Purchases and Sales Made in Q4 2021 in Neuberger Berman High Yield Strategies Fund Inc. (NHS)
This table provides information about the institutional ownership of Neuberger Berman High Yield Strategies Fund Inc. (NHS) during Q4 2021. The information is specifically focused on institutions that hold shares of Neuberger Berman High Yield Strategies Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
67KNew |
$809K - $884K
|
67K
$510K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
21.7KNew |
$262K - $286K
|
21.7K
$165K
|
|
|
Feb 14, 2022
Q4 2021
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
16.1KNew |
$195K - $213K
|
16.1K
$123K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
6KNew |
$72.5K - $79.2K
|
6K
$45.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
4.76K+ 1.14% |
$57.5K - $62.9K
|
423K
$3.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.13K+ 0.91% |
$25.7K - $28.1K
|
235K
$1.79M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2K+ 18.18% |
$24.2K - $26.4K
|
13K
$98.9K
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
1.94KNew |
$23.4K - $25.6K
|
1.94K
$14.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
521+ 4.42% |
$6.29K - $6.88K
|
12.3K
$93.6K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
305New |
$3.68K - $4.03K
|
305
$2.32K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
300New |
$3.62K - $3.96K
|
300
$2.28K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
243+ 2.15% |
$2.94K - $3.21K
|
11.6K
$87.9K
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
160+ 0.9% |
$1.93K - $2.11K
|
17.9K
$136K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
113+ 0.92% |
$1.37K - $1.49K
|
12.3K
$93.8K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
80+ 6.21% |
$966 - $1.06K
|
1.37K
$10.4K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-100- 0.09% |
$1.21K - $1.32K
|
114K
$869K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-477- 5.18% |
$5.76K - $6.3K
|
8.74K
$66.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-528- 4.92% |
$6.38K - $6.97K
|
10.2K
$77.7K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-605- 4.56% |
$7.31K - $7.99K
|
12.7K
$96.3K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-882Closed |
$10.7K - $11.6K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.3K- 5.11% |
$15.7K - $17.2K
|
24.1K
$184K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.94K- 2.1% |
$23.5K - $25.7K
|
90.7K
$690K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.46K- 14.98% |
$29.7K - $32.4K
|
13.9K
$106K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.71K- 1.1% |
$32.8K - $35.8K
|
243K
$1.85M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.81K- 3.8% |
$33.9K - $37.1K
|
71K
$540K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.92K- 7.28% |
$35.2K - $38.5K
|
37.2K
$283K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-12.3K- 31.91% |
$149K - $163K
|
26.3K
$200K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-13.3KClosed |
$161K - $176K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-13.3K- 7.79% |
$161K - $176K
|
158K
$1.2M
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-17.3K- 21.83% |
$209K - $229K
|
62K
$472K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-42.5KClosed |
$514K - $561K
|
0
$0
|