Latest Institutional Transactions on Lpl Financial Holdings Inc. (LPLA)
This table provides information on the latest institutional transactions involving Lpl Financial Holdings Inc. (LPLA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Potentia Wealth
San Jose, CA |
BUY
|
- |
1+ 0.06% |
$333 - $399
|
1.58K
$585K
|
|
|
Nov 12, 2025
Q3 2025
|
Requisite Capital Management, LLC
|
BUY
|
- |
1.48KNew |
$493K - $591K
|
1.48K
$549K
|
|
|
Nov 12, 2025
Q3 2025
|
Catalyst Funds Management Pty LTD
Sydney Nsw, C3 |
BUY
|
- |
11.4KNew |
$3.79M - $4.55M
|
11.4K
$4.22M
|
|
|
Nov 12, 2025
Q3 2025
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-8.23K- 81.06% |
$2.74M - $3.28M
|
1.92K
$712K
|
|
|
Nov 12, 2025
Q3 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-90- 0.37% |
$29.9K - $35.9K
|
24.3K
$8.99M
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-139K- 96.3% |
$46.3M - $55.6M
|
5.35K
$1.98M
|
|
|
Nov 12, 2025
Q3 2025
|
Sterling Capital Management LLC
Charlotte, NC |
SELL
|
- |
-8.09K- 53.79% |
$2.69M - $3.23M
|
6.95K
$2.57M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.19K- 59.6% |
$1.06M - $1.27M
|
2.16K
$802K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
50New |
$16.6K - $20K
|
50
$18.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Sciencast Management LP
|
BUY
|
- |
1.06KNew |
$351K - $421K
|
1.06K
$391K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
539+ 23.9% |
$179K - $215K
|
2.79K
$1.04M
|
|
|
Nov 12, 2025
Q3 2025
|
Catalyst Capital Advisors LLC
Huntington, NY |
BUY
|
- |
950+ 13.55% |
$316K - $379K
|
7.96K
$2.95M
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
275+ 50.37% |
$91.5K - $110K
|
821
$304K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-3K- 92.53% |
$998K - $1.2M
|
242
$89.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-210- 1.39% |
$69.9K - $83.8K
|
14.9K
$5.54M
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-47- 73.44% |
$15.6K - $18.8K
|
17
$6.3K
|
|
|
Nov 12, 2025
Q3 2025
|
American Century Companies Inc
Kansas City, MO |
SELL
|
- |
-169K- 28.38% |
$56.4M - $67.6M
|
428K
$158M
|
|
|
Nov 12, 2025
Q3 2025
|
Apg Asset Management N.V.
Amsterdam, P7 |
BUY
|
- |
260K+ 51.17% |
$86.4M - $104M
|
767K
$284M
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-14.9K- 9.52% |
$4.96M - $5.95M
|
142K
$52.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-182K- 10.53% |
$60.5M - $72.5M
|
1.54M
$572M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.36K- 98.37% |
$784K - $941K
|
39
$14.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Future Fund LLC
Chicago, IL |
BUY
|
- |
595+ 11.89% |
$198K - $237K
|
5.6K
$2.07M
|
|
|
Nov 12, 2025
Q3 2025
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
SELL
|
- |
-4- 3.96% |
$1.33K - $1.6K
|
97
$35.9K
|
|
|
Nov 12, 2025
Q3 2025
|
Neo Ivy Capital Management
New York, NY |
BUY
|
- |
108New |
$35.9K - $43.1K
|
108
$40K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
537+ 26.0% |
$179K - $214K
|
2.6K
$964K
|
|
|
Nov 12, 2025
Q3 2025
|
Police & Firemen'S Retirement System Of New Jersey
Trenton, NJ |
BUY
|
- |
751+ 6.21% |
$250K - $300K
|
12.8K
$4.76M
|
|
|
Nov 12, 2025
Q3 2025
|
Victory Capital Management Inc
|
BUY
|
- |
88.3K+ 295.77% |
$29.4M - $35.2M
|
118K
$43.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Picton Mahoney Asset Management
Toronto, A6 |
SELL
|
- |
-80K- 97.32% |
$26.6M - $31.9M
|
2.2K
$815K
|
|
|
Nov 12, 2025
Q3 2025
|
Seven Grand Managers, LLC
Bronxville, NY |
SELL
|
- |
-25K- 50.0% |
$8.32M - $9.98M
|
25K
$9.26M
|
|
|
Nov 12, 2025
Q3 2025
|
South Dakota Investment Council
Sioux Falls, SD |
BUY
|
- |
7.15KNew |
$2.38M - $2.85M
|
7.15K
$2.65M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.46K+ 1.95% |
$819K - $983K
|
129K
$47.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
CALL |
-800- 50.0% |
$266K - $319K
|
800
$296K
|
|
|
Nov 12, 2025
Q3 2025
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
87K+ 77.71% |
$28.9M - $34.7M
|
199K
$73.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-29- 2.62% |
$9.65K - $11.6K
|
1.08K
$399K
|
|
|
Nov 12, 2025
Q3 2025
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-16.2K- 1.87% |
$5.38M - $6.45M
|
848K
$314M
|
|
|
Nov 12, 2025
Q3 2025
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-14.5K- 78.3% |
$4.82M - $5.78M
|
4.02K
$1.49M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.3K- 5.71% |
$3.76M - $4.51M
|
187K
$69.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
19+ 0.89% |
$6.32K - $7.58K
|
2.16K
$801K
|
|
|
Nov 12, 2025
Q3 2025
|
Family Wealth Partners, LLC
Matthews, NC |
SELL
|
- |
-6.26K- 5.59% |
$2.08M - $2.5M
|
106K
$39.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Nuveen, LLC
Charlotte, NC |
BUY
|
- |
825+ 0.44% |
$274K - $329K
|
189K
$70M
|
|
|
Nov 12, 2025
Q3 2025
|
Gw&K Investment Management, LLC
Boston, MA |
SELL
|
- |
-2.07K- 3.87% |
$688K - $825K
|
51.4K
$19M
|
|
|
Nov 12, 2025
Q3 2025
|
Insigneo Advisory Services, LLC
Miami, FL |
SELL
|
- |
-177- 14.38% |
$58.9K - $70.6K
|
1.05K
$391K
|
|
|
Nov 12, 2025
Q3 2025
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
2KNew |
$665K - $798K
|
2K
$741K
|
|
|
Nov 12, 2025
Q3 2025
|
Heron Bay Capital Management
|
SELL
|
- |
-2.74K- 3.32% |
$911K - $1.09M
|
79.8K
$29.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Compton Financial Group, LLC
|
BUY
|
- |
1.73KNew |
$576K - $691K
|
1.73K
$641K
|
|
|
Nov 12, 2025
Q3 2025
|
Foresight Global Investors, Inc.
Purchase, NY |
BUY
|
- |
1.46KNew |
$485K - $582K
|
1.46K
$541K
|
|
|
Nov 12, 2025
Q3 2025
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-1.51K- 30.07% |
$502K - $602K
|
3.51K
$1.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-1.42K- 16.11% |
$471K - $565K
|
7.38K
$2.73M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
BUY
|
- |
15.2K+ 23.45% |
$5.05M - $6.06M
|
80K
$29.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Crossmark Global Holdings, Inc.
|
BUY
|
- |
4+ 0.6% |
$1.33K - $1.6K
|
670
$248K
|
|