Purchases and Sales Made in Q3 2023 in Spdr S&P Capital Markets ETF (KCE)

This table provides information about the institutional ownership of Spdr S&P Capital Markets ETF (KCE) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR S&P CAPITAL MARKETS ETF.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Oct 27, 2023 Q3 2023	Assetmark, Inc	BUY	-	1.17M New	$97.7M - $108M	1.17M $164M
Nov 13, 2023 Q3 2023	Advisor Group Holdings, Inc. Phoenix, AZ	BUY	-	160K + 2408.29%	$13.4M - $14.9M	167K $23.4M
Nov 06, 2023 Q3 2023	Aveo Capital Partners, LLC	BUY	-	40K New	$3.34M - $3.71M	40K $5.59M
Oct 31, 2023 Q3 2023	Zimmermann Investment Management & Planning LLC	BUY	-	36.9K New	$3.08M - $3.42M	36.9K $5.16M
Nov 13, 2023 Q3 2023	Envestnet Asset Management Inc	BUY	-	36.2K + 935.81%	$3.02M - $3.36M	40.1K $5.61M
Nov 14, 2023 Q3 2023	Royal Bank Of Canada Toronto, A6	BUY	-	26.5K + 1134.12%	$2.22M - $2.46M	28.9K $4.04M
Nov 01, 2023 Q3 2023	Csenge Advisory Group	BUY	-	20.9K + 863.13%	$1.75M - $1.94M	23.4K $3.27M
Nov 14, 2023 Q3 2023	Baker Avenue Asset Management, LP	BUY	-	17.2K New	$1.43M - $1.59M	17.2K $2.4M
Nov 13, 2023 Q3 2023	Lpl Financial LLC Fort Mill, SC	BUY	-	12.2K + 68.74%	$1.02M - $1.13M	30K $4.2M
Nov 09, 2023 Q3 2023	Beaumont Capital Management, LLC Boston, MA	BUY	-	10.6K New	$881K - $979K	10.6K $1.48M
Nov 08, 2023 Q3 2023	Barometer Capital Management Inc. Toronto, A6	BUY	-	9.31K New	$777K - $863K	9.31K $1.3M
Nov 02, 2023 Q3 2023	Private Advisor Group, LLC	BUY	-	7.34K New	$613K - $680K	7.34K $1.03M
Nov 14, 2023 Q3 2023	Ascent Group, LLC	BUY	-	6K New	$501K - $556K	6K $839K
Nov 13, 2023 Q3 2023	Envestnet Portfolio Solutions, Inc. Berwyn, PA	BUY	-	5.22K New	$435K - $484K	5.22K $730K
Nov 14, 2023 Q3 2023	Cetera Advisor Networks LLC El Segundo, CA	BUY	-	5.2K + 107.86%	$434K - $482K	10K $1.4M
Oct 24, 2023 Q3 2023	Stratos Wealth Partners, Ltd.	BUY	-	5.03K New	$420K - $466K	5.03K $703K
Oct 10, 2023 Q3 2023	Ignite Planners, LLC	BUY	-	4.45K New	$371K - $412K	4.45K $622K
Oct 18, 2023 Q3 2023	Hanlon Investment Management, Inc.	BUY	-	4.35K New	$363K - $403K	4.35K $609K
Nov 13, 2023 Q3 2023	Continuum Advisory, LLC Eagle, ID	BUY	-	3.52K New	$294K - $327K	3.52K $493K
Oct 24, 2023 Q3 2023	Raymond James & Associates St Petersburg, FL	BUY	-	2.85K New	$238K - $264K	2.85K $399K
Nov 14, 2023 Q3 2023	Susquehanna International Group, LLP Bala Cynwyd, PA	BUY	-	2.8K New	$234K - $259K	2.8K $391K
Oct 23, 2023 Q3 2023	Commonwealth Equity Services, LLC	BUY	-	1.24K + 32.44%	$103K - $115K	5.05K $707K
Nov 14, 2023 Q3 2023	Ken Griffin Citadel Advisors LLC \| Chicago, Il	BUY	-	1.21K + 25.3%	$101K - $112K	5.99K $838K
Oct 13, 2023 Q3 2023	Global Retirement Partners, LLC	BUY	-	1.03K New	$85.8K - $95.3K	1.03K $144K
Nov 01, 2023 Q3 2023	Bank Of Montreal Toronto, A6	BUY	-	1.01K New	$84.3K - $93.6K	1.01K $141K
