$329K - $389K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-12.2KClosed |
$84.5K - $99.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-5.91KClosed |
$40.9K - $48.5K
|
0
$0
|
|
|
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-3.5KClosed |
$24.3K - $28.7K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-3.5KClosed |
$24.3K - $28.7K
|
0
$0
|
|
|
Aug 17, 2020
Q2 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.11KClosed |
$7.67K - $9.08K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-122KClosed |
$690K - $1.24M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-98.6KClosed |
$556K - $1M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Intrinsic Edge Capital Management LLC
Chicago, IL |
SELL
|
- |
-85KClosed |
$479K - $863K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-51.7KClosed |
$291K - $525K
|
0
$0
|
|