Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-12.1KClosed |
$107K - $128K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-900Closed |
$7.93K - $9.55K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-2.66KClosed |
$23.4K - $28.2K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-12.5KClosed |
$110K - $132K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
First Horizon Corp
Memphis, TN |
BUY
|
- |
1KNew |
$8.81K - $10.6K
|
1K
$9.43K
|
|
|
Nov 12, 2020
Q3 2020
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-113KClosed |
$995K - $1.2M
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Aigen Investment Management, LP
|
SELL
|
- |
-21.4KClosed |
$189K - $227K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Eastern Bank
|
SELL
|
- |
-13.8KClosed |
$122K - $146K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-300Closed |
$2.64K - $3.18K
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-575Closed |
$5.07K - $6.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-200- 10.21% |
$1K - $2.09K
|
1.76K
$16.6K
|
|
|
Sep 11, 2020
Q2 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-121KClosed |
$605K - $1.26M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-25.9KClosed |
$130K - $271K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Partners Group Holding Ag
Baar Zug, V8 |
SELL
|
- |
-1.01MClosed |
$5.05M - $10.5M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-273Closed |
$1.37K - $2.85K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-14KClosed |
$70.3K - $146K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-122KClosed |
$610K - $1.27M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-39.1KClosed |
$196K - $408K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-10.8KClosed |
$54.2K - $113K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-532KClosed |
$2.67M - $5.55M
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-10KClosed |
$50.4K - $105K
|
0
$0
|
|
|
Jul 30, 2020
Q2 2020
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-1.18KClosed |
$5.9K - $12.3K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-76Closed |
$382 - $794
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Monument Capital Management
|
SELL
|
- |
-113KClosed |
$569K - $1.19M
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-11.1KClosed |
$55.6K - $116K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-7- 70.0% |
$35.1 - $73.1
|
3
$28.3
|
|
|
Jul 08, 2020
Q2 2020
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-54.6KClosed |
$274K - $571K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 18, 2020
Q1 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-35.4KClosed |
$182K - $512K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-77.3KClosed |
$398K - $1.12M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-11.9KClosed |
$61.3K - $172K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-9.05KClosed |
$46.6K - $131K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-136KClosed |
$701K - $1.97M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-39.8KClosed |
$205K - $575K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-179KClosed |
$922K - $2.59M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-98.8KClosed |
$509K - $1.43M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-20KClosed |
$103K - $289K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-30KClosed |
$155K - $433K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-56.5KClosed |
$291K - $816K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-8.75KClosed |
$45.1K - $126K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
P.A.W. Capital Corp
|
SELL
|
- |
-40KClosed |
$206K - $578K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-900Closed |
$4.64K - $13K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-5.9KClosed |
$30.4K - $85.2K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-200Closed |
$1.03K - $2.89K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-42.7KClosed |
$220K - $617K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Tcw Group Inc
|
SELL
|
- |
-15.8KClosed |
$81.4K - $228K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-700- 70.0% |
$3.61K - $10.1K
|
300
$2.83K
|
|
|
Apr 20, 2020
Q1 2020
|
Manchester Financial Inc
|
SELL
|
- |
-2.6KClosed |
$13.4K - $37.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-201KClosed |
$2.67M - $2.78M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-1.5KClosed |
$19.9K - $20.8K
|
0
$0
|
|