Purchases and Sales Made in Q3 2020 in Neophotonics Corp (NPTN)
This table provides information about the institutional ownership of Neophotonics Corp (NPTN) during Q3 2020. The information is specifically focused on institutions that hold shares of NEOPHOTONICS CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
BUY
|
- |
1.5KNew |
$8.83K - $14.9K
|
1.5K
$0
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
1.35KNew |
$7.94K - $13.4K
|
1.35K
$0
|
|
Nov 06, 2020
Q3 2020
|
New York State Teachers Retirement System
|
BUY
|
- |
700+ 20.0% |
$4.12K - $6.96K
|
4.2K
$0
|
|
Nov 12, 2020
Q3 2020
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
621New |
$3.66K - $6.18K
|
621
$0
|
|
Nov 13, 2020
Q3 2020
|
Cornercap Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
568+ 0.57% |
$3.35K - $5.65K
|
101K
$0
|
|
Nov 13, 2020
Q3 2020
|
Ubs Asset Management Americas Inc
Chicago, IL |
BUY
|
- |
500+ 0.88% |
$2.95K - $4.98K
|
57.2K
$0
|
|
Nov 16, 2020
Q3 2020
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
400+ 21.24% |
$2.36K - $3.98K
|
2.28K
$0
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
350+ 80.46% |
$2.06K - $3.48K
|
785
$0
|
|
Nov 06, 2020
Q3 2020
|
Redmond Asset Management, LLC
Henrico, VA |
BUY
|
- |
200+ 0.31% |
$1.18K - $1.99K
|
65.7K
$0
|
|
Nov 09, 2020
Q3 2020
|
Sandy Spring Bank
|
BUY
|
- |
100+ 100.0% |
$589 - $995
|
200
$0
|
|
Nov 17, 2020
Q3 2020
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
55+ 366.67% |
$324 - $547
|
70
$0
|
|
Nov 17, 2020
Q3 2020
|
California State Teachers Retirement System
West Sacramento, CA |
BUY
|
- |
19+ 0.03% |
$112 - $189
|
72.8K
$0
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 03, 2020
Q3 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-75Closed |
$442 - $746
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-100- 0.69% |
$589 - $995
|
14.3K
$0
|
|
Nov 04, 2020
Q3 2020
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-177- 0.6% |
$1.04K - $1.76K
|
29.3K
$0
|
|
Oct 06, 2020
Q3 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-300Closed |
$1.77K - $2.99K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-401- 1.16% |
$2.36K - $3.99K
|
34.2K
$0
|
|
Nov 18, 2020
Q3 2020
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-500Closed |
$2.95K - $4.98K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-848- 0.84% |
$4.99K - $8.44K
|
100K
$0
|
|
Oct 28, 2020
Q3 2020
|
Dorsey Wright & Associates
|
SELL
|
- |
-941Closed |
$5.54K - $9.36K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Meeder Asset Management Inc
|
SELL
|
- |
-1.23KClosed |
$7.24K - $12.2K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.9K- 20.25% |
$11.2K - $18.9K
|
7.48K
$0
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-2KClosed |
$11.8K - $19.9K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-2.65KClosed |
$15.6K - $26.4K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-2.94K- 19.24% |
$17.3K - $29.2K
|
12.3K
$0
|
|
Nov 13, 2020
Q3 2020
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.34KClosed |
$19.7K - $33.3K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-3.49K- 3.77% |
$20.6K - $34.8K
|
89.1K
$0
|
|
Nov 13, 2020
Q3 2020
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-5.4K- 18.88% |
$31.8K - $53.7K
|
23.2K
$0
|
|
Nov 13, 2020
Q3 2020
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-5.78KClosed |
$34K - $57.5K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-5.8K- 6.64% |
$34.2K - $57.7K
|
81.6K
$0
|
|
Nov 13, 2020
Q3 2020
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-7.33K- 38.01% |
$43.2K - $72.9K
|
12K
$0
|
|
Mar 30, 2023
Q3 2020
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-7.33K- 38.01% |
$43.2K - $72.9K
|
12K
$0
|
|
Nov 05, 2020
Q3 2020
|
New York State Common Retirement Fund
|
SELL
|
- |
-7.44K- 7.33% |
$43.8K - $74.1K
|
94.1K
$0
|
|
Nov 13, 2020
Q3 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-7.49KClosed |
$44.1K - $74.5K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-8.34K- 28.77% |
$49.1K - $83K
|
20.7K
$0
|
|
Nov 12, 2020
Q3 2020
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-8.92K- 12.54% |
$52.5K - $88.7K
|
62.2K
$0
|
|
Nov 16, 2020
Q3 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-9.63K- 10.33% |
$56.7K - $95.8K
|
83.6K
$0
|
|
May 24, 2024
Q3 2020
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.83K- 35.26% |
$57.9K - $97.8K
|
18K
$0
|
|
Mar 22, 2023
Q3 2020
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.83K- 35.26% |
$57.9K - $97.8K
|
18K
$0
|
|
Nov 13, 2020
Q3 2020
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.83K- 35.26% |
$57.9K - $97.8K
|
18K
$0
|
|
Oct 09, 2020
Q3 2020
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-10.5KClosed |
$61.6K - $104K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.6K- 56.47% |
$62.2K - $105K
|
8.14K
$0
|
|
Oct 15, 2020
Q3 2020
|
Diversified Trust CO
|
SELL
|
- |
-11.3KClosed |
$66.8K - $113K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-11.7K- 40.54% |
$68.9K - $116K
|
17.2K
$0
|
|
Nov 16, 2020
Q3 2020
|
Petrus Trust Company, Lta
Dallas, TX |
SELL
|
- |
-12.4KClosed |
$72.9K - $123K
|
0
$0
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-13KClosed |
$76.7K - $130K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-13.3K- 2.28% |
$78.2K - $132K
|
569K
$0
|
|
Nov 16, 2020
Q3 2020
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-13.9K- 34.92% |
$82.1K - $139K
|
26K
$0
|
|
Nov 16, 2020
Q3 2020
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-14.4KClosed |
$84.6K - $143K
|
0
$0
|