Purchases and Sales Made in Q3 2025 in Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information about the institutional ownership of Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) during Q3 2025. The information is specifically focused on institutions that hold shares of MainStay MacKay DefinedTerm Municipal Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
219K+ 45.42% |
$3.16M - $3.38M
|
701K
$10.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
129K+ 44.19% |
$1.86M - $1.99M
|
420K
$6.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
66.2K+ 13.19% |
$955K - $1.02M
|
568K
$8.55M
|
|
|
Jan 05, 2026
Q3 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
38K+ 94.58% |
$548K - $586K
|
78.1K
$1.18M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.7KNew |
$299K - $319K
|
20.7K
$311K
|
|
|
Nov 14, 2025
Q3 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
16KNew |
$231K - $247K
|
16K
$241K
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
15.2KNew |
$219K - $234K
|
15.2K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
15K+ 50.0% |
$217K - $232K
|
45K
$678K
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
12.1KNew |
$175K - $187K
|
12.1K
$183K
|
|
|
Oct 22, 2025
Q3 2025
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
12K+ 34.35% |
$173K - $185K
|
46.9K
$707K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
9.93K+ 24.48% |
$143K - $153K
|
50.5K
$760K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.35K+ 7.04% |
$121K - $129K
|
127K
$1.91M
|
|
|
Oct 15, 2025
Q3 2025
|
Plancorp, LLC
|
BUY
|
- |
7K+ 41.65% |
$101K - $108K
|
23.8K
$359K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.22K+ 22.29% |
$75.4K - $80.7K
|
28.7K
$432K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
4.03K+ 26.84% |
$58.1K - $62.2K
|
19K
$287K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.76K+ 11.59% |
$39.8K - $42.6K
|
26.6K
$400K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.21K+ 2.78% |
$17.5K - $18.7K
|
44.9K
$676K
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
1.19K+ 2.46% |
$17.2K - $18.4K
|
49.6K
$747K
|
|
|
Oct 10, 2025
Q3 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
1.07K+ 8.84% |
$15.5K - $16.6K
|
13.2K
$199K
|
|
|
Nov 14, 2025
Q3 2025
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
920New |
$13.3K - $14.2K
|
920
$13.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
500+ 1.23% |
$7.22K - $7.72K
|
41K
$618K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
270+ 0.84% |
$3.9K - $4.17K
|
32.3K
$486K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
57+ 0.24% |
$823 - $880
|
24K
$361K
|
|
|
Nov 14, 2025
Q3 2025
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
14New |
$202 - $216
|
14
$211
|
|
|
Oct 29, 2025
Q3 2025
|
Rovin Capital
|
BUY
|
- |
5+ 0.02% |
$72.2 - $77.2
|
28.5K
$429K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3+ 0.01% |
$43.3 - $46.3
|
26.3K
$396K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
1New |
$14.4 - $15.4
|
1
$15.1
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-22- 0.14% |
$318 - $340
|
15.7K
$236K
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-40- 0.04% |
$578 - $618
|
96.5K
$1.45M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.05K- 4.51% |
$15.2K - $16.3K
|
22.3K
$336K
|
|
|
Nov 12, 2025
Q3 2025
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-1.13K- 1.26% |
$16.4K - $17.5K
|
88.4K
$1.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.29K- 7.56% |
$18.6K - $19.9K
|
15.8K
$238K
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-1.35K- 4.86% |
$19.5K - $20.9K
|
26.4K
$398K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.4K- 4.14% |
$20.2K - $21.6K
|
32.4K
$488K
|
|
|
Nov 10, 2025
Q3 2025
|
Alpha Core Capital LLC
La Jolla, CA |
SELL
|
- |
-1.62K- 12.82% |
$23.3K - $25K
|
11K
$166K
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-2.11K- 17.26% |
$30.5K - $32.6K
|
10.1K
$152K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.89K- 10.25% |
$41.8K - $44.7K
|
25.3K
$381K
|
|
|
Oct 07, 2025
Q3 2025
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-5.51K- 24.51% |
$79.5K - $85K
|
17K
$255K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
SELL
|
- |
-6.43K- 16.74% |
$92.8K - $99.2K
|
32K
$481K
|
|
|
Nov 12, 2025
Q3 2025
|
Intellus Advisors LLC
Naples, FL |
SELL
|
- |
-6.96K- 7.67% |
$101K - $108K
|
83.8K
$1.26M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.2K- 6.31% |
$147K - $157K
|
151K
$2.28M
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-18.2K- 17.52% |
$263K - $282K
|
85.9K
$1.29M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-19.1K- 16.64% |
$275K - $294K
|
95.6K
$1.44M
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-23.1K- 50.17% |
$333K - $356K
|
22.9K
$345K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-24.4K- 18.05% |
$352K - $377K
|
111K
$1.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.6K- 5.71% |
$471K - $503K
|
538K
$8.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-34.4K- 10.54% |
$497K - $531K
|
292K
$4.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-35.2K- 33.32% |
$508K - $543K
|
70.4K
$1.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-39.2K- 14.32% |
$566K - $605K
|
235K
$3.53M
|
|