Latest Institutional Transactions on Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information on the latest institutional transactions involving Nuveen Short Duration Credit Opportunities Fund (JSD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-105- 1.29% |
$1.24K - $1.37K
|
8.04K
$0
|
|
|
Oct 31, 2022
Q3 2022
|
Oakworth Capital, Inc.
|
BUY
|
- |
1.15KNew |
$13.6K - $15.1K
|
1.15K
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-3.08K- 23.0% |
$36.3K - $40.2K
|
10.3K
$0
|
|
| Q2 2022 | |||||||
|
Sep 21, 2022
Q2 2022
|
Coston, Mc Isaac & Partners
Bar Harbor, ME |
BUY
|
- |
657New |
$7.83K - $9.54K
|
657
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-18.5KClosed |
$221K - $269K
|
0
$0
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
13+ 1.98% |
$155 - $189
|
671
$0
|
|
|
Jul 15, 2022
Q2 2022
|
Marquette Asset Management, LLC
|
BUY
|
- |
600New |
$7.15K - $8.71K
|
600
$0
|
|
| Q1 2022 | |||||||
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.98KClosed |
$53.6K - $61.1K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-24.5KClosed |
$354K - $378K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-200Closed |
$2.88K - $3.08K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-235Closed |
$3.39K - $3.62K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-118KClosed |
$1.68M - $1.81M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-24.4KClosed |
$347K - $374K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-42.4KClosed |
$602K - $649K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-49Closed |
$696 - $751
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-65.1KClosed |
$924K - $997K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.9KClosed |
$155K - $167K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.86KClosed |
$26.2K - $27.8K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-10.6KClosed |
$126K - $142K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-293Closed |
$3.48K - $3.92K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Ellevest, Inc.
|
SELL
|
- |
-550Closed |
$6.53K - $7.35K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1KClosed |
$11.6K - $12.5K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-40.2KClosed |
$465K - $503K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-74.3KClosed |
$859K - $928K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-47.3KClosed |
$489K - $578K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-11.8KClosed |
$122K - $145K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-21.9KClosed |
$184K - $340K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-10.5KClosed |
$88.1K - $162K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-2.4KClosed |
$20.2K - $37.2K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-10.3KClosed |
$149K - $156K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-4.55KClosed |
$66K - $69.1K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 15, 2019
Q3 2019
|
Comerica Securities,Inc.
|
SELL
|
- |
-21KClosed |
$313K - $327K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-200Closed |
$2.99K - $3.12K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-17.9KClosed |
$260K - $288K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-10KClosed |
$146K - $162K
|
0
$0
|
|
|
Apr 02, 2019
Q1 2019
|
Robinson Capital Management, LLC
|
SELL
|
- |
-16.1KClosed |
$234K - $260K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-835- 12.49% |
$11.4K - $14.4K
|
5.85K
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-136Closed |
$1.86K - $2.34K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-10.9KClosed |
$149K - $187K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-20.4KClosed |
$280K - $351K
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-240Closed |
$3.29K - $4.13K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Sep 07, 2021
Q3 2018
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-200Closed |
$3.32K - $3.5K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
14.3KNew |
$237K - $250K
|
14.3K
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.1KClosed |
$18.2K - $19.3K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-4.02KClosed |
$66.7K - $70.4K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Camelot Portfolios, LLC
|
SELL
|
- |
-15KClosed |
$251K - $264K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-3.74KClosed |
$62.6K - $65.7K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Global Retirement Partners, LLC
|
SELL
|
- |
-400Closed |
$6.7K - $7.04K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-18.8KClosed |
$315K - $330K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 07, 2018
Q4 2017
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-20.8KClosed |
$343K - $366K
|
0
$0
|
|