Latest Institutional Transactions on Lpl Financial Holdings Inc. (LPLA)
This table provides information on the latest institutional transactions involving Lpl Financial Holdings Inc. (LPLA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
783New |
$260K - $312K
|
783
$290K
|
|
|
Nov 07, 2025
Q3 2025
|
Tobam
|
BUY
|
- |
1.9K+ 16.12% |
$630K - $756K
|
13.6K
$5.06M
|
|
|
Nov 07, 2025
Q3 2025
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-350- 2.0% |
$116K - $140K
|
17.1K
$6.35M
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
2+ 50.0% |
$665 - $798
|
6
$2.22K
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
13+ 1.96% |
$4.32K - $5.19K
|
677
$251K
|
|
|
Nov 07, 2025
Q3 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-807- 37.53% |
$268K - $322K
|
1.34K
$498K
|
|
|
Nov 07, 2025
Q3 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-15.1K- 41.34% |
$5.02M - $6.02M
|
21.4K
$7.93M
|
|
|
Nov 07, 2025
Q3 2025
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-8- 0.13% |
$2.66K - $3.19K
|
6.36K
$2.36M
|
|
|
Nov 07, 2025
Q3 2025
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-146- 8.51% |
$48.6K - $58.3K
|
1.57K
$582K
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
13.8KNew |
$4.58M - $5.5M
|
13.8K
$5.1M
|
|
|
Nov 06, 2025
Q3 2025
|
Wealthfront Advisers LLC
|
BUY
|
- |
2.24K+ 77.88% |
$746K - $895K
|
5.12K
$1.9M
|
|
|
Nov 06, 2025
Q3 2025
|
Aspect Partners, LLC
Fairfax, VA |
BUY
|
- |
5New |
$1.66K - $2K
|
5
$1.85K
|
|
|
Nov 06, 2025
Q3 2025
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-68- 5.94% |
$22.6K - $27.1K
|
1.08K
$399K
|
|
|
Nov 06, 2025
Q3 2025
|
Applied Finance Capital Management, LLC
San Juan, PR |
SELL
|
- |
-312- 16.55% |
$104K - $124K
|
1.57K
$583K
|
|
|
Nov 06, 2025
Q3 2025
|
Caprock Group, Inc.
|
SELL
|
- |
-1.61K- 40.38% |
$535K - $641K
|
2.37K
$879K
|
|
|
Nov 06, 2025
Q3 2025
|
Impax Asset Management Group PLC
|
SELL
|
- |
-236- 2.34% |
$78.5K - $94.2K
|
9.84K
$3.65M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
51+ 2.77% |
$17K - $20.3K
|
1.89K
$702K
|
|
|
Nov 06, 2025
Q3 2025
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-6.08K- 47.43% |
$2.02M - $2.43M
|
6.74K
$2.5M
|
|
|
Nov 06, 2025
Q3 2025
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-2.3K- 2.17% |
$766K - $918K
|
103K
$38.4M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-24- 1.13% |
$7.98K - $9.58K
|
2.1K
$777K
|
|
|
Nov 06, 2025
Q3 2025
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
29+ 4.23% |
$9.65K - $11.6K
|
715
$265K
|
|
|
Nov 06, 2025
Q3 2025
|
Magnolia Private Wealth, LLC
Philadelphia, PA |
SELL
|
- |
-5- 0.3% |
$1.66K - $2K
|
1.66K
$614K
|
|
|
Nov 06, 2025
Q3 2025
|
Sanchez Wealth Management Group
|
BUY
|
- |
2+ 0.12% |
$665 - $798
|
1.69K
$627K
|
|
|
Nov 06, 2025
Q3 2025
|
Krilogy Financial LLC
|
BUY
|
- |
595New |
$198K - $237K
|
595
$221K
|
|
|
Nov 06, 2025
Q3 2025
|
