Purchases and Sales Made in Q1 2021 in Neophotonics Corp (NPTN)
This table provides information about the institutional ownership of Neophotonics Corp (NPTN) during Q1 2021. The information is specifically focused on institutions that hold shares of NEOPHOTONICS CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2021
Q1 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.1KNew |
$17.6K - $29K
|
2.1K
$0
|
|
May 17, 2021
Q1 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
1.12KNew |
$9.41K - $15.4K
|
1.12K
$0
|
|
May 14, 2021
Q1 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
1KNew |
$8.4K - $13.8K
|
1K
$0
|
|
May 13, 2021
Q1 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
969+ 0.39% |
$8.14K - $13.4K
|
249K
$0
|
|
May 17, 2021
Q1 2021
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
948+ 12.86% |
$7.96K - $13.1K
|
8.32K
$0
|
|
Apr 09, 2021
Q1 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
743New |
$6.24K - $10.2K
|
743
$0
|
|
Sep 07, 2021
Q1 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
700New |
$5.88K - $9.65K
|
700
$0
|
|
May 14, 2021
Q1 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
675+ 19.16% |
$5.67K - $9.3K
|
4.2K
$0
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
595+ 19833.33% |
$5K - $8.2K
|
598
$0
|
|
Apr 19, 2021
Q1 2021
|
Hennessy Advisors Inc
Novato, CA |
BUY
|
- |
393+ 2.97% |
$3.3K - $5.42K
|
13.6K
$0
|
|
May 14, 2021
Q1 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
BUY
|
- |
388+ 0.65% |
$3.26K - $5.35K
|
60.5K
$0
|
|
Apr 30, 2021
Q1 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
300New |
$2.52K - $4.13K
|
300
$0
|
|
Apr 20, 2021
Q1 2021
|
Gemmer Asset Management LLC
|
BUY
|
- |
300New |
$2.52K - $4.13K
|
300
$0
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
281New |
$2.36K - $3.87K
|
281
$0
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
275+ 63.22% |
$2.31K - $3.79K
|
710
$0
|
|
May 06, 2021
Q1 2021
|
Arizona State Retirement System
|
BUY
|
- |
212+ 1.55% |
$1.78K - $2.92K
|
13.9K
$0
|
|
Apr 23, 2021
Q1 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
175New |
$1.47K - $2.41K
|
175
$0
|
|
May 07, 2021
Q1 2021
|
American International Group, Inc.
New York, NY |
BUY
|
- |
77+ 0.27% |
$647 - $1.06K
|
28.9K
$0
|
|
May 17, 2021
Q1 2021
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
66+ 0.31% |
$554 - $909
|
21.5K
$0
|
|
May 17, 2021
Q1 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
41New |
$344 - $565
|
41
$0
|
|
May 12, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
3New |
$25.2 - $41.3
|
3
$0
|
|
May 17, 2021
Q1 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
1New |
$8.4 - $13.8
|
1
$0
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jun 09, 2021
Q1 2021
|
Tompkins Financial Corp
|
SELL
|
- |
-47Closed |
$395 - $648
|
0
$0
|
|
May 18, 2021
Q1 2021
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-92- 0.12% |
$773 - $1.27K
|
75.4K
$0
|
|
May 03, 2021
Q1 2021
|
Sandy Spring Bank
|
SELL
|
- |
-200Closed |
$1.68K - $2.76K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-705- 77.9% |
$5.92K - $9.71K
|
200
$0
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1KClosed |
$8.4K - $13.8K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-1.05K- 50.02% |
$8.82K - $14.5K
|
1.05K
$0
|
|
May 13, 2021
Q1 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.16K- 1.16% |
$9.74K - $16K
|
98.7K
$0
|
|
Mar 30, 2023
Q1 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.22K- 10.23% |
$10.3K - $16.8K
|
10.7K
$0
|
|
May 17, 2021
Q1 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-2.02K- 0.37% |
$17K - $27.9K
|
539K
$0
|
|
May 03, 2021
Q1 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.14K- 6.97% |
$18K - $29.5K
|
28.6K
$0
|
|
May 13, 2021
Q1 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-3.03K- 4.62% |
$25.4K - $41.7K
|
62.5K
$0
|
|
May 06, 2021
Q1 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-3.26K- 4.82% |
$27.4K - $44.9K
|
64.3K
$0
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
- |
-4K- 62.5% |
$33.6K - $55.1K
|
2.4K
$0
|
|
May 14, 2021
Q1 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-4.71KClosed |
$39.6K - $64.9K
|
0
$0
|
|
Apr 30, 2021
Q1 2021
|
Virginia Retirement Systems Et Al
Richmond, VA |
SELL
|
- |
-5.4K- 18.49% |
$45.4K - $74.4K
|
23.8K
$0
|
|
Mar 22, 2023
Q1 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-7.44K- 41.24% |
$62.5K - $103K
|
10.6K
$0
|
|
May 14, 2021
Q1 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-7.44K- 41.24% |
$62.5K - $103K
|
10.6K
$0
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.62K- 12.92% |
$64K - $105K
|
51.4K
$0
|
|
Apr 27, 2021
Q1 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-9.3K- 8.48% |
$78.1K - $128K
|
100K
$0
|
|
May 10, 2021
Q1 2021
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-9.81K- 1.22% |
$82.4K - $135K
|
794K
$0
|
|
May 17, 2021
Q1 2021
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-10.2KClosed |
$85.7K - $141K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-11.9KClosed |
$100K - $164K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-11.9K- 99.91% |
$100K - $165K
|
11
$0
|
|
May 17, 2021
Q1 2021
|
High Vista Strategies LLC
Boston, MA |
SELL
|
- |
-12.7KClosed |
$107K - $175K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Anqa Management LLC
Sag Harbor, NY |
SELL
|
- |
-13K- 1.56% |
$109K - $179K
|
823K
$0
|
|
May 10, 2021
Q1 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-13.9KClosed |
$116K - $191K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-14KClosed |
$118K - $193K
|
0
$0
|