Purchases and Sales Made in Q2 2023 in Neuberger Berman High Yield Strategies Fund Inc. (NHS)
This table provides information about the institutional ownership of Neuberger Berman High Yield Strategies Fund Inc. (NHS) during Q2 2023. The information is specifically focused on institutions that hold shares of Neuberger Berman High Yield Strategies Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
156KNew |
$1.17M - $1.43M
|
156K
$1.19M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
116K+ 35.11% |
$871K - $1.07M
|
447K
$3.4M
|
|
|
Aug 11, 2023
Q2 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
104KNew |
$783K - $958K
|
104K
$795K
|
|
|
Jul 19, 2023
Q2 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
67.1KNew |
$502K - $615K
|
67.1K
$510K
|
|
|
Aug 14, 2023
Q2 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
51.1K+ 17.11% |
$383K - $468K
|
350K
$2.66M
|
|
|
Aug 14, 2023
Q2 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
48.4K+ 279.92% |
$362K - $443K
|
65.6K
$499K
|
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
47.8KNew |
$358K - $439K
|
47.8K
$364K
|
|
|
Nov 21, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
47.8KNew |
$358K - $439K
|
47.8K
$364K
|
|
|
Aug 14, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
47.8KNew |
$358K - $439K
|
47.8K
$364K
|
|
|
Aug 11, 2023
Q2 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
45.2KNew |
$338K - $414K
|
45.2K
$344K
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
35.1KNew |
$263K - $322K
|
35.1K
$267K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
32.5KNew |
$243K - $298K
|
32.5K
$247K
|
|
|
Jul 20, 2023
Q2 2023
|
Uncommon Cents Investing LLC
|
BUY
|
- |
27.6K+ 17.25% |
$206K - $253K
|
187K
$1.43M
|
|
|
Aug 14, 2023
Q2 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
22.9KNew |
$172K - $210K
|
22.9K
$175K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
21K+ 161.51% |
$157K - $192K
|
34K
$259K
|
|
|
Aug 14, 2023
Q2 2023
|
Clear Street LLC
|
BUY
|
- |
15.8KNew |
$118K - $145K
|
15.8K
$120K
|
|
|
Aug 18, 2023
Q2 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
9.1K+ 42.25% |
$68.1K - $83.4K
|
30.6K
$233K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.14K+ 63.12% |
$61K - $74.6K
|
21K
$160K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
5.99K+ 8.23% |
$44.9K - $54.9K
|
78.8K
$600K
|
|
|
Aug 14, 2023
Q2 2023
|
Quarry LP
New York, NY |
BUY
|
- |
5.93K+ 91.23% |
$44.4K - $54.4K
|
12.4K
$94.6K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.97K+ 5.61% |
$14.7K - $18.1K
|
37K
$282K
|
|
|
Jul 14, 2023
Q2 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.75K+ 5.74% |
$13.1K - $16.1K
|
32.3K
$246K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.4K+ 1.77% |
$10.5K - $12.8K
|
80.3K
$611K
|
|
|
Jul 18, 2023
Q2 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
545+ 0.94% |
$4.08K - $5K
|
58.3K
$443K
|
|
|
Jul 11, 2023
Q2 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
310New |
$2.32K - $2.84K
|
310
$2.36K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
259+ 8.38% |
$1.94K - $2.38K
|
3.35K
$25.5K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
252+ 0.43% |
$1.89K - $2.31K
|
59.5K
$453K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
213+ 1.89% |
$1.6K - $1.95K
|
11.5K
$87.2K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
93+ 14.65% |
$697 - $853
|
728
$5.54K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10- 0.12% |
$74.9 - $91.7
|
8.21K
$62.5K
|
|
|
Jul 11, 2023
Q2 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-800- 2.71% |
$5.99K - $7.34K
|
28.8K
$219K
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.14K- 1.73% |
$8.55K - $10.5K
|
64.6K
$492K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.34K- 13.03% |
$25K - $30.6K
|
22.3K
$170K
|
|
|
Jul 17, 2023
Q2 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-3.85K- 90.06% |
$28.9K - $35.3K
|
425
$3.23K
|
|
|
Aug 01, 2023
Q2 2023
|
Aegon Usa Investment Management, LLC
|
SELL
|
- |
-6.27K- 17.92% |
$47K - $57.5K
|
28.7K
$219K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.34K- 9.81% |
$54.9K - $67.3K
|
67.4K
$513K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-17.5K- 2.75% |
$131K - $161K
|
619K
$4.71M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-18.9K- 11.92% |
$142K - $174K
|
140K
$1.06M
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-27K- 23.22% |
$202K - $247K
|
89.1K
$678K
|