Insider Transactions in Q4 2020 at Northern Trust Corp (NTRS)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 31
2020
|
Dean M Harrison Director |
BUY
Grant, award, or other acquisition
|
Direct |
402
+2.87%
|
$37,386
$93.14 P/Share
|
|
Dec 31
2020
|
Becerra Jose Luis Prado Director |
BUY
Grant, award, or other acquisition
|
Direct |
295
+1.84%
|
$27,435
$93.14 P/Share
|
|
Dec 31
2020
|
Thomas E Richards Director |
BUY
Grant, award, or other acquisition
|
Direct |
375
+2.99%
|
$34,875
$93.14 P/Share
|
|
Dec 31
2020
|
Donald Thompson Director |
BUY
Grant, award, or other acquisition
|
Direct |
402
+3.3%
|
$37,386
$93.14 P/Share
|
|
Dec 31
2020
|
Charles A Tribbett Director |
BUY
Grant, award, or other acquisition
|
Direct |
295
+1.06%
|
$27,435
$93.14 P/Share
|
|
Dec 18
2020
|
Becerra Jose Luis Prado Director |
SELL
Open market or private sale
|
Indirect |
3
-6.73%
|
$273
$91.79 P/Share
|
|
Dec 15
2020
|
Steven L Fradkin Vice Chairman |
BUY
Bona fide gift
|
Indirect |
622
+1.77%
|
-
|
|
Dec 15
2020
|
Steven L Fradkin Vice Chairman |
SELL
Bona fide gift
|
Indirect |
622
-100.0%
|
-
|
|
Dec 14
2020
|
Thomas A South Executive Vice President |
SELL
Bona fide gift
|
Direct |
300
-1.53%
|
-
|
|
Dec 09
2020
|
Steven L Fradkin Vice Chairman |
BUY
Bona fide gift
|
Indirect |
33,800
+50.0%
|
-
|
|
Dec 09
2020
|
Steven L Fradkin Vice Chairman |
SELL
Bona fide gift
|
Indirect |
33,800
-43.15%
|
-
|
|
Dec 07
2020
|
Clair Joyce St Executive Vice President |
SELL
Open market or private sale
|
Indirect |
10,000
-25.79%
|
$940,000
$94.24 P/Share
|
|
Dec 03
2020
|
Robert P Browne EVP & Chief Investment Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
823
-2.92%
|
$76,539
$93.31 P/Share
|
|
Dec 03
2020
|
Peter Cherecwich President/Asset Servicing |
SELL
Payment of exercise price or tax liability
|
Direct |
345
-1.58%
|
$32,085
$93.31 P/Share
|
|
Dec 03
2020
|
Steven L Fradkin Vice Chairman |
SELL
Payment of exercise price or tax liability
|
Direct |
364
-0.87%
|
$33,852
$93.31 P/Share
|
|
Dec 03
2020
|
Mark C Gossett Executive Vice President |
SELL
Payment of exercise price or tax liability
|
Direct |
67
-0.78%
|
$6,231
$93.31 P/Share
|
|
Dec 03
2020
|
Susan Cohen Levy EVP and General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
256
-1.41%
|
$23,808
$93.31 P/Share
|
|
Dec 03
2020
|
Teresa Parker President/Asset Servicing |
SELL
Payment of exercise price or tax liability
|
Direct |
488
-1.03%
|
$45,384
$93.31 P/Share
|
|
Dec 03
2020
|
Clair Joyce St Executive Vice President |
SELL
Payment of exercise price or tax liability
|
Direct |
261
-1.46%
|
$24,273
$93.31 P/Share
|
|
Nov 30
2020
|
Lauren E Allnutt EVP & Controller |
SELL
Open market or private sale
|
Direct |
1,286
-27.55%
|
$122,170
$95.37 P/Share
|
|
Nov 30
2020
|
Lauren E Allnutt EVP & Controller |
BUY
Exercise of conversion of derivative security
|
Direct |
1,286
+12.95%
|
$61,728
$48.15 P/Share
