Latest Institutional Transactions on Lpl Financial Holdings Inc. (LPLA)
This table provides information on the latest institutional transactions involving Lpl Financial Holdings Inc. (LPLA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-29- 1.2% |
$9.65K - $11.6K
|
2.38K
$882K
|
|
|
Nov 04, 2025
Q3 2025
|
Independent Advisor Alliance
|
BUY
|
- |
1.57K+ 41.48% |
$521K - $625K
|
5.34K
$1.98M
|
|
|
Nov 04, 2025
Q3 2025
|
Frank, Rimerman Advisors LLC
Palo Alto, CA |
BUY
|
- |
754New |
$251K - $301K
|
754
$279K
|
|
|
Nov 04, 2025
Q3 2025
|
Umb Bank, N.A.
|
SELL
|
- |
-37.5K- 91.19% |
$12.5M - $15M
|
3.63K
$1.34M
|
|
|
Nov 04, 2025
Q3 2025
|
Chung Wu Investment Group, LLC
Sugar Land, TX |
BUY
|
- |
80New |
$26.6K - $31.9K
|
80
$29.6K
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
373K+ 23.36% |
$124M - $149M
|
1.97M
$730M
|
|
|
Nov 04, 2025
Q3 2025
|
Bridges Investment Management Inc
|
BUY
|
- |
149+ 12.47% |
$49.6K - $59.5K
|
1.34K
$498K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
369+ 48.94% |
$123K - $147K
|
1.12K
$416K
|
|
|
Nov 04, 2025
Q3 2025
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-1.04K- 82.11% |
$345K - $414K
|
226
$83.8K
|
|
|
Nov 04, 2025
Q3 2025
|
Mawer Investment Management Ltd.
Calgary, A0 |
SELL
|
- |
-294- 0.55% |
$97.8K - $117K
|
52.7K
$19.5M
|
|
|
Nov 04, 2025
Q3 2025
|
United Community Bank
Greenville, SC |
BUY
|
- |
95+ 16.67% |
$31.6K - $37.9K
|
665
$246K
|
|
|
Nov 04, 2025
Q3 2025
|
Agf Management LTD
Toronto Ontario Canada, A6 |
SELL
|
- |
-228K- 29.77% |
$75.8M - $90.9M
|
537K
$199M
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-15- 8.57% |
$4.99K - $5.99K
|
160
$59.3K
|
|
|
Nov 04, 2025
Q3 2025
|
Ogorek Anthony Joseph
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 04, 2025
Q3 2025
|
Wcm Investment Management, LLC
Laguna Beach, CA |
BUY
|
- |
12.2K+ 0.71% |
$4.06M - $4.87M
|
1.74M
$646M
|
|
|
Nov 04, 2025
Q3 2025
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-40.4K- 87.76% |
$13.4M - $16.1M
|
5.63K
$2.09M
|
|
|
Nov 04, 2025
Q3 2025
|
Callan Family Office, LLC
Radnor, PA |
SELL
|
- |
-652- 16.15% |
$217K - $260K
|
3.39K
$1.25M
|
|
|
Nov 04, 2025
Q3 2025
|
Uma Financial Services, Inc.
|
BUY
|
- |
16New |
$5.32K - $6.38K
|
16
$5.93K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
5+ 18.52% |
$1.66K - $2K
|
32
$11.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Compass Financial Services Inc
West Des Moines, IA |
BUY
|
- |
1+ 0.41% |
$333 - $399
|
246
$91.2K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
5+ 1.16% |
$1.66K - $2K
|
436
$162K
|
|
|
Nov 04, 2025
Q3 2025
|
Westside Investment Management, Inc.
