Latest Institutional Transactions on Neophotonics Corp (NPTN)
This table provides information on the latest institutional transactions involving Neophotonics Corp (NPTN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 06, 2020
Q3 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-300Closed |
$1.77K - $2.99K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
12.3KNew |
$88.3K - $123K
|
12.3K
$0
|
|
Aug 14, 2020
Q2 2020
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
CALL |
-16.1KClosed |
$115K - $161K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Hood River Capital Management LLC
Palm Beach Gardens, FL |
SELL
|
- |
-1.12MClosed |
$8.03M - $11.2M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Cooper Creek Partners Management LLC
New York, NY |
SELL
|
- |
-236KClosed |
$1.69M - $2.36M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-59.1KClosed |
$424K - $589K
|
0
$0
|
|
Jul 31, 2020
Q2 2020
|
Ingalls & Snyder LLC
New York, NY |
SELL
|
- |
-17KClosed |
$122K - $169K
|
0
$0
|
|
Jul 28, 2020
Q2 2020
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
BUY
|
- |
6.8KNew |
$48.7K - $67.7K
|
6.8K
$0
|
|
Jul 27, 2020
Q2 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
-136Closed |
$975 - $1.36K
|
0
$0
|
|
Jul 24, 2020
Q2 2020
|
Dupont Capital Management Corp
|
SELL
|
- |
-37.5KClosed |
$269K - $374K
|
0
$0
|
|
Jul 23, 2020
Q2 2020
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-10KClosed |
$71.7K - $99.7K
|
0
$0
|
|
Q1 2020 | |||||||
Jun 11, 2020
Q1 2020
|
Spouting Rock Asset Management, LLC
Bryn Mawr, PA |
SELL
|
- |
-101KClosed |
$474K - $937K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-12.4KClosed |
$57.9K - $114K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-25Closed |
$117 - $231
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
10.9KNew |
$50.8K - $100K
|
10.9K
$0
|
|
May 13, 2020
Q1 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-67Closed |
$314 - $619
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-10.6KClosed |
$49.4K - $97.6K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-5Closed |
$23.4 - $46.2
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Aigen Investment Management, LP
|
SELL
|
- |
-48Closed |
$225 - $444
|
0
$0
|
|
May 04, 2020
Q1 2020
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-67.5KClosed |
$316K - $624K
|
0
$0
|
|
Apr 27, 2020
Q1 2020
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
17KNew |
$79.6K - $157K
|
17K
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
32.7KNew |
$190K - $291K
|
32.7K
$0
|
|
Feb 13, 2020
Q4 2019
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-15KClosed |
$87K - $134K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Spark Investment Management LLC
New York, NY |
SELL
|
- |
-34.8KClosed |
$202K - $310K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
PUT |
-48.9KClosed |
$284K - $435K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1KClosed |
$5.8K - $8.9K
|
0
$0
|
|
Jan 31, 2020
Q4 2019
|
Hamilton Lane Advisors LLC
|
SELL
|
- |
-87.3KClosed |
$507K - $777K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 20, 2019
Q3 2019
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-10.1KClosed |
$43.3K - $69.9K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Wexford Capital LP
Greenwich, CT |
SELL
|
- |
-34.9KClosed |
$149K - $241K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-864Closed |
$3.7K - $5.97K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Harbourvest Partners LLC
Boston, MA |
SELL
|
- |
-114KClosed |
$486K - $785K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-1.22KClosed |
$5.2K - $8.4K
|
0
$0
|
|
Nov 01, 2019
Q3 2019
|
Glassman Wealth Services
|
SELL
|
- |
-126Closed |
$539 - $871
|
0
$0
|
|
Nov 01, 2019
Q3 2019
|
Parallel Advisors, LLC
|
SELL
|
- |
-2KClosed |
$8.56K - $13.8K
|
0
$0
|
|
Oct 24, 2019
Q3 2019
|
Trust CO Of Vermont
|
SELL
|
- |
-500Closed |
$2.14K - $3.46K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
194KNew |
$690K - $1.34M
|
194K
$0
|
|
Aug 14, 2019
Q2 2019
|
Adams Street Partners LLC
Chicago, IL |
SELL
|
- |
-25.3KClosed |
$90.1K - $175K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Hall Kathryn A.
San Francisco, CA |
SELL
|
- |
-15.2KClosed |
$54K - $105K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
CALL |
237KNew |
$843K - $1.63M
|
237K
$0
|
|
Aug 14, 2019
Q2 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-56.6KClosed |
$201K - $390K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Advent Capital Management
New York, NY |
SELL
|
- |
-40KClosed |
$142K - $276K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Abrdn PLC
|
SELL
|
- |
-121KClosed |
$430K - $833K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Walthausen & Co., LLC
Malta, NY |
SELL
|
- |
-170KClosed |
$604K - $1.17M
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Alp Invest Partners B.V.
Amsterdam, P7 |
SELL
|
- |
-199KClosed |
$710K - $1.38M
|
0
$0
|
|
Aug 09, 2019
Q2 2019
|
Sg3 Management, LLC
Dorado, PR |
BUY
|
- |
600New |
$2.14K - $4.14K
|
600
$0
|
|
Aug 08, 2019
Q2 2019
|
Pier 88 Investment Partners LLC
San Francisco, CA |
SELL
|
- |
-75.1KClosed |
$268K - $519K
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
Granite Point Capital Management, L.P.
|
SELL
|
- |
-123KClosed |
$439K - $850K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
State Of Michigan Retirement System
|
SELL
|
- |
-97.2KClosed |
$346K - $671K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-50Closed |
$178 - $345
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-14.2KClosed |
$50.5K - $97.9K
|
0
$0
|