Purchases and Sales Made in Q3 2023 in Nuveen Core Plus Impact Fund (NPCT)
This table provides information about the institutional ownership of Nuveen Core Plus Impact Fund (NPCT) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Core Plus Impact Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
528KNew |
$4.83M - $5.37M
|
528K
$5.54M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
163K+ 27.31% |
$1.49M - $1.66M
|
760K
$7.98M
|
|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
146K+ 10.6% |
$1.34M - $1.49M
|
1.52M
$16M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
114K+ 4.01% |
$1.04M - $1.16M
|
2.95M
$31M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
88K+ 84.33% |
$804K - $895K
|
192K
$2.02M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
69.9K+ 3.87% |
$639K - $711K
|
1.88M
$19.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
60.5K+ 27.85% |
$553K - $615K
|
278K
$2.91M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
38.3K+ 269.84% |
$350K - $390K
|
52.5K
$552K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
23.7K+ 34.95% |
$217K - $241K
|
91.5K
$961K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20.9KNew |
$191K - $212K
|
20.9K
$219K
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
17.2K+ 1.95% |
$157K - $175K
|
900K
$9.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.6KNew |
$115K - $128K
|
12.6K
$132K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.7K+ 21.21% |
$97.8K - $109K
|
61.2K
$642K
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.4KNew |
$94.8K - $105K
|
10.4K
$109K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
6.54KNew |
$59.8K - $66.5K
|
6.54K
$68.6K
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
3.57K+ 25.61% |
$32.6K - $36.3K
|
17.5K
$184K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2KNew |
$18.3K - $20.3K
|
2K
$21K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.06KNew |
$9.67K - $10.8K
|
1.06K
$11.1K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
15+ 2.6% |
$137 - $153
|
591
$6.21K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-83- 0.61% |
$759 - $844
|
13.6K
$143K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-297- 32.18% |
$2.71K - $3.02K
|
626
$6.57K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.2K- 8.65% |
$11K - $12.2K
|
12.7K
$133K
|
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-1.3K- 10.74% |
$11.9K - $13.2K
|
10.8K
$113K
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-1.46K- 50.96% |
$13.4K - $14.9K
|
1.41K
$14.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.56K- 11.19% |
$32.5K - $36.2K
|
28.2K
$296K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-4.13K- 2.92% |
$37.7K - $42K
|
137K
$1.44M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.58K- 4.4% |
$41.9K - $46.6K
|
99.5K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-5.6K- 17.98% |
$51.2K - $57K
|
25.6K
$268K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-6.72K- 1.48% |
$61.4K - $68.3K
|
448K
$4.7M
|
|
|
Oct 23, 2023
Q3 2023
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-10.3K- 20.76% |
$94.1K - $105K
|
39.3K
$413K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-17.9K- 40.95% |
$164K - $182K
|
25.8K
$271K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-64.6K- 15.62% |
$591K - $657K
|
349K
$3.67M
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-70.1K- 72.36% |
$640K - $713K
|
26.8K
$281K
|