|
|
Nov 24
2020
|
Peter Cherecwich President/Asset Servicing |
SELL
Open market or private sale
|
Indirect |
15,400
-47.74%
|
$1,493,800
$97.24 P/Share
|
|
Nov 24
2020
|
Robert P Browne EVP & Chief Investment Officer |
SELL
Open market or private sale
|
Direct |
1,100
-3.75%
|
$106,700
$97.29 P/Share
|
|
Nov 18
2020
|
Teresa Parker President/Asset Servicing |
SELL
Open market or private sale
|
Direct |
2,289
-4.61%
|
$215,166
$94.26 P/Share
|
|
Nov 11
2020
|
Clair Joyce St Executive Vice President |
SELL
Open market or private sale
|
Direct |
29,154
-62.04%
|
$2,623,860
$90.05 P/Share
|
|
Nov 11
2020
|
Clair Joyce St Executive Vice President |
BUY
Exercise of conversion of derivative security
|
Direct |
29,154
+26.64%
|
$1,720,086
$59.55 P/Share
|
|
Nov 10
2020
|
Robert P Browne EVP & Chief Investment Officer |
SELL
Open market or private sale
|
Direct |
5,355
-15.44%
|
$487,305
$91.55 P/Share
|
|
Nov 10
2020
|
Robert P Browne EVP & Chief Investment Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,355
+13.38%
|
$310,590
$58.25 P/Share
|
|
Nov 09
2020
|
Steven L Fradkin Vice Chairman |
BUY
Other acquisition or disposition
|
Indirect |
75,000
+32.85%
|
$6,750,000
$90.2 P/Share
|
|
Nov 09
2020
|
Steven L Fradkin Vice Chairman |
SELL
Other acquisition or disposition
|
Indirect |
75,000
-100.0%
|
$6,750,000
$90.2 P/Share
|
|
Nov 03
2020
|
Steven L Fradkin Vice Chairman |
SELL
Open market or private sale
|
Direct |
7,117
-14.58%
|
$583,594
$82.88 P/Share
|
|
Nov 03
2020
|
Steven L Fradkin Vice Chairman |
BUY
Exercise of conversion of derivative security
|
Direct |
7,117
+12.72%
|
$370,084
$52.69 P/Share
|
|
Oct 29
2020
|
David Byron Smith Jr Director |
BUY
Bona fide gift
|
Indirect |
1,300
+6.11%
|
-
|
|
Oct 01
2020
|
Susan Crown Director |
BUY
Grant, award, or other acquisition
|
Direct |
44
+0.16%
|
$3,388
$77.05 P/Share
|
|
Oct 01
2020
|
Linda Bynoe Director |
BUY
Grant, award, or other acquisition
|
Direct |
33
+0.13%
|
$2,541
$77.05 P/Share
|
|
Oct 01
2020
|
Marcy S Klevorn Director |
BUY
Grant, award, or other acquisition
|
Direct |
13
+0.41%
|
$1,001
$77.05 P/Share
|
|
Oct 01
2020
|
Martin P Slark Director |
BUY
Grant, award, or other acquisition
|
Direct |
20
+0.17%
|
$1,540
$77.05 P/Share
|
|
Oct 01
2020
|
Dean M Harrison Director |
BUY
Grant, award, or other acquisition
|
Direct |
56
+0.42%
|
$4,312
$77.05 P/Share
|
|
Oct 01
2020
|
Becerra Jose Luis Prado Director |
BUY
Grant, award, or other acquisition
|
Direct |
50
+0.32%
|
$3,850
$77.05 P/Share
|
|
Oct 01
2020
|
Thomas E Richards Director |
BUY
Grant, award, or other acquisition
|
Direct |
52
+0.44%
|
$4,004
$77.05 P/Share
|
|
Oct 01
2020
|
Donald Thompson Director |
BUY
Grant, award, or other acquisition
|
Direct |
58
+0.51%
|
$4,466
$77.05 P/Share
|
|
Oct 01
2020
|
Charles A Tribbett Director |
BUY
Grant, award, or other acquisition
|
Direct |
52
+0.19%
|
$4,004
$77.05 P/Share
|