Latest Institutional Transactions on Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This table provides information on the latest institutional transactions involving Neuberger Berman Mlp & Energy Income Fund Inc. (NML) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2025
Q3 2025
|
Optimum Investment Advisors
|
BUY
|
- |
2.3K+ 1.62% |
$19.3K - $20.6K
|
144K
$1.22M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
79+ 2.0% |
$664 - $706
|
4.03K
$34.3K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-500- 3.01% |
$4.21K - $4.47K
|
16.1K
$137K
|
|
|
Oct 09, 2025
Q3 2025
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-133- 0.81% |
$1.12K - $1.19K
|
16.2K
$138K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.35K- 11.1% |
$25.9K - $30.8K
|
26.8K
$228K
|
|
|
Aug 14, 2025
Q2 2025
|
Tt Capital Management LLC
Coto De Caza, CA |
BUY
|
- |
27.1KNew |
$210K - $250K
|
27.1K
$231K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
22.8KNew |
$177K - $210K
|
22.8K
$194K
|
|
|
Aug 14, 2025
Q2 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-6.37K- 0.79% |
$49.4K - $58.6K
|
796K
$6.78M
|
|
|
Aug 14, 2025
Q2 2025
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-5K- 33.33% |
$38.8K - $46K
|
10K
$85.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
14.1K+ 115.94% |
$109K - $130K
|
26.3K
$223K
|
|
|
Aug 13, 2025
Q2 2025
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
7.5K+ 6.79% |
$58.1K - $69K
|
118K
$1M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Traub Capital Management LLC
Needham, MA |
BUY
|
- |
5.4KNew |
$41.9K - $49.7K
|
5.4K
$46K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
400New |
$3.1K - $3.68K
|
400
$3.4K
|
|
|
Aug 08, 2025
Q2 2025
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
10KNew |
$77.5K - $92K
|
10K
$85.1K
|
|
|
Aug 06, 2025
Q2 2025
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-1.5K- 38.46% |
$11.6K - $13.8K
|
2.4K
$20.4K
|
|
|
Aug 06, 2025
Q2 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
1.43KNew |
$11.1K - $13.2K
|
1.43K
$12.2K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
215K+ 108.03% |
$1.67M - $1.98M
|
415K
$3.53M
|
|
|
Aug 04, 2025
Q2 2025
|
Spire Wealth Management
|
SELL
|
- |
-250- 5.54% |
$1.94K - $2.3K
|
4.26K
$36.3K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-757- 6.71% |
$5.87K - $6.96K
|
10.5K
$89.5K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
3.27KNew |
$25.3K - $30.1K
|
3.27K
$27.8K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
12.2KNew |
$102K - $115K
|
12.2K
$104K
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-100- 10.0% |
$840 - $945
|
900
$7.66K
|
|
|
May 15, 2025
Q1 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
25K+ 9.54% |
$210K - $236K
|
287K
$2.44M
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
28.1KNew |
$236K - $266K
|
28.1K
$239K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
9.18KNew |
$77.1K - $86.8K
|
9.18K
$78.1K
|
|
|
May 12, 2025
Q1 2025
|
Sandy Spring Bank
|
BUY
|
- |
1.43KNew |
$12K - $13.5K
|
1.43K
$12.2K
|
|
|
May 02, 2025
Q1 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
18.1K+ 12.49% |
$152K - $171K
|
163K
$1.38M
|
|
|
Apr 22, 2025
Q1 2025
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
4+ 1.96% |
$33.6 - $37.8
|
208
$1.77K
|
|
|
Apr 16, 2025
Q1 2025
|
Pathway Financial Advisors LLC
|
BUY
|
- |
24+ 0.23% |
$202 - $227
|
10.7K
$90.8K
|
|
| Q4 2024 | |||||||
|
Apr 01, 2025
Q4 2024
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
167New |
$1.37K - $1.58K
|
167
$1.42K
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
11KNew |
$90.1K - $103K
|
11K
$93.3K
|
|
|
Feb 13, 2025
Q4 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
41.2K+ 7.23% |
$339K - $389K
|
611K
$5.2M
|
|
|
Feb 06, 2025
Q4 2024
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
170New |
$1.4K - $1.6K
|
170
$1.45K
|
|
|
Jan 31, 2025
Q4 2024
|
Bfsg, LLC
|
SELL
|
- |
-100- 3.66% |
$822 - $944
|
2.63K
$22.4K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-3.54K- 12.05% |
$29.1K - $33.4K
|
25.8K
$220K
|
|
|
Jan 27, 2025
Q4 2024
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-26.6K- 59.25% |
$219K - $251K
|
18.3K
$156K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.11KNew |
$9.1K - $10.5K
|
1.11K
$9.42K
|
|
|
Jan 15, 2025
Q4 2024
|
First National Bank Of Mount Dora, Trust Investment Services
|
SELL
|
- |
-3.9K- 18.22% |
$32.1K - $36.8K
|
17.5K
$149K
|
|
|
Jan 13, 2025
Q4 2024
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
35New |
$288 - $330
|
35
$298
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
269+ 1.38% |
$2.01K - $2.22K
|
19.7K
$168K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
10K+ 126.58% |
$74.8K - $82.4K
|
17.9K
$152K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2K- 16.67% |
$15K - $16.5K
|
10K
$85.1K
|
|
|
Nov 07, 2024
Q3 2024
|
Green Square Capital Advisors LLC
|
BUY
|
- |
11.3KNew |
$84.7K - $93.3K
|
11.3K
$96.4K
|
|
|
Oct 30, 2024
Q3 2024
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-195- 50.0% |
$1.46K - $1.61K
|
195
$1.66K
|
|
|
Oct 30, 2024
Q3 2024
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-5.29K- 32.55% |
$39.6K - $43.6K
|
11K
$93.3K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
SELL
|
- |
-883- 66.64% |
$6.6K - $7.28K
|
442
$3.76K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.16K+ 3.07% |
$38.6K - $42.5K
|
173K
$1.48M
|
|
|
Oct 17, 2024
Q3 2024
|
Riverview Trust CO
|
BUY
|
- |
300New |
$2.24K - $2.47K
|
300
$2.55K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-3.3K- 16.13% |
$23.4K - $26.5K
|
17.2K
$146K
|
|