Purchases and Sales Made in Q3 2023 in First Tr ETF Fd Iv First Tr Lo (LMBS)
This table provides information about the institutional ownership of First Tr ETF Fd Iv First Tr Lo (LMBS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF FD IV FIRST TR LO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.5K- 1.22% |
$1.01M - $1.03M
|
1.74M
$84.4M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-21.8K- 75.6% |
$1.03M - $1.05M
|
7.05K
$342K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-24.4K- 6.0% |
$1.15M - $1.17M
|
382K
$18.5M
|
|
|
Nov 09, 2023
Q3 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-26.3K- 8.14% |
$1.24M - $1.26M
|
296K
$14.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-27.1K- 12.43% |
$1.28M - $1.3M
|
191K
$9.27M
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Market Strategies LLC
|
SELL
|
- |
-29.5K- 52.24% |
$1.39M - $1.42M
|
27K
$1.31M
|
|
|
Nov 08, 2023
Q3 2023
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-29.7K- 24.56% |
$1.4M - $1.42M
|
91.3K
$4.43M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-34.1K- 13.68% |
$1.61M - $1.63M
|
215K
$10.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-36.9K- 73.74% |
$1.74M - $1.77M
|
13.1K
$636K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-38.9K- 6.07% |
$1.84M - $1.87M
|
603K
$29.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-39.9K- 3.25% |
$1.88M - $1.91M
|
1.19M
$57.7M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-50.7K- 6.65% |
$2.39M - $2.43M
|
712K
$34.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-52.5K- 24.25% |
$2.48M - $2.52M
|
164K
$7.95M
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-55.5K- 76.3% |
$2.62M - $2.66M
|
17.2K
$836K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-60.6K- 19.27% |
$2.86M - $2.9M
|
254K
$12.3M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-64.6K- 18.53% |
$3.05M - $3.1M
|
284K
$13.8M
|
|
|
Oct 16, 2023
Q3 2023
|
Searcy Financial Services Inc
|
SELL
|
- |
-67.5K- 14.39% |
$3.18M - $3.24M
|
402K
$19.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-127K- 27.87% |
$6M - $6.1M
|
329K
$16M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-147K- 53.97% |
$6.91M - $7.03M
|
125K
$6.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-169K- 10.18% |
$7.95M - $8.08M
|
1.49M
$72.1M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-252K- 17.52% |
$11.9M - $12.1M
|
1.19M
$57.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-358K- 15.98% |
$16.9M - $17.1M
|
1.88M
$91.1M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-366K- 70.82% |
$17.3M - $17.6M
|
151K
$7.32M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-382K- 5.78% |
$18M - $18.3M
|
6.23M
$302M
|
|
|
Nov 14, 2023
Q3 2023
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-462K- 94.4% |
$21.8M - $22.2M
|
27.4K
$1.33M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-483K- 34.12% |
$22.8M - $23.2M
|
932K
$45.2M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.16M- 8.56% |
$54.7M - $55.6M
|
12.4M
$601M
|