Latest Institutional Transactions on Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information on the latest institutional transactions involving Neuberger Berman California Municipal Fund Inc. (NBW) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-24.3K- 35.89% |
$237K - $265K
|
43.4K
$0
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.33K- 22.94% |
$81.3K - $90.7K
|
28K
$0
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
31.3K+ 71.83% |
$306K - $341K
|
74.9K
$0
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
8.74K+ 12.07% |
$85.3K - $95.2K
|
81.2K
$0
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-15.9K- 15.18% |
$155K - $173K
|
88.7K
$0
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.06K- 1.51% |
$10.3K - $11.5K
|
68.8K
$0
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
91.4K+ 20.77% |
$892K - $995K
|
531K
$0
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
272K+ 171.88% |
$2.65M - $2.96M
|
430K
$0
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-175- 0.25% |
$1.71K - $1.91K
|
68.9K
$0
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-13K- 74.07% |
$127K - $142K
|
4.55K
$0
|
|
Nov 13, 2023
Q3 2023
|
Evoke Wealth, LLC
|
SELL
|
- |
-3.1K- 7.58% |
$30.3K - $33.8K
|
37.8K
$0
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.39K- 4.52% |
$42.8K - $47.8K
|
92.6K
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-5.45K- 3.5% |
$53.2K - $59.4K
|
150K
$0
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-22.9K- 19.29% |
$223K - $249K
|
95.7K
$0
|
|
Q2 2023 | |||||||
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-45.2K- 56.36% |
$473K - $509K
|
35K
$0
|
|
Jul 25, 2023
Q2 2023
|
Concorde Asset Management, LLC
|
BUY
|
- |
1.7K+ 16.5% |
$17.8K - $19.1K
|
12K
$0
|
|
Q1 2023 | |||||||
May 18, 2023
Q1 2023
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
24.3KNew |
$255K - $296K
|
24.3K
$0
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.7KNew |
$143K - $166K
|
13.7K
$0
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-3.85K- 23.23% |
$40.4K - $46.8K
|
12.7K
$0
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
147New |
$1.54K - $1.79K
|
147
$0
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
SELL
|
- |
-5.31K- 7.38% |
$55.8K - $64.7K
|
66.6K
$0
|
|
Q4 2022 | |||||||
Feb 14, 2023
Q4 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-27.2K- 31.46% |
$274K - $308K
|
59.3K
$0
|
|
Feb 14, 2023
Q4 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
36+ 0.09% |
$362 - $408
|
40.8K
$0
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-200- 66.67% |
$2.01K - $2.27K
|
100
$0
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-354- 15.36% |
$3.56K - $4.01K
|
1.95K
$0
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2.24KNew |
$22.5K - $25.4K
|
2.24K
$0
|
|
Jan 10, 2023
Q4 2022
|
Ewg Elevate Inc.
|
BUY
|
- |
1.74KNew |
$17.5K - $19.8K
|
1.74K
$0
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-43.8K- 62.18% |
$461K - $537K
|
26.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8KNew |
$84.2K - $98.2K
|
8K
$0
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1K+ 9.45% |
$10.5K - $12.3K
|
11.6K
$0
|
|
Q2 2022 | |||||||
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.77KNew |
$40.3K - $46.1K
|
3.77K
$0
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14.9KClosed |
$160K - $182K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-25KClosed |
$302K - $350K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2KClosed |
$24.1K - $28K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Blodgett Wealth Advisors, LLC
|
SELL
|
- |
-11KClosed |
$133K - $154K
|
0
$0
|
|
Apr 19, 2022
Q1 2022
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-25.7KClosed |
$310K - $359K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.9KClosed |
$244K - $257K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-91.8KClosed |
$1.25M - $1.32M
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.2KNew |
$16.4K - $17.6K
|
1.2K
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-6.03KClosed |
$82.5K - $88.5K
|
0
$0
|
|
Q1 2021 | |||||||
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-32.4KClosed |
$428K - $450K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Tortoise Investment Management, LLC
|
BUY
|
- |
370New |
$4.89K - $5.13K
|
370
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-833Closed |
$10.7K - $11.4K
|
0
$0
|
|
Q2 2020 | |||||||
Jul 29, 2020
Q2 2020
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-10KClosed |
$119K - $131K
|
0
$0
|
|
Jul 09, 2020
Q2 2020
|
Diligent Investors, LLC
|
SELL
|
- |
-10KClosed |
$119K - $131K
|
0
$0
|
|
Q1 2020 | |||||||
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-80KClosed |
$852K - $1.17M
|
0
$0
|
|
Apr 22, 2020
Q1 2020
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-10.7KClosed |
$114K - $157K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-85Closed |
$1.15K - $1.22K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-14KClosed |
$189K - $200K
|
0
$0
|