Latest Institutional Transactions on New Mountain Finance Corp (NMFC)
This table provides information on the latest institutional transactions involving New Mountain Finance Corp (NMFC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2020
Q1 2020
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-179KClosed |
$922K - $2.59M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-20KClosed |
$103K - $289K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-30KClosed |
$155K - $433K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-56.5KClosed |
$291K - $816K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-8.75KClosed |
$45.1K - $126K
|
0
$0
|
|
May 08, 2020
Q1 2020
|
P.A.W. Capital Corp
|
SELL
|
- |
-40KClosed |
$206K - $578K
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-900Closed |
$4.64K - $13K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-5.9KClosed |
$30.4K - $85.2K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-200Closed |
$1.03K - $2.89K
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-42.7KClosed |
$220K - $617K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Tcw Group Inc
|
SELL
|
- |
-15.8KClosed |
$81.4K - $228K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-700- 70.0% |
$3.61K - $10.1K
|
300
$3.3K
|
|
Apr 20, 2020
Q1 2020
|
Manchester Financial Inc
|
SELL
|
- |
-2.6KClosed |
$13.4K - $37.5K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
- |
-33.9KClosed |
$450K - $469K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
9.34KNew |
$124K - $129K
|
9.34K
$103K
|
|
Feb 14, 2020
Q4 2019
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-201KClosed |
$2.67M - $2.78M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-1.5KClosed |
$19.9K - $20.8K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-11.8KClosed |
$157K - $164K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-5.6KClosed |
$74.4K - $77.5K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-84.7KClosed |
$1.13M - $1.17M
|
0
$0
|
|
Feb 07, 2020
Q4 2019
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-24KClosed |
$319K - $333K
|
0
$0
|
|
Feb 05, 2020
Q4 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-39Closed |
$518 - $540
|
0
$0
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-914Closed |
$12.1K - $12.6K
|
0
$0
|
|
Jan 31, 2020
Q4 2019
|
Financial Counselors Inc
|
SELL
|
- |
-10.5KClosed |
$139K - $145K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-900Closed |
$12K - $12.5K
|
0
$0
|
|
Jan 22, 2020
Q4 2019
|
Cordasco Financial Network
|
SELL
|
- |
-159Closed |
$2.11K - $2.2K
|
0
$0
|
|
Jan 15, 2020
Q4 2019
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
15KNew |
$199K - $208K
|
15K
$165K
|
|
Q3 2019 | |||||||
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
20.7KNew |
$275K - $291K
|
20.7K
$227K
|
|
Oct 24, 2019
Q3 2019
|
Trust CO Of Vermont
|
SELL
|
- |
-670Closed |
$8.91K - $9.43K
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Arlington Partners LLC
|
SELL
|
- |
-2.6KClosed |
$34.6K - $36.6K
|
0
$0
|
|
Q2 2019 | |||||||
Nov 19, 2019
Q2 2019
|
Global Retirement Partners, LLC
|
SELL
|
- |
-260Closed |
$3.51K - $3.73K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-19.3KClosed |
$260K - $277K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-174Closed |
$2.35K - $2.5K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-237KClosed |
$3.19M - $3.4M
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-211KClosed |
$2.84M - $3.02M
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.09KClosed |
$14.7K - $15.7K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-912Closed |
$12.3K - $13.1K
|
0
$0
|
|
Q1 2019 | |||||||
May 14, 2019
Q1 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-50.9KClosed |
$651K - $721K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-83.1KClosed |
$1.06M - $1.18M
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-400Closed |
$5.11K - $5.66K
|
0
$0
|
|
May 13, 2019
Q1 2019
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-17KClosed |
$217K - $241K
|
0
$0
|
|
Q4 2018 | |||||||
Nov 09, 2023
Q4 2018
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-240Closed |
$2.94K - $3.32K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-14KClosed |
$172K - $194K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Alberta Investment Management Corp
Edmonton, A0 |
BUY
|
- |
46.5K+ 61.73% |
$570K - $643K
|
122K
$1.34M
|
|
Feb 14, 2019
Q4 2018
|
Barclays PLC
London, X0 |
BUY
|
PUT |
600New |
$7.35K - $8.3K
|
600
$6.6K
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.94KClosed |
$23.7K - $26.8K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-30KClosed |
$368K - $415K
|
0
$0
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-7.92KClosed |
$97K - $110K
|
0
$0
|
|
Q3 2018 | |||||||
Dec 06, 2018
Q3 2018
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-1KClosed |
$13.5K - $14.3K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
187KNew |
$2.52M - $2.66M
|
187K
$2.05M
|