Purchases and Sales Made in Q3 2020 in Neophotonics Corp (NPTN)
This table provides information about the institutional ownership of Neophotonics Corp (NPTN) during Q3 2020. The information is specifically focused on institutions that hold shares of NEOPHOTONICS CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2020
Q3 2020
|
Bailard, Inc.
|
SELL
|
- |
-15.2KClosed |
$89.5K - $151K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-15.8KClosed |
$93.2K - $157K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Stone Ridge Asset Management LLC
|
SELL
|
- |
-17.2KClosed |
$101K - $171K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-17.6KClosed |
$104K - $175K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-18.5KClosed |
$109K - $184K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-18.5K- 12.91% |
$109K - $184K
|
125K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Sg Americas Securities, LLC
|
SELL
|
- |
-18.6KClosed |
$109K - $185K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-18.7KClosed |
$110K - $186K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-20.8KClosed |
$123K - $207K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-23.3K- 15.16% |
$137K - $232K
|
131K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Tempus Wealth Planning, LLC
|
SELL
|
- |
-24K- 17.06% |
$141K - $239K
|
117K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-25.1K- 63.65% |
$148K - $250K
|
14.3K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
State Street Corp
Boston, MA |
SELL
|
- |
-25.1K- 2.15% |
$148K - $250K
|
1.15M
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-26.3K- 99.81% |
$155K - $262K
|
50
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-26.9KClosed |
$159K - $268K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-32.7K- 55.43% |
$192K - $325K
|
26.3K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-32.8K- 26.34% |
$193K - $326K
|
91.7K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-33.6KClosed |
$198K - $334K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
White Pine Capital LLC
Golden Valley, MN |
SELL
|
- |
-34.2K- 12.91% |
$202K - $341K
|
231K
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-42.7KClosed |
$252K - $425K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-44KClosed |
$259K - $438K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-46.8KClosed |
$276K - $466K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-50.5KClosed |
$297K - $503K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-51.7KClosed |
$304K - $514K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-54.6K- 79.94% |
$322K - $543K
|
13.7K
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-56.6K- 19.16% |
$333K - $563K
|
239K
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-60.9KClosed |
$359K - $606K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Boston Partners
Boston, MA |
SELL
|
- |
-65.8K- 32.54% |
$387K - $654K
|
136K
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-66.1K- 34.9% |
$389K - $657K
|
123K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Gilder Gagnon Howe & CO LLC
New York, NY |
SELL
|
- |
-68KClosed |
$400K - $676K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Man Group PLC
London, X0 |
SELL
|
- |
-70.7KClosed |
$416K - $703K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-90.5K- 26.69% |
$533K - $900K
|
249K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-109KClosed |
$643K - $1.09M
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-138K- 7.87% |
$812K - $1.37M
|
1.61M
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Mackay Shields LLC
|
SELL
|
- |
-152K- 84.92% |
$896K - $1.51M
|
27K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-153KClosed |
$902K - $1.52M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-202K- 7.09% |
$1.19M - $2.01M
|
2.64M
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-232K- 94.23% |
$1.37M - $2.31M
|
14.2K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-239KClosed |
$1.41M - $2.38M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-275K- 37.08% |
$1.62M - $2.74M
|
467K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-364K- 81.55% |
$2.14M - $3.62M
|
82.3K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-535K- 62.71% |
$3.15M - $5.32M
|
318K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-568K- 79.19% |
$3.34M - $5.65M
|
149K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Royce & Associates LP
|
SELL
|
- |
-574KClosed |
$3.38M - $5.71M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.2M- 69.67% |
$7.06M - $11.9M
|
522K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-1.47M- 35.14% |
$8.65M - $14.6M
|
2.71M
$0
|