Institutional shares held 37.1 Million
49.6K calls
12.3K puts
Total value of holdings $375M
$502K calls
$124K puts
Market Cap $1.03B
100,716,928 Shares Out.
Institutional ownership 36.79%
# of Institutions 185


Latest Institutional Activity in NMFC

Top Purchases

Q1 2025
Transcend Capital Advisors, LLC Shares Held: 424K ($4.34M)
Q1 2025
Sumitomo Mitsui Trust Holdings, Inc. Shares Held: 387K ($3.96M)
Q1 2025
Hennion & Walsh Asset Management, Inc. Shares Held: 313K ($3.21M)
Q1 2025
Palisade Capital Management LLC Shares Held: 688K ($7.04M)
Q1 2025
Wfa Asset Management Corp Shares Held: 40.5K ($415K)

Top Sells

Q1 2025
Allspring Global Investments Holdings, LLC Shares Held: 407K ($4.17M)
Q1 2025
Rockingstone Advisors LLC Shares Held: 274K ($2.81M)
Q1 2025
Essex Financial Services, Inc. Shares Held: 14.6K ($150K)
Q1 2025
Key Client Fiduciary Advisors, LLC Shares Held: 46.8K ($480K)
Q1 2025
Janney Montgomery Scott LLC Shares Held: 121K ($1.24M)

About NMFC

New Mountain Finance Corporation (Nasdaq: NMFC), a business development company is a private equity / buyouts and loan fund specializes in directly investing and lending to middle market companies in ?defensive growth? industries. The fund prefers investing in buyout and middle market companies. It also makes investments in debt securities at all levels of the capital structure including first and second lien debt, unsecured notes and mezzanine securities. In some cases, its investments may also include equity interests. It targets energy, specialty chemicals and materials, trading companies and distributors, commercial printing, diversified support services, education services, environmental and facilities services, office services and supplies, media, distributors, health care services, health care facilities, application software, business services, systems software, federal services, distribution and logistics, interactive home entertainment, telecommunication services, hydroelectric power generation, electric power generation by fossil fuels, electric power generation by nuclear fuels, health care technology, and security and alarm services. The fund seeks to invest in United States of America. It seeks to invest between $10 million and $50 million per transaction. The firm invests through both primary originations and open-market secondary purchases. It invests in companies with EBITDA between $10 million and $200 million and target investments up to a $125 million hold size. The fund seeks a majority stake in its portfolio companies.


Insider Transactions at NMFC

Insider Transaction List

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Date Insider Transaction Ownership Type Shares Traded Value / Price
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Last 12 Months Summary

Buy / Acquisition
1.42M Shares
From 5 Insiders
Open market or private purchase 1.42M shares
Sell / Disposition
0 Shares
From 0 Insiders

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P - Open market or private purchase×
S - Open market or private sale×
V - Transaction voluntarily reported earlier than required×
A - Grant, award, or other acquisition×
D - Sale (or disposition) back to the issuer×
F - Payment of exercise price or tax liability×
I - Discretionary transaction×
M - Exercise of conversion of derivative security×
C - Conversion of derivative security×
E - Expiration of short derivative position×
H - Expiration (or cancellation) of long derivative position with value received×
O - Exercise of out-of-the-money derivative securities×
X - Exercise of in-the-money or at-the-money derivatives securities×
G - Bona fide gift×
L - Small Acquisition×
W - Acquisition or disposition by will or laws×
Z - Deposit into or withdrawal from voting trust×
J - Other acquisition or disposition×
K - Transaction in equity swap or similar instrument×
U - Disposition due to a tender of shares in a change of control transaction×
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