Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
44+ 95.65% |
$424 - $477
|
90
$849
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-13.8K- 69.74% |
$133K - $150K
|
6K
$56.6K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-10.9K- 21.06% |
$105K - $118K
|
40.8K
$385K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
6.76KNew |
$65.1K - $73.2K
|
6.76K
$63.7K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
18.3K+ 19.06% |
$176K - $198K
|
114K
$1.08M
|
|
|
Nov 17, 2025
Q3 2025
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
969New |
$9.34K - $10.5K
|
969
$9.14K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.9K+ 2260.71% |
$18.3K - $20.6K
|
1.98K
$18.7K
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-450K- 42.64% |
$4.33M - $4.87M
|
605K
$5.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.79K- 0.62% |
$17.3K - $19.4K
|
287K
$2.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.28K- 25.84% |
$50.9K - $57.2K
|
15.1K
$143K
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-12.9K- 44.39% |
$125K - $140K
|
16.2K
$153K
|
|
|
Nov 14, 2025
Q3 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
10.1KNew |
$97.1K - $109K
|
10.1K
$95K
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-303K- 40.49% |
$2.92M - $3.28M
|
445K
$4.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-11.4K- 34.29% |
$110K - $124K
|
21.8K
$206K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.81KNew |
$46.4K - $52.1K
|
4.81K
$45.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-216K- 71.08% |
$2.08M - $2.34M
|
87.7K
$827K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.7K+ 3.47% |
$132K - $148K
|
408K
$3.85M
|
|
|
Nov 14, 2025
Q3 2025
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-14.4K- 2.91% |
$139K - $156K
|
480K
$4.53M
|
|
|
Nov 14, 2025
Q3 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
2.93K+ 2.84% |
$28.3K - $31.8K
|
106K
$1M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
32.8KNew |
$316K - $356K
|
32.8K
$309K
|
|
|
Nov 14, 2025
Q3 2025
|
Chilton Investment CO Inc.
Stamford, CT |
SELL
|
- |
-33.5K- 47.5% |
$323K - $363K
|
37K
$349K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
459K+ 290.87% |
$4.42M - $4.98M
|
617K
$5.82M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.22K- 0.75% |
$59.9K - $67.4K
|
827K
$7.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-47.3K- 62.25% |
$456K - $513K
|
28.7K
$271K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
2KNew |
$19.3K - $21.7K
|
2K
$18.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
684+ 4.99% |
$6.59K - $7.41K
|
14.4K
$136K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
CALL |
300+ 1.19% |
$2.89K - $3.25K
|
25.6K
$241K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
45.3KNew |
$437K - $491K
|
45.3K
$427K
|
|
|
Nov 14, 2025
Q3 2025
|
Dimension Capital Management LLC
Coral Gables, FL |
BUY
|
- |
182K+ 19.2% |
$1.76M - $1.98M
|
1.13M
$10.7M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
21.9K+ 141.51% |
$212K - $238K
|
37.5K
$353K
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
17.7KNew |
$171K - $192K
|
17.7K
$167K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
8+ 0.07% |
$77.1 - $86.7
|
11K
$103K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.1KNew |
$127K - $142K
|
13.1K
$124K
|
|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-5.48K- 19.94% |
$52.8K - $59.4K
|
22K
$207K
|
|
|
Nov 14, 2025
Q3 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
37.7K+ 42.01% |
$364K - $409K
|
128K
$1.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-5.17K- 8.13% |
$49.9K - $56.1K
|
58.4K
$551K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.19K+ 20.45% |
$69.3K - $77.9K
|
42.4K
$399K
|
|
|
Nov 13, 2025
Q3 2025
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-275K- 79.43% |
$2.65M - $2.98M
|
71.2K
$671K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-99.4K- 7.92% |
$958K - $1.08M
|
1.16M
$10.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
192K+ 81.11% |
$1.85M - $2.08M
|
429K
$4.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Danske Bank A/S
Copenhagen K, G7 |
BUY
|
- |
1New |
$9.64 - $10.8
|
1
$9.43
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-184K- 28.67% |
$1.78M - $2M
|
459K
$4.33M
|
|
|
Nov 13, 2025
Q3 2025
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
1.13K+ 3.73% |
$10.9K - $12.2K
|
31.3K
$295K
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
115K+ 4.65% |
$1.11M - $1.25M
|
2.59M
$24.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-19.5K- 50.28% |
$188K - $211K
|
19.3K
$182K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-54.1K- 7.64% |
$521K - $586K
|
654K
$6.17M
|
|
|
Nov 13, 2025
Q3 2025
|
Zuckerman Investment Group, LLC
Chicago, IL |
BUY
|
- |
10K+ 66.67% |
$96.4K - $108K
|
25K
$236K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
190K+ 18.47% |
$1.83M - $2.06M
|
1.22M
$11.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
10K+ 11.39% |
$96.5K - $109K
|
97.9K
$923K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.4KNew |
$110K - $123K
|
11.4K
$107K
|
|