Purchases and Sales Made in Q3 2025 in Virtus Allianz Gi Equity & Convertible Income Fund (NIE)
This table provides information about the institutional ownership of Virtus Allianz Gi Equity & Convertible Income Fund (NIE) during Q3 2025. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Equity & Convertible Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
111K+ 97.88% |
$2.64M - $2.81M
|
224K
$5.64M
|
|
|
Oct 15, 2025
Q3 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
97.1KNew |
$2.31M - $2.47M
|
97.1K
$2.44M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
44.9K+ 175.42% |
$1.07M - $1.14M
|
70.5K
$1.77M
|
|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
30KNew |
$715K - $763K
|
30K
$756K
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
27.5K+ 105.96% |
$653K - $697K
|
53.4K
$1.34M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
23K+ 12.09% |
$547K - $583K
|
213K
$5.36M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
17.5K+ 1.73% |
$416K - $443K
|
1.03M
$25.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
16.5KNew |
$393K - $419K
|
16.5K
$416K
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
BUY
|
- |
16.2KNew |
$386K - $412K
|
16.2K
$409K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
10.5K+ 2.71% |
$249K - $265K
|
396K
$9.97M
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
9.91KNew |
$236K - $251K
|
9.91K
$249K
|
|
|
Oct 27, 2025
Q3 2025
|
David J Yvars Group
|
BUY
|
- |
8.34K+ 90.86% |
$199K - $212K
|
17.5K
$441K
|
|
|
Oct 27, 2025
Q3 2025
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
8.16KNew |
$194K - $207K
|
8.16K
$206K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
8.12KNew |
$193K - $206K
|
8.12K
$205K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
8.03KNew |
$191K - $204K
|
8.03K
$202K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.71K+ 13.26% |
$112K - $119K
|
40.2K
$1.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.57KNew |
$109K - $116K
|
4.57K
$115K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
4.14KNew |
$98.4K - $105K
|
4.14K
$104K
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.99K+ 20.14% |
$95K - $101K
|
23.8K
$600K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.88K+ 3.82% |
$92.4K - $98.5K
|
105K
$2.65M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.66K+ 31.47% |
$87.1K - $93K
|
15.3K
$385K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.47K+ 0.62% |
$82.5K - $88K
|
560K
$14.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.2K+ 16.96% |
$76.2K - $81.3K
|
22.1K
$556K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.93K+ 3.28% |
$69.8K - $74.5K
|
92.3K
$2.32M
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.33K+ 1.43% |
$55.5K - $59.2K
|
165K
$4.17M
|
|
|
Nov 07, 2025
Q3 2025
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
2.25K+ 1.06% |
$53.5K - $57.1K
|
214K
$5.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
2.22K+ 10.33% |
$52.7K - $56.3K
|
23.7K
$596K
|
|
|
Oct 30, 2025
Q3 2025
|
Westfuller Advisors, LLC
New York, NY |
BUY
|
- |
2.11KNew |
$50.1K - $53.5K
|
2.11K
$53.1K
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.52KNew |
$36.2K - $38.6K
|
1.52K
$38.2K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
1.41K+ 73.28% |
$33.5K - $35.7K
|
3.33K
$83.8K
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
908+ 3.69% |
$21.6K - $23.1K
|
25.5K
$643K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
181+ 0.46% |
$4.31K - $4.6K
|
39.8K
$1M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
165New |
$3.93K - $4.19K
|
165
$4.15K
|
|
|
Nov 12, 2025
Q3 2025
|
Smh Capital Advisors Inc
|
BUY
|
- |
144+ 1.37% |
$3.43K - $3.66K
|
10.7K
$269K
|
|
|
Oct 23, 2025
Q3 2025
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
114+ 1.29% |
$2.71K - $2.89K
|
8.98K
$226K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
114+ 4.16% |
$2.71K - $2.89K
|
2.86K
$71.9K
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
101+ 0.58% |
$2.4K - $2.56K
|
17.5K
$440K
|
|
|
Oct 29, 2025
Q3 2025
|
Huntleigh Advisors, Inc.
St. Louis, MO |
BUY
|
- |
63+ 0.69% |
$1.5K - $1.6K
|
9.21K
$232K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
45+ 0.56% |
$1.07K - $1.14K
|
8.05K
$203K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
45+ 0.3% |
$1.07K - $1.14K
|
14.9K
$376K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
BUY
|
- |
18+ 0.06% |
$428 - $457
|
31.9K
$804K
|
|
|
Nov 04, 2025
Q3 2025
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
3+ 1.7% |
$71.4 - $76.2
|
179
$4.51K
|
|
|
Oct 09, 2025
Q3 2025
|
North Capital, Inc.
Salt Lake City, UT |
BUY
|
- |
1+ 0.35% |
$23.8 - $25.4
|
285
$7.18K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3- 0.04% |
$71.4 - $76.2
|
7.15K
$180K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-249- 0.88% |
$5.93K - $6.32K
|
28.1K
$708K
|
|
|
Oct 17, 2025
Q3 2025
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-261- 1.73% |
$6.21K - $6.63K
|
14.8K
$372K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-357- 0.45% |
$8.5K - $9.06K
|
79K
$1.99M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-375- 78.62% |
$8.93K - $9.52K
|
102
$2.57K
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-419- 4.34% |
$9.97K - $10.6K
|
9.25K
$233K
|
|
|
Nov 14, 2025
Q3 2025
|
Brick & Kyle, Associates
Newtown, PA |
SELL
|
- |
-724- 4.12% |
$17.2K - $18.4K
|
16.8K
$424K
|
|