Purchases and Sales Made in Q3 2023 in Neuberger Berman High Yield Strategies Fund Inc. (NHS)
This table provides information about the institutional ownership of Neuberger Berman High Yield Strategies Fund Inc. (NHS) during Q3 2023. The information is specifically focused on institutions that hold shares of Neuberger Berman High Yield Strategies Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
120K+ 34.44% |
$900K - $956K
|
470K
$3.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
114K+ 81.35% |
$850K - $903K
|
254K
$1.93M
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
101K+ 808.53% |
$751K - $798K
|
113K
$859K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
73.8K+ 82.86% |
$552K - $586K
|
163K
$1.24M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
50.5K+ 8.17% |
$378K - $401K
|
669K
$5.09M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
24.3KNew |
$182K - $193K
|
24.3K
$185K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
22.2KNew |
$166K - $177K
|
22.2K
$169K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
14.3KNew |
$107K - $114K
|
14.3K
$109K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
11.5KNew |
$85.9K - $91.3K
|
11.5K
$87.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
10.7KNew |
$79.9K - $85K
|
10.7K
$81.4K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
9.42KNew |
$70.3K - $74.8K
|
9.42K
$71.7K
|
|
|
Oct 30, 2023
Q3 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
7.06K+ 23.07% |
$52.8K - $56.1K
|
37.7K
$287K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.2K+ 16.01% |
$38.8K - $41.3K
|
37.7K
$287K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.58K+ 6.8% |
$34.2K - $36.4K
|
72K
$548K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.08K+ 3.49% |
$15.5K - $16.5K
|
61.6K
$469K
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
1.31K+ 2.25% |
$9.81K - $10.4K
|
59.6K
$453K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
882+ 7.7% |
$6.59K - $7K
|
12.3K
$93.9K
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
501+ 1.55% |
$3.74K - $3.98K
|
32.8K
$249K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
205+ 0.32% |
$1.53K - $1.63K
|
64.8K
$494K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
44+ 0.54% |
$329 - $349
|
8.25K
$62.8K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13+ 0.04% |
$97.1 - $103
|
37.1K
$282K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-46- 1.37% |
$344 - $365
|
3.3K
$25.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.63K- 7.72% |
$12.1K - $12.9K
|
19.4K
$148K
|
|
|
Oct 19, 2023
Q3 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-2.58K- 1.38% |
$19.3K - $20.5K
|
185K
$1.41M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.99K- 22.39% |
$37.3K - $39.6K
|
17.3K
$132K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-15.3K- 19.05% |
$114K - $121K
|
65K
$495K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-22.4K- 66.01% |
$168K - $178K
|
11.5K
$87.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-24.1K- 5.39% |
$180K - $191K
|
423K
$3.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-29.8K- 45.34% |
$222K - $236K
|
35.9K
$273K
|