Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.25KClosed |
$30.4K - $32.1K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-15.1KClosed |
$204K - $215K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-3.6KClosed |
$48.5K - $51.2K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-120KClosed |
$1.62M - $1.71M
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.38KClosed |
$45.6K - $48.1K
|
0
$0
|
|
|
Oct 05, 2018
Q3 2018
|
Kempner Capital Management Inc.
|
SELL
|
- |
-12.4KClosed |
$167K - $177K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$139K - $147K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Magnetar Financial LLC
Evanston, IL |
SELL
|
- |
-51.7K- 78.09% |
$686K - $722K
|
14.5K
$160K
|
|
|
Aug 14, 2018
Q2 2018
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-10KClosed |
$133K - $140K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.5KClosed |
$19.9K - $20.9K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-39.3KClosed |
$521K - $548K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-932Closed |
$12.3K - $13K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-242Closed |
$3.21K - $3.38K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Alyeska Investment Group, L.P.
Chicago, IL |
BUY
|
- |
100KNew |
$1.26M - $1.38M
|
100K
$1.1M
|
|
|
May 14, 2018
Q1 2018
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-11KClosed |
$138K - $151K
|
0
$0
|
|
|
Apr 19, 2018
Q1 2018
|
Versant Capital Management, Inc
|
SELL
|
- |
-1KClosed |
$12.6K - $13.8K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-449Closed |
$5.63K - $6.17K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-390KClosed |
$5.28M - $5.66M
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-900Closed |
$12.2K - $13.1K
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.28KClosed |
$17.3K - $18.5K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.57K- 19.22% |
$34.8K - $37.2K
|
10.8K
$119K
|
|
|
Jan 30, 2018
Q4 2017
|
Hudock, Inc.
|
SELL
|
- |
-152Closed |
$2.06K - $2.2K
|
0
$0
|
|
| Q3 2017 | |||||||
|
May 07, 2020
Q3 2017
|
Royal Fund Management, LLC
|
SELL
|
- |
-22Closed |
$298 - $323
|
0
$0
|
|
|
Nov 13, 2017
Q3 2017
|
Aviva PLC
|
SELL
|
- |
-959KClosed |
$13M - $14.1M
|
0
$0
|
|
|
Nov 01, 2017
Q3 2017
|
Mcia Inc
|
SELL
|
- |
-1KClosed |
$13.6K - $14.7K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-14.7KClosed |
N/A
|
0
$0
|
|