Cbiz Investment Advisory Services, LLC
|
BUY
|
- |
7+ 140.0% |
$2.33K - $2.79K
|
12
$4.45K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
72+ 4.91% |
$24K - $28.7K
|
1.54K
$570K
|
|
|
Nov 06, 2025
Q3 2025
|
Metis Global Partners, LLC
|
SELL
|
- |
-58- 6.05% |
$19.3K - $23.1K
|
901
$334K
|
|
|
Nov 06, 2025
Q3 2025
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-2.75K- 13.66% |
$914K - $1.1M
|
17.4K
$6.43M
|
|
|
Nov 06, 2025
Q3 2025
|
Illinois Municipal Retirement Fund
|
BUY
|
- |
2.3K+ 11.81% |
$764K - $916K
|
21.7K
$8.05M
|
|
|
Nov 06, 2025
Q3 2025
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
809New |
$269K - $323K
|
809
$300K
|
|
|
Nov 06, 2025
Q3 2025
|
Cookson Peirce & CO Inc
|
SELL
|
- |
-1.12K- 2.04% |
$373K - $447K
|
53.8K
$20M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-10- 55.56% |
$3.33K - $3.99K
|
8
$2.96K
|
|
|
Nov 06, 2025
Q3 2025
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
1+ 0.28% |
$333 - $399
|
358
$133K
|
|
|
Nov 06, 2025
Q3 2025
|
Camden National Bank
Camden, ME |
SELL
|
- |
-31- 3.21% |
$10.3K - $12.4K
|
936
$347K
|
|
|
Nov 06, 2025
Q3 2025
|
Abrdn PLC
|
SELL
|
- |
-9.47K- 9.27% |
$3.15M - $3.78M
|
92.7K
$34.4M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-156- 1.2% |
$51.9K - $62.2K
|
12.9K
$4.77M
|
|
|
Nov 06, 2025
Q3 2025
|
Coronation Fund Managers Ltd.
Cape Town, T3 |
BUY
|
- |
37K+ 24.47% |
$12.3M - $14.7M
|
188K
$69.7M
|
|
|
Nov 05, 2025
Q3 2025
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
SELL
|
- |
-7.02K- 21.65% |
$2.33M - $2.8M
|
25.4K
$9.41M
|
|
|
Nov 05, 2025
Q3 2025
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
126+ 3.78% |
$41.9K - $50.3K
|
3.46K
$1.28M
|
|
|
Nov 05, 2025
Q3 2025
|
South State Corp
|
SELL
|
- |
-1- 2.78% |
$333 - $399
|
35
$13K
|
|
|
Nov 05, 2025
Q3 2025
|
Portside Wealth Group, LLC
Provo, UT |
SELL
|
- |
-14- 1.48% |
$4.66K - $5.59K
|
932
$345K
|
|
|
Nov 05, 2025
Q3 2025
|
High Point Advisor Group LLC
Downers Grove, IL |
BUY
|
- |
658+ 26.73% |
$219K - $263K
|
3.12K
$1.16M
|
|
|
Nov 05, 2025
Q3 2025
|
Rmr Wealth Builders
|
BUY
|
- |
1.21KNew |
$404K - $484K
|
1.21K
$450K
|
|
|
Nov 05, 2025
Q3 2025
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-41- 2.59% |
$13.6K - $16.4K
|
1.54K
$572K
|
|
|
Nov 05, 2025
Q3 2025
|
Diamond Hill Capital Management Inc
Columbus, OH |
BUY
|
- |
670+ 1.94% |
$223K - $267K
|
35.2K
$13M
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
204+ 143.66% |
$67.9K - $81.4K
|
346
$128K
|
|
|
Nov 05, 2025
Q3 2025
|
Candriam S.C.A.
|
BUY
|
- |
295+ 4.29% |
$98.1K - $118K
|
7.17K
$2.66M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
1.08K+ 8.31% |
$361K - $433K
|
14.1K
$5.24M
|
|
|
Nov 04, 2025
Q3 2025
|
Keybank National Association
|
BUY
|
- |
185+ 14.78% |
$61.5K - $73.8K
|
1.44K
$533K
|
|
|
Nov 04, 2025
Q3 2025
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
88+ 7.99% |
$29.3K - $35.1K
|
1.19K
$441K
|
|