Purchases and Sales Made in Q3 2023 in Nuveen California Municipal Value Fund (NCA)
This table provides information about the institutional ownership of Nuveen California Municipal Value Fund (NCA) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN CALIFORNIA MUNICIPAL VALUE FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
124K+ 13.71% |
$1.01M - $1.09M
|
1.03M
$8.8M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
115K+ 11.34% |
$940K - $1.01M
|
1.13M
$9.7M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
46.8KNew |
$383K - $412K
|
46.8K
$402K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
45.3K+ 15.2% |
$370K - $399K
|
343K
$2.95M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
21.9K+ 4.13% |
$179K - $193K
|
553K
$4.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
21.8K+ 13.73% |
$178K - $192K
|
181K
$1.55M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
20.5K+ 108.39% |
$167K - $181K
|
39.4K
$338K
|
|
|
Nov 15, 2023
Q3 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
20.5K+ 10.96% |
$167K - $180K
|
207K
$1.78M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
7.06K+ 22.87% |
$57.7K - $62.2K
|
37.9K
$325K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
5.23K+ 28.05% |
$42.7K - $46K
|
23.9K
$205K
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
BUY
|
- |
5K+ 50.0% |
$40.9K - $44.1K
|
15K
$129K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.99K+ 4.87% |
$40.7K - $43.9K
|
107K
$922K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.2KNew |
$18K - $19.4K
|
2.2K
$18.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
2.19K+ 18.1% |
$17.9K - $19.3K
|
14.3K
$123K
|
|
|
Nov 09, 2023
Q3 2023
|
Sweeney & Michel, LLC
Chico, CA |
BUY
|
- |
1.56K+ 1.32% |
$12.8K - $13.8K
|
120K
$1.03M
|
|
|
Nov 15, 2023
Q3 2023
|
Rb Capital Management, LLC
|
BUY
|
- |
1.52K+ 10.99% |
$12.4K - $13.4K
|
15.3K
$132K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.1K+ 11.11% |
$8.99K - $9.69K
|
11K
$94.4K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
741+ 0.62% |
$6.05K - $6.53K
|
119K
$1.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Fortress Wealth Management, Inc.
|
BUY
|
- |
355+ 1.01% |
$2.9K - $3.13K
|
35.6K
$305K
|
|
|
Oct 20, 2023
Q3 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
90+ 0.82% |
$735 - $793
|
11.1K
$95K
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
27+ 1.0% |
$221 - $238
|
2.74K
$23.5K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1K- 5.46% |
$8.17K - $8.81K
|
17.3K
$148K
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-1.25K- 1.49% |
$10.2K - $11K
|
83K
$712K
|
|
|
Oct 17, 2023
Q3 2023
|
Garrison Point Advisors, LLC
Walnut Creek, CA |
SELL
|
- |
-2.35K- 12.34% |
$19.2K - $20.7K
|
16.7K
$143K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.8K- 14.3% |
$71.9K - $77.5K
|
52.7K
$452K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-12.8K- 41.12% |
$105K - $113K
|
18.4K
$158K
|
|
|
Oct 26, 2023
Q3 2023
|
Osborne Partners Capital Management, LLC
|
SELL
|
- |
-16K- 33.33% |
$131K - $141K
|
32K
$275K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-30.6K- 5.07% |
$250K - $270K
|
573K
$4.91M
|
|
|
Nov 09, 2023
Q3 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-44.2K- 26.36% |
$361K - $390K
|
124K
$1.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-97K- 18.56% |
$792K - $855K
|
426K
$3.65M
|