|
BUY
|
- |
100New |
$33.3K - $39.9K
|
100
$37.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1+ 16.67% |
$333 - $399
|
7
$2.59K
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
2+ 100.0% |
$665 - $798
|
4
$1.48K
|
|
|
Nov 04, 2025
Q3 2025
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
21+ 0.24% |
$6.99K - $8.38K
|
8.66K
$3.21M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.3K- 3.71% |
$5.1M - $6.11M
|
397K
$147M
|
|
|
Nov 04, 2025
Q3 2025
|
Riverpoint Wealth Management Holdings, LLC
|
BUY
|
- |
2+ 0.13% |
$665 - $798
|
1.55K
$573K
|
|
|
Nov 04, 2025
Q3 2025
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
13+ 1.94% |
$4.32K - $5.19K
|
682
$253K
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-23- 28.75% |
$7.65K - $9.18K
|
57
$21.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Optimize Financial Inc
Laguna Hills, CA |
BUY
|
- |
1.36KNew |
$451K - $541K
|
1.36K
$503K
|
|
|
Nov 03, 2025
Q3 2025
|
Efg Asset Management (North America) Corp.
|
BUY
|
- |
721+ 12.18% |
$240K - $288K
|
6.64K
$2.46M
|
|
|
Nov 03, 2025
Q3 2025
|
One Wealth Advisors, LLC
San Francisco, CA |
SELL
|
- |
-3- 0.32% |
$998 - $1.2K
|
936
$347K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
1.39K+ 0.67% |
$461K - $553K
|
210K
$77.7M
|
|
|
Nov 03, 2025
Q3 2025
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.29K- 30.02% |
$1.1M - $1.31M
|
7.68K
$2.85M
|
|
|
Nov 03, 2025
Q3 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
2.3K+ 26.8% |
$764K - $917K
|
10.9K
$4.03M
|
|
|
Nov 03, 2025
Q3 2025
|
New York State Common Retirement Fund
|
SELL
|
- |
-1K- 1.7% |
$333K - $399K
|
57.9K
$21.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
11+ 1.06% |
$3.66K - $4.39K
|
1.05K
$389K
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-6- 3.11% |
$2K - $2.39K
|
187
$69.3K
|
|
|
Nov 03, 2025
Q3 2025
|
Coastal Bridge Advisors, LLC
|
SELL
|
- |
-48- 0.87% |
$16K - $19.2K
|
5.44K
$2.02M
|
|
|
Nov 03, 2025
Q3 2025
|
Fidelis Capital Partners, LLC
Tampa, FL |
BUY
|
- |
73+ 8.14% |
$24.3K - $29.1K
|
970
$359K
|
|
|
Nov 03, 2025
Q3 2025
|
Lri Investments, LLC
Palm Beach Gardens, FL |
SELL
|
- |
-149- 24.92% |
$49.6K - $59.5K
|
449
$166K
|
|
|
Nov 03, 2025
Q3 2025
|
Tidemark, LLC
San Diego, CA |
SELL
|
- |
-34- 40.48% |
$11.3K - $13.6K
|
50
$18.5K
|
|
|
Nov 03, 2025
Q3 2025
|
Cloud Capital Management, LLC
Seattle, WA |
BUY
|
- |
12New |
$3.99K - $4.79K
|
12
$4.45K
|
|
|
Nov 03, 2025
Q3 2025
|
Hallmark Capital Management Inc
|
BUY
|
- |
189+ 9.47% |
$62.9K - $75.4K
|
2.18K
$809K
|
|
|
Nov 03, 2025
Q3 2025
|
Arizona State Retirement System
|
BUY
|
- |
192+ 0.82% |
$63.9K - $76.6K
|
23.5K
$8.72M
|
|
|
Nov 03, 2025
Q3 2025
|
Townsquare Capital LLC
|
SELL
|
- |
-1.05K- 17.77% |
$351K - $421K
|
4.88K
$1.81M
|
|
|
Nov 03, 2025
Q3 2025
|
Quest Partners LLC
New York, NY |
SELL
|
- |
-1- 0.15% |
$333 - $399
|
667
$247K
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
21+ 0.18% |
$6.99K - $8.38K
|
11.5K
$4.26M
|
|
|
Nov 03, 2025
Q3 2025
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-169- 20.02% |
$56.2K - $67.4K
|
675
$250K
|
|
|
Nov 03, 2025
Q3 2025
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
BUY
|
- |
2.19K+ 1.9% |
$727K - $872K
|
117K
$43.4M
|
|