Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-20.4KClosed |
$268K - $287K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
325+ 2.07% |
$4.27K - $4.57K
|
16K
$151K
|
|
|
Feb 11, 2022
Q4 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-11.9KClosed |
$156K - $167K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Advisors Network, Inc.
|
SELL
|
- |
-19.2KClosed |
$252K - $269K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Personal Capital Advisors Corp
|
BUY
|
- |
22.2KNew |
$292K - $312K
|
22.2K
$209K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-80.3KClosed |
$1.06M - $1.13M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-3Closed |
$39.4 - $42.2
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-1KClosed |
$13.1K - $14.1K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-10.5KClosed |
$138K - $148K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Altium Wealth Management LLC
|
BUY
|
- |
5.38K+ 3.8% |
$70.7K - $75.7K
|
147K
$1.39M
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-1.1KClosed |
$14.5K - $15.5K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Pinz Capital Management, LP
New York, NY |
SELL
|
- |
-8.7KClosed |
$112K - $119K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-604KClosed |
$7.75M - $8.25M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-5.95KClosed |
$76.3K - $81.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
7.68KNew |
$98.5K - $105K
|
7.68K
$72.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
350New |
$4.49K - $4.78K
|
350
$3.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-302Closed |
$3.87K - $4.12K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-44.5KClosed |
$571K - $607K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-1.07KClosed |
$13.8K - $14.6K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1KNew |
$12.8K - $13.7K
|
1K
$9.43K
|
|
|
Nov 08, 2021
Q3 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-1.86KClosed |
$23.9K - $25.4K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
300New |
$3.85K - $4.1K
|
300
$2.83K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
378KNew |
$4.74M - $5.17M
|
378K
$3.56M
|
|
|
Aug 16, 2021
Q2 2021
|
Cipher Capital LP
New York, NY |
SELL
|
- |
-19.2KClosed |
$240K - $262K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Edge Capital Group, LLC
|
BUY
|
- |
30KNew |
$377K - $410K
|
30K
$283K
|
|
|
Aug 09, 2021
Q2 2021
|
Telemus Capital, LLC
|
SELL
|
- |
-46KClosed |
$577K - $629K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-522Closed |
$6.55K - $7.14K
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-13.7KClosed |
$172K - $188K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-11.3KClosed |
$141K - $154K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-34.3KClosed |
$431K - $470K
|
0
$0
|
|
|
Jul 12, 2021
Q2 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
SELL
|
- |
-856- 83.68% |
$10.7K - $11.7K
|
167
$1.57K
|
|
| Q1 2021 | |||||||
|
Nov 12, 2021
Q1 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-119- 3.12% |
$1.35K - $1.59K
|
3.69K
$34.8K
|
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-58.9KClosed |
$669K - $789K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
- |
-24.7KClosed |
$281K - $331K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-522Closed |
$5.93K - $6.99K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-19.6KClosed |
$222K - $262K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1KClosed |
$11.4K - $13.4K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-10.2KClosed |
$116K - $137K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-1.08KClosed |
$12.2K - $14.4K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-365Closed |
$3.31K - $4.44K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-11.9KClosed |
$108K - $145K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
23.4K+ 32.55% |
$212K - $285K
|
95.3K
$899K
|
|
|
Feb 16, 2021
Q4 2020
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-92.2KClosed |
$836K - $1.12M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-67.9KClosed |
$616K - $826K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-45KClosed |
$408K - $547K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-149KClosed |
$1.35M - $1.81M
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Selective Wealth Management, Inc.
|
BUY
|
- |
18+ 6.12% |
$163 - $219
|
312
$2.94K
|
|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q3 2020 | |||||||
|
Feb 11, 2021
Q3 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-300Closed |
$2.64K - $3.18K
|
0
$0
|
|
|
Nov 18, 2020
Q3 2020
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-27Closed |
$238 - $286
|
0
$0
|
|