Latest Institutional Sells of Neuberger Berman Mlp & Energy Income Fund Inc. (NML)
This list provides information on the latest institutional transactions involving Neuberger Berman Mlp & Energy Income Fund Inc. (NML) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 08, 2022
Q2 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-22.5KClosed |
$129K - $164K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-21.2KClosed |
$121K - $155K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-14.6K- 12.71% |
$83.7K - $107K
|
101K
$910K
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-2.9KClosed |
$16.6K - $21.2K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-196Closed |
$1.12K - $1.43K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-463KClosed |
$2.41M - $2.98M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-58.6KClosed |
$305K - $377K
|
0
$0
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-10KClosed |
$52.1K - $64.4K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-10KClosed |
$52.1K - $64.4K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-3KClosed |
$15.6K - $19.3K
|
0
$0
|
|
Q4 2021 | |||||||
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.5KClosed |
$36.2K - $41.5K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-3KClosed |
$14.5K - $16.6K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-629Closed |
$3.04K - $3.48K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Eukles Asset Management
|
SELL
|
- |
-416Closed |
$2.01K - $2.3K
|
0
$0
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-200Closed |
$966 - $1.11K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-121KClosed |
$545K - $610K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-43.8KClosed |
$197K - $220K
|
0
$0
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-3K- 60.0% |
$13.5K - $15.1K
|
2K
$18.1K
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-500Closed |
$2.25K - $2.52K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-46.8KClosed |
$198K - $250K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Ckw Financial Group
|
SELL
|
- |
-5.5KClosed |
$23.3K - $29.4K
|
0
$0
|
|
Jul 30, 2021
Q2 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-3.2KClosed |
$13.5K - $17.1K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-1.25KClosed |
$5.28K - $6.66K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-330Closed |
$1.4K - $1.76K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-1Closed |
$4.23 - $5.34
|
0
$0
|
|
Q1 2021 | |||||||
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-410KClosed |
$1.4M - $1.77M
|
0
$0
|
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-68.5KClosed |
$234K - $296K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-45.4KClosed |
$155K - $196K
|
0
$0
|
|
Apr 23, 2021
Q1 2021
|
Marquette Asset Management, LLC
|
SELL
|
- |
-23.2KClosed |
$79.4K - $100K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.7KClosed |
$36.6K - $46.2K
|
0
$0
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.6KClosed |
$8.89K - $11.2K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-1.8KClosed |
$6.16K - $7.78K
|
0
$0
|
|
Aug 30, 2024
Q1 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.2KClosed |
$4.1K - $5.18K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-2.25MClosed |
$5.27M - $8.26M
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-10.2KClosed |
$23.8K - $37.3K
|
0
$0
|
|
Jan 12, 2021
Q4 2020
|
Cx Institutional
|
SELL
|
- |
-6.25KClosed |
$14.6K - $22.9K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-1.61KClosed |
$3.77K - $5.92K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-1.02KClosed |
$2.39K - $3.74K
|
0
$0
|
|
Q3 2020 | |||||||
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-72.3KClosed |
$170K - $225K
|
0
$0
|
|
Oct 14, 2020
Q3 2020
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-15.2KClosed |
$35.7K - $47.3K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-874Closed |
$2.05K - $2.72K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 10, 2020
Q2 2020
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-137KClosed |
$240K - $489K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-38.4KClosed |
$67.2K - $137K
|
0
$0
|
|
Jul 07, 2020
Q2 2020
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-14.3KClosed |
$25.1K - $51K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-4.43KClosed |
$7.75K - $15.8K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-1KClosed |
$1.75K - $3.56K
|
0
$0
|
|
Jul 29, 2020
Q2 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-344Closed |
$602 - $1.22K
|
0
$0
|
|
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-31Closed |
$54.3 - $110
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-31Closed |
$54.3 - $110
|
0
$0
|
|
Q1 2020 | |||||||
May 11, 2020
Q1 2020
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-10KClosed |
$12.7K - $72.5K
|
0
$0
|