Latest Institutional Transactions on Nuveen Enhanced Yield U.S. Agg (NUAG)
This table provides information on the latest institutional transactions involving Nuveen Enhanced Yield U.S. Agg (NUAG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Beaumont Capital Management, LLC
Boston, MA |
SELL
|
- |
-11.7K- 4.79% |
$237K - $259K
|
233K
$4.84M
|
|
|
Nov 09, 2022
Q3 2022
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-173K- 87.27% |
$3.5M - $3.83M
|
25.3K
$524K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-29- 1.8% |
$586 - $641
|
1.58K
$32.8K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
315New |
$6.37K - $6.96K
|
315
$6.53K
|
|
| Q2 2022 | |||||||
|
Dec 13, 2023
Q2 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-7.85K- 27.1% |
$165K - $180K
|
21.1K
$438K
|
|
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
20KNew |
$419K - $458K
|
20K
$414K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.09K- 79.12% |
$22.9K - $25K
|
288
$5.97K
|
|
|
Aug 11, 2022
Q2 2022
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-12.1K- 65.49% |
$254K - $278K
|
6.39K
$132K
|
|
|
Aug 09, 2022
Q2 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
216New |
$4.53K - $4.95K
|
216
$4.48K
|
|
|
Aug 05, 2022
Q2 2022
|
Ascent Group, LLC
|
SELL
|
- |
-100K- 56.92% |
$2.1M - $2.29M
|
75.7K
$1.57M
|
|
|
Aug 03, 2022
Q2 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
16.4KNew |
$343K - $375K
|
16.4K
$340K
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
75+ 4.4% |
$1.57K - $1.72K
|
1.78K
$36.9K
|
|
|
Jul 27, 2022
Q2 2022
|
Csenge Advisory Group
|
SELL
|
- |
-31.1K- 39.55% |
$651K - $711K
|
47.5K
$984K
|
|
|
Jul 22, 2022
Q2 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.76K- 22.17% |
$142K - $155K
|
23.7K
$492K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
408+ 4.21% |
$8.56K - $9.35K
|
10.1K
$209K
|
|
|
Jul 18, 2022
Q2 2022
|
Wealthpoint, LLC
|
SELL
|
- |
-19.2KClosed |
$403K - $440K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.89K- 11.43% |
$81.7K - $89.2K
|
30.2K
$625K
|
|
|
Jul 07, 2022
Q2 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
167New |
$3.5K - $3.83K
|
167
$3.46K
|
|
| Q1 2022 | |||||||
|
Dec 01, 2022
Q1 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
581New |
$13.2K - $14.2K
|
581
$12K
|
|
|
May 17, 2022
Q1 2022
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
156New |
$3.54K - $3.81K
|
156
$3.24K
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
20.4KNew |
$463K - $499K
|
20.4K
$423K
|
|
|
May 05, 2022
Q1 2022
|
Carson Allaria Wealth Management, Ltd.
|
SELL
|
- |
-35Closed |
$793 - $855
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Accel Wealth Management
|
SELL
|
- |
-755- 29.83% |
$17.1K - $18.5K
|
1.78K
$36.8K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-85Closed |
$1.93K - $2.08K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
SELL
|
- |
-21.8KClosed |
$495K - $533K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
25.6KNew |
$628K - $639K
|
25.6K
$531K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-33.9KClosed |
$841K - $855K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-5KClosed |
$124K - $126K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-134Closed |
$3.33K - $3.38K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 03, 2021
Q2 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-124KClosed |
$3.07M - $3.1M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 26, 2021
Q1 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-977Closed |
$24K - $25.2K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-23KClosed |
$566K - $593K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-444Closed |
$10.9K - $11.4K
|
0
$0
|
|
| Q4 2020 | |||||||
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
110New |
$2.8K - $2.84K
|
110
$2.28K
|
|
|
Feb 16, 2021
Q4 2020
|
Mfa Wealth Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-27.3KClosed |
$695K - $706K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
88New |
$2.25K - $2.3K
|
88
$1.83K
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-65.8KClosed |
$1.68M - $1.72M
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Cordasco Financial Network
|
BUY
|
- |
3KNew |
$76.6K - $78.3K
|
3K
$62.2K
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-25.3KClosed |
$620K - $650K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-96Closed |
$2.35K - $2.46K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-4.22KClosed |
$103K - $108K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
8.74KNew |
$199K - $225K
|
8.74K
$181K
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-688Closed |
$16.9K - $17.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 17, 2019
Q4 2018
|
Minich Mac Gregor Wealth Management, LLC
|
SELL
|
- |
-91Closed |
N/A
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-4.4KClosed |
N/A
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-307Closed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 08, 2018
Q4 2017
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-38Closed |
N/A
|
0
$0
|
|