Purchases and Sales Made in Q4 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
111K+ 42.89% |
$1.1M - $1.13M
|
371K
$0
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
68.6KNew |
$678K - $695K
|
68.6K
$0
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
57.8K+ 2.7% |
$571K - $585K
|
2.19M
$0
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
31.9K+ 4.94% |
$316K - $323K
|
678K
$0
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
27.1K+ 44.4% |
$268K - $274K
|
88K
$0
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
23.8K+ 5.07% |
$235K - $241K
|
493K
$0
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
17.4KNew |
$172K - $176K
|
17.4K
$0
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.2K+ 1.15% |
$160K - $164K
|
1.42M
$0
|
|
Feb 14, 2022
Q4 2021
|
Aristides Capital LLC
Ottawa Hills, OH |
BUY
|
- |
15.2KNew |
$150K - $154K
|
15.2K
$0
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
14.5KNew |
$144K - $147K
|
14.5K
$0
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
14.2K+ 8.15% |
$141K - $144K
|
189K
$0
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
13.4K+ 18.78% |
$133K - $136K
|
85K
$0
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.8K+ 8.98% |
$127K - $130K
|
156K
$0
|
|
Feb 14, 2022
Q4 2021
|
Ctc Capital Management, LLC
|
BUY
|
- |
10.7KNew |
$106K - $109K
|
10.7K
$0
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
10.2K+ 9.66% |
$101K - $103K
|
115K
$0
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
9.27KNew |
$91.6K - $93.9K
|
9.27K
$0
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.63K+ 6.54% |
$85.4K - $87.4K
|
141K
$0
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
8.6K+ 15.61% |
$85K - $87.1K
|
63.7K
$0
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
8.42K+ 12.24% |
$83.3K - $85.3K
|
77.2K
$0
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
6.93K+ 3.89% |
$68.6K - $70.2K
|
185K
$0
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.62K+ 15.81% |
$65.4K - $67K
|
48.5K
$0
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
6KNew |
$59.3K - $60.8K
|
6K
$0
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
5.5K+ 13.55% |
$54.4K - $55.7K
|
46.1K
$0
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.17K+ 19.53% |
$51.1K - $52.3K
|
31.6K
$0
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
4.76K+ 2.94% |
$47K - $48.2K
|
166K
$0
|
|
Jan 21, 2022
Q4 2021
|
Segantii Capital Management LTD
|
BUY
|
- |
2.85KNew |
$28.2K - $28.9K
|
2.85K
$0
|
|
Feb 10, 2022
Q4 2021
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
2.36K+ 283.65% |
$23.3K - $23.9K
|
3.19K
$0
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
2.06KNew |
$20.3K - $20.8K
|
2.06K
$0
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.32K+ 0.9% |
$13.1K - $13.4K
|
148K
$0
|
|
Feb 14, 2022
Q4 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
1.3KNew |
$12.9K - $13.2K
|
1.3K
$0
|
|
Feb 08, 2022
Q4 2021
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1.05K+ 420.0% |
$10.4K - $10.6K
|
1.3K
$0
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
958+ 4.85% |
$9.47K - $9.7K
|
20.7K
$0
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
616+ 2200.0% |
$6.09K - $6.24K
|
644
$0
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
600New |
$5.93K - $6.08K
|
600
$0
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
550+ 37.93% |
$5.44K - $5.57K
|
2K
$0
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
465+ 3.26% |
$4.6K - $4.71K
|
14.7K
$0
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
350+ 2.31% |
$3.46K - $3.55K
|
15.5K
$0
|
|
Feb 14, 2022
Q4 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
275+ 2.31% |
$2.72K - $2.79K
|
12.2K
$0
|
|
Jan 10, 2022
Q4 2021
|
Wela Strategies, Inc.
|
BUY
|
- |
195+ 0.22% |
$1.93K - $1.98K
|
88.9K
$0
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
131+ 0.58% |
$1.3K - $1.33K
|
22.7K
$0
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
100+ 0.83% |
$989 - $1.01K
|
12.2K
$0
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
14+ 1.3% |
$138 - $142
|
1.09K
$0
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-9Closed |
$89 - $91.2
|
0
$0
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
SELL
|
- |
-89- 2.17% |
$880 - $902
|
4.01K
$0
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-92- 0.57% |
$910 - $932
|
16K
$0
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-100- 0.99% |
$989 - $1.01K
|
10K
$0
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-350Closed |
$3.46K - $3.55K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-500- 33.33% |
$4.95K - $5.07K
|
1K
$0
|
|
Jan 18, 2022
Q4 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-900- 2.29% |
$8.9K - $9.12K
|
38.4K
$0
|