Purchases and Sales Made in Q3 2025 in Nuveen Esg Mid Cap Growth ETF (NUMG)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Growth ETF (NUMG) during Q3 2025. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP GROWTH ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
96.3K+ 20.37% |
$4.49M - $4.77M
|
569K
$26.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.3KNew |
$716K - $760K
|
15.3K
$718K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
13.2K+ 1.19% |
$616K - $653K
|
1.12M
$52.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.71K+ 3.62% |
$453K - $481K
|
278K
$13M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
8.73K+ 15.87% |
$407K - $432K
|
63.7K
$2.98M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
8.32K+ 22.17% |
$388K - $412K
|
45.8K
$2.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.56KNew |
$259K - $275K
|
5.56K
$260K
|
|
|
Nov 03, 2025
Q3 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
4.1K+ 33.61% |
$191K - $203K
|
16.3K
$762K
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
3.4K+ 9.0% |
$158K - $168K
|
41.1K
$1.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.81KNew |
$131K - $139K
|
2.81K
$131K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.65K+ 263.62% |
$76.8K - $81.5K
|
2.27K
$106K
|
|
|
Oct 06, 2025
Q3 2025
|
Trust CO
|
BUY
|
- |
923+ 15.79% |
$43.1K - $45.7K
|
6.77K
$316K
|
|
|
Oct 10, 2025
Q3 2025
|
Falcon Wealth Planning
|
BUY
|
- |
918+ 21.21% |
$42.8K - $45.5K
|
5.25K
$245K
|
|
|
Oct 24, 2025
Q3 2025
|
Vicus Capital
State College, PA |
BUY
|
- |
818+ 3.67% |
$38.2K - $40.5K
|
23.1K
$1.08M
|
|
|
Nov 06, 2025
Q3 2025
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
792+ 7.76% |
$37K - $39.2K
|
11K
$514K
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
760+ 16.0% |
$35.5K - $37.7K
|
5.51K
$258K
|
|
|
Oct 27, 2025
Q3 2025
|
Manning & Napier Advisors LLC
Fairport, NY |
BUY
|
- |
758New |
$35.4K - $37.6K
|
758
$35.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
599+ 2.36% |
$28K - $29.7K
|
26K
$1.21M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
542+ 4.91% |
$25.3K - $26.9K
|
11.6K
$541K
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
489+ 10.82% |
$22.8K - $24.2K
|
5.01K
$234K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
438+ 37.28% |
$20.4K - $21.7K
|
1.61K
$75.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
431New |
$20.1K - $21.4K
|
431
$20.1K
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
298+ 4.86% |
$13.9K - $14.8K
|
6.44K
$301K
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
BUY
|
- |
285+ 5.94% |
$13.3K - $14.1K
|
5.08K
$238K
|
|
|
Oct 20, 2025
Q3 2025
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
215+ 2.29% |
$10K - $10.7K
|
9.61K
$449K
|
|
|
Oct 15, 2025
Q3 2025
|
Neumann Capital Management, LLC
|
BUY
|
- |
200+ 1.79% |
$9.33K - $9.91K
|
11.4K
$532K
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
190New |
$8.87K - $9.41K
|
190
$8.88K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
134New |
$6.25K - $6.64K
|
134
$6.26K
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
127+ 0.79% |
$5.93K - $6.29K
|
16.2K
$755K
|
|
|
Oct 23, 2025
Q3 2025
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
113+ 1.29% |
$5.27K - $5.6K
|
8.87K
$415K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
100+ 1.99% |
$4.67K - $4.95K
|
5.13K
$240K
|
|
|
Oct 22, 2025
Q3 2025
|
Dt Investment Partners, LLC
|
BUY
|
- |
90+ 81.82% |
$4.2K - $4.46K
|
200
$9.35K
|
|
|
Oct 14, 2025
Q3 2025
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
83+ 0.34% |
$3.87K - $4.11K
|
24.6K
$1.15M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
60+ 14.42% |
$2.8K - $2.97K
|
476
$22.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
56New |
$2.61K - $2.77K
|
56
$2.62K
|
|
|
Nov 05, 2025
Q3 2025
|
Ipsen Advisor Group LLC
Little Rock, AR |
BUY
|
- |
22+ 0.48% |
$1.03K - $1.09K
|
4.56K
$213K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
7+ 1.71% |
$327 - $347
|
416
$19.4K
|
|
|
Oct 17, 2025
Q3 2025
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
5New |
$233 - $248
|
5
$234
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
SELL
|
- |
-14- 0.19% |
$653 - $694
|
7.36K
$344K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-18- 0.22% |
$840 - $892
|
7.98K
$373K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-21- 0.34% |
$980 - $1.04K
|
6.17K
$289K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-33- 0.95% |
$1.54K - $1.63K
|
3.45K
$161K
|
|
|
Oct 28, 2025
Q3 2025
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-60- 0.84% |
$2.8K - $2.97K
|
7.11K
$332K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
SELL
|
- |
-64- 4.2% |
$2.99K - $3.17K
|
1.46K
$68.2K
|
|
|
Nov 07, 2025
Q3 2025
|
Aire Advisors, LLC
Beverly Hills, CA |
SELL
|
- |
-65- 1.2% |
$3.03K - $3.22K
|
5.34K
$250K
|
|
|
Oct 07, 2025
Q3 2025
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-89- 0.87% |
$4.15K - $4.41K
|
10.2K
$475K
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-101- 7.15% |
$4.71K - $5K
|
1.31K
$61.3K
|
|
|
Nov 21, 2025
Q3 2025
|
Urban Financial Advisory Corp
Chicago, IL |
SELL
|
- |
-113- 20.11% |
$5.27K - $5.6K
|
449
$21K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-124- 0.9% |
$5.79K - $6.14K
|
13.7K
$641K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-156- 5.07% |
$7.28K - $7.73K
|
2.92K
$136K
|
|