Purchases and Sales Made in Q3 2021 in Neuberger Berman High Yield Strategies Fund Inc. (NHS)
This table provides information about the institutional ownership of Neuberger Berman High Yield Strategies Fund Inc. (NHS) during Q3 2021. The information is specifically focused on institutions that hold shares of Neuberger Berman High Yield Strategies Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
246KNew |
$3.07M - $3.33M
|
246K
$1.87M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
79.3KNew |
$989K - $1.07M
|
79.3K
$602K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
30KNew |
$374K - $406K
|
30K
$228K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
17.6K+ 4.39% |
$219K - $238K
|
418K
$3.17M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
13.3KNew |
$166K - $180K
|
13.3K
$101K
|
|
|
Nov 15, 2021
Q3 2021
|
Bailard, Inc.
|
BUY
|
- |
10.8KNew |
$135K - $147K
|
10.8K
$82.3K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
10.7KNew |
$134K - $145K
|
10.7K
$81.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.28K+ 3.68% |
$103K - $112K
|
233K
$1.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.09K+ 181.47% |
$88.4K - $96K
|
11K
$83.5K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.52K+ 34.46% |
$81.3K - $88.2K
|
25.4K
$193K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.52K+ 14.85% |
$19K - $20.6K
|
11.8K
$89.4K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
911+ 8.06% |
$11.4K - $12.3K
|
12.2K
$92.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
882New |
$11K - $11.9K
|
882
$6.69K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
243+ 0.57% |
$3.03K - $3.29K
|
42.5K
$323K
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
155+ 0.88% |
$1.93K - $2.1K
|
17.8K
$135K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
155+ 1.39% |
$1.93K - $2.1K
|
11.3K
$85.9K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-8- 0.02% |
$99.8 - $108
|
38.6K
$293K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-24- 0.15% |
$299 - $325
|
16.4K
$124K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-249- 1.84% |
$3.11K - $3.37K
|
13.3K
$101K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-316- 8.86% |
$3.94K - $4.28K
|
3.25K
$24.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-320- 1.4% |
$3.99K - $4.33K
|
22.6K
$171K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-364- 0.39% |
$4.54K - $4.92K
|
92.6K
$703K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.02K- 4.8% |
$25.2K - $27.3K
|
40.1K
$304K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.2K- 5.41% |
$39.9K - $43.3K
|
55.9K
$425K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.24K- 4.21% |
$40.4K - $43.9K
|
73.8K
$560K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-5.79K- 38.6% |
$72.3K - $78.4K
|
9.22K
$69.9K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.7KClosed |
$145K - $158K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-40.1K- 18.98% |
$500K - $543K
|
171K
$1.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-471KClosed |
$5.88M - $6.38M
|
0
$0
|