Nov 14, 2023 Q3 2023	Mml Investors Services, LLC Springfield, MA	BUY	-	651 + 20.37%	$54.4K - $60.4K	3.85K $538K
Nov 13, 2023 Q3 2023	Brown Brothers Harriman & CO New York, NY	BUY	-	488 New	$40.7K - $45.2K	488 $68.3K
Oct 17, 2023 Q3 2023	Royal Fund Management, LLC	BUY	-	420 + 2.66%	$35.1K - $38.9K	16.2K $2.27M
Oct 23, 2023 Q3 2023	Vicus Capital State College, PA	BUY	-	357 + 1.21%	$29.8K - $33.1K	29.9K $4.18M
Oct 31, 2023 Q3 2023	Money Concepts Capital Corp	BUY	-	305 + 2.52%	$25.5K - $28.3K	12.4K $1.74M
Oct 19, 2023 Q3 2023	Accel Wealth Management	BUY	-	294 + 2.86%	$24.5K - $27.3K	10.6K $1.48M
Nov 03, 2023 Q3 2023	Nbc Securities, Inc. Birmingham, AL	BUY	-	276 New	$23K - $25.6K	276 $38.6K
Nov 07, 2023 Q3 2023	Cutler Group LP	BUY	-	100 New	$8.35K - $9.27K	100 $14K
Nov 09, 2023 Q3 2023	Blair William & CO Chicago, IL	BUY	-	38 + 90.48%	$3.17K - $3.52K	80 $11.2K
Oct 12, 2023 Q3 2023	Ifp Advisors, Inc	BUY	-	25 + 4.72%	$2.09K - $2.32K	555 $77.7K
Nov 01, 2023 Q3 2023	Wealthfront Advisers LLC	BUY	-	9 + 0.16%	$752 - $834	5.47K $765K
Nov 13, 2023 Q3 2023	Cary Street Partners Investment Advisory LLC Richmond, VA	BUY	-	8 New	$668 - $742	8 $1.12K
Oct 30, 2023 Q3 2023	Rfp Financial Group LLC Atlanta, GA	BUY	-	6 + 0.4%	$501 - $556	1.51K $212K
Nov 13, 2023 Q3 2023	Steward Partners Investment Advisory, LLC	BUY	-	3 + 0.41%	$251 - $278	737 $103K
Nov 13, 2023 Q3 2023	Parallel Advisors, LLC	BUY	-	1 + 0.28%	$83.5 - $92.7	364 $50.9K
May 20, 2024 Q3 2023	Parallel Advisors, LLC	BUY	-	1 + 0.28%	$83.5 - $92.7	364 $50.9K
Oct 25, 2023 Q3 2023	Concourse Financial Group Securities, Inc. Birmingham, AL	BUY	-	0 New	$0 - $0	0 $0
Oct 30, 2023 Q3 2023	Concourse Financial Group Securities, Inc. Birmingham, AL	BUY	-	0 New	$0 - $0	0 $0
Oct 19, 2023 Q3 2023	Mcf Advisors LLC Covington, KY	SELL	-	-10 - 5.62%	$835 - $927	168 $23.5K
Oct 31, 2023 Q3 2023	Hf Advisory Group, LLC Annapolis, MD	SELL	-	-43 - 0.86%	$3.59K - $3.99K	4.96K $694K
Nov 15, 2023 Q3 2023	Harbour Investments, Inc. Madison, WI	SELL	-	-54 - 51.43%	$4.51K - $5.01K	51 $7.14K
Oct 13, 2023 Q3 2023	City Holding CO	SELL	-	-110 - 70.97%	$9.19K - $10.2K	45 $6.3K
Nov 09, 2023 Q3 2023	Ubs Group Ag	SELL	-	-146 - 4.4%	$12.2K - $13.5K	3.17K $444K
Nov 14, 2023 Q3 2023	New Edge Advisors, LLC New Orleans, LA	SELL	-	-272 - 8.89%	$22.7K - $25.2K	2.79K $390K
Nov 13, 2023 Q3 2023	Pnc Financial Services Group, Inc. Pittsburgh, PA	SELL	-	-500 - 17.99%	$41.8K - $46.4K	2.28K $319K

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Account

Purchases and Sales Made in Q3 2023 in Spdr S&P Capital Markets ETF (KCE)

1.17M

160K

40K

36.9K

36.2K

26.5K

20.9K

17.2K

12.2K

10.6K

9.31K

7.34K

6K

5.22K

5.2K

5.03K

4.45K

4.35K

3.52K

2.85K

2.8K

1.24K

1.21K

1.03K

1.01K

651

488

420

357

305

294

276

100

38

25

9

8

6

3

1

1

0

0

-10

-43

-54

-110

-146

-272

-500

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