Charles Aubrey Smith Iii Morgan Stanley (MS) insider trading activity

Charles Aubrey Smith Iii is Chief Risk Officer of MORGAN STANLEY. Currently has a direct ownership of 127,611 shares of MS, which is worth approximately $20.3 Million. The most recent transaction as insider was on Jan 16, 2026, when has been sold 17,401 shares (Common Stock) at a price of $191.23 per share, resulting in proceeds of $3,327,593. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 128K

7.02% 3M change

7.4% 12M change

Total Value Held $20.3 Million

Charles Aubrey Smith III Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Jan 16 2026	SELL Payment of exercise price or tax liability	$3,327,593 $191.23 p/Share	17,401 Reduced 12.0%	127,611 Common Stock
Jan 16 2026	BUY Grant, award, or other acquisition	-	24,589 Added 14.5%	145,012 Common Stock
Jul 17 2025	SELL Open market or private sale	$2,806,000 $140.3 p/Share	20,000 Reduced 14.36%	119,239 Common Stock
Jan 17 2025	SELL Payment of exercise price or tax liability	$2,748,386 $135.81 p/Share	20,237 Reduced 12.8%	137,808 Common Stock
Jan 17 2025	BUY Grant, award, or other acquisition	-	29,328 Added 15.65%	158,045 Common Stock
Apr 17 2024	SELL Open market or private sale	$1,009,008 $90.09 p/Share	11,200 Reduced 8.15%	126,190 Common Stock
Jan 17 2024	SELL Payment of exercise price or tax liability	$1,862,711 $85.97 p/Share	21,667 Reduced 13.72%	136,245 Common Stock

Jan 17 2024	BUY Grant, award, or other acquisition	-	25,005 Added 13.67%	157,912 Common Stock
Jul 19 2023	SELL Open market or private sale	$517,496 $92.41 p/Share	5,600 Reduced 3.94%	136,512 Common Stock
Jul 19 2023	SELL Payment of exercise price or tax liability	$546,951 $91.94 p/Share	5,949 Reduced 4.36%	130,563 Common Stock

CAS

Charles Aubrey Smith Iii

Chief Risk Officer

New York, NY

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