Purchases and Sales Made in Q3 2021 in Dws Strategic Municipal Income Trust (KSM)
This table provides information about the institutional ownership of Dws Strategic Municipal Income Trust (KSM) during Q3 2021. The information is specifically focused on institutions that hold shares of DWS STRATEGIC MUNICIPAL INCOME TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
BUY
|
- |
40.3K+ 47.4% |
$490K - $520K
|
125K
$1.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
36.7K+ 117.33% |
$446K - $474K
|
67.9K
$684K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
24.7KNew |
$300K - $319K
|
24.7K
$249K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
21.6K+ 15.02% |
$263K - $279K
|
165K
$1.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
19.6K+ 25.46% |
$238K - $253K
|
96.4K
$970K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
16.6KNew |
$202K - $215K
|
16.6K
$167K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
16.2K+ 9.23% |
$197K - $209K
|
192K
$1.93M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
7.38K+ 21.74% |
$89.8K - $95.3K
|
41.3K
$416K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.49K+ 5.07% |
$66.8K - $70.9K
|
114K
$1.15M
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
4.27K+ 5.95% |
$52K - $55.2K
|
76.1K
$766K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.04K+ 4.52% |
$37K - $39.3K
|
70.4K
$709K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
3K+ 8.53% |
$36.4K - $38.7K
|
38.1K
$384K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
1.5KNew |
$18.3K - $19.4K
|
1.5K
$15.1K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.2KNew |
$14.6K - $15.5K
|
1.2K
$12.1K
|
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.17K+ 9.14% |
$14.2K - $15.1K
|
13.9K
$140K
|
|
|
Nov 12, 2021
Q3 2021
|
Wakefield Asset Management Lllp
Englewood, CO |
BUY
|
- |
29+ 0.06% |
$353 - $375
|
48K
$484K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-24- 0.12% |
$292 - $310
|
20.2K
$203K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-79- 0.64% |
$961 - $1.02K
|
12.3K
$124K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-179- 13.28% |
$2.18K - $2.31K
|
1.17K
$11.8K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-188- 2.93% |
$2.29K - $2.43K
|
6.22K
$62.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.24K- 21.72% |
$15.1K - $16.1K
|
4.48K
$45.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.15K- 9.14% |
$38.3K - $40.6K
|
31.3K
$315K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-4.79K- 15.95% |
$58.3K - $61.9K
|
25.3K
$254K
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-8.38K- 25.76% |
$102K - $108K
|
24.1K
$243K
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-11.5KClosed |
$139K - $148K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.6KClosed |
$141K - $150K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-15.4KClosed |
$188K - $200K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-18.9K- 44.65% |
$229K - $244K
|
23.4K
$235K
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-21.3K- 52.16% |
$259K - $275K
|
19.5K
$197K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-56.3K- 17.96% |
$685K - $728K
|
257K
$2.59M
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-99.4K- 18.33% |
$1.21M - $1.28M
|
443K
$4.46M
|