Purchases and Sales Made in Q3 2023 in Nuveen Dynamic Municipal Opportunities Fund (NDMO)
This table provides information about the institutional ownership of Nuveen Dynamic Municipal Opportunities Fund (NDMO) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Dynamic Municipal Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
118K+ 33.57% |
$1.12M - $1.3M
|
469K
$4.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
57.2K+ 24.08% |
$542K - $630K
|
295K
$3.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
46.1K+ 30.25% |
$437K - $507K
|
198K
$2.07M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
14.6KNew |
$139K - $161K
|
14.6K
$153K
|
|
|
Nov 14, 2023
Q3 2023
|
Peak Asset Management, LLC
Louisville, CO |
BUY
|
- |
14.6KNew |
$138K - $160K
|
14.6K
$152K
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
13.5KNew |
$128K - $149K
|
13.5K
$141K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12K+ 28.07% |
$114K - $132K
|
54.7K
$570K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
11.8K+ 19.78% |
$112K - $130K
|
71.4K
$745K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
11.7KNew |
$111K - $129K
|
11.7K
$122K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
6.47KNew |
$61.4K - $71.3K
|
6.47K
$67.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.96K+ 15.34% |
$47K - $54.6K
|
37.3K
$389K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.05K+ 1.15% |
$28.9K - $33.6K
|
267K
$2.79M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.89K+ 15.35% |
$27.4K - $31.8K
|
21.7K
$226K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.8KNew |
$26.5K - $30.8K
|
2.8K
$29.2K
|
|
|
Oct 31, 2023
Q3 2023
|
Primoris Wealth Advisors, LLC
|
BUY
|
- |
2.5K+ 9.09% |
$23.7K - $27.5K
|
30K
$313K
|
|
|
Nov 08, 2023
Q3 2023
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
2.28K+ 10.85% |
$21.6K - $25.1K
|
23.2K
$242K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
807+ 1.31% |
$7.65K - $8.89K
|
62.5K
$652K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Bridge Wealth Partners, LLC
Conshohocken, PA |
BUY
|
- |
278+ 1.07% |
$2.64K - $3.06K
|
26.2K
$273K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
90+ 0.4% |
$853 - $991
|
22.7K
$237K
|
|
|
Nov 08, 2023
Q3 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
81+ 0.21% |
$768 - $892
|
37.9K
$395K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-654- 3.9% |
$6.2K - $7.2K
|
16.1K
$168K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-703- 6.49% |
$6.66K - $7.74K
|
10.1K
$106K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.43K- 3.92% |
$13.5K - $15.7K
|
34.9K
$364K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2K- 11.55% |
$19K - $22K
|
15.3K
$160K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.45K- 15.96% |
$23.2K - $27K
|
12.9K
$135K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.88K- 7.88% |
$36.8K - $42.8K
|
45.4K
$474K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.49K- 22.76% |
$42.6K - $49.5K
|
15.2K
$159K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-5.02K- 3.33% |
$47.6K - $55.3K
|
146K
$1.52M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.67K- 4.69% |
$53.8K - $62.4K
|
115K
$1.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-10K- 14.68% |
$94.8K - $110K
|
58.1K
$606K
|
|
|
Nov 09, 2023
Q3 2023
|
Sykon Capital LLC
Harrison, NY |
SELL
|
- |
-10K- 47.06% |
$94.8K - $110K
|
11.3K
$117K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-10.4K- 39.4% |
$98.3K - $114K
|
16K
$166K
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-15K- 21.43% |
$142K - $165K
|
55K
$574K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-36.9K- 2.0% |
$350K - $406K
|
1.81M
$18.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-53.3K- 7.95% |
$506K - $587K
|
617K
$6.44M
|