Latest Institutional Transactions on Nuveen Esg Small Cap ETF (NUSC)
This table provides information on the latest institutional transactions involving Nuveen Esg Small Cap ETF (NUSC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2025
Q3 2025
|
Mc Adam, LLC
|
SELL
|
- |
-475- 7.79% |
$19.2K - $21.1K
|
5.62K
$244K
|
|
|
Oct 29, 2025
Q3 2025
|
Sage Mountain Advisors LLC
|
BUY
|
- |
4.73KNew |
$191K - $210K
|
4.73K
$205K
|
|
|
Oct 28, 2025
Q3 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
3.19K+ 15.71% |
$129K - $142K
|
23.5K
$1.02M
|
|
|
Oct 27, 2025
Q3 2025
|
First National Corp
|
BUY
|
- |
936+ 11.64% |
$37.8K - $41.7K
|
8.98K
$389K
|
|
|
Oct 27, 2025
Q3 2025
|
Clarity Asset Management, Inc.
Ames, IA |
SELL
|
- |
-125- 6.94% |
$5.05K - $5.57K
|
1.68K
$72.7K
|
|
|
Oct 27, 2025
Q3 2025
|
First United Bank & Trust
|
SELL
|
- |
-145- 18.47% |
$5.86K - $6.46K
|
640
$27.7K
|
|
|
Oct 24, 2025
Q3 2025
|
Silver Oak Wealth Management LLC
Edina, MN |
BUY
|
- |
1.83K+ 3.44% |
$73.9K - $81.4K
|
54.9K
$2.38M
|
|
|
Oct 24, 2025
Q3 2025
|
Cgc Financial Services, LLC
Lake Oswego, OR |
SELL
|
- |
-44.4K- 83.71% |
$1.8M - $1.98M
|
8.64K
$375K
|
|
|
Oct 24, 2025
Q3 2025
|
Equita Financial Network, Inc.
Fort Washington, PA |
SELL
|
- |
-289- 1.36% |
$11.7K - $12.9K
|
21K
$910K
|
|
|
Oct 24, 2025
Q3 2025
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
SELL
|
- |
-924- 7.02% |
$37.4K - $41.1K
|
12.2K
$530K
|
|
|
Oct 24, 2025
Q3 2025
|
Vicus Capital
State College, PA |
SELL
|
- |
-13.1K- 32.44% |
$528K - $582K
|
27.2K
$1.18M
|
|
|
Oct 23, 2025
Q3 2025
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-5.13K- 3.71% |
$207K - $228K
|
133K
$5.77M
|
|
|
Oct 23, 2025
Q3 2025
|
West Bancorporation Inc
|
BUY
|
- |
7.99KNew |
$323K - $356K
|
7.99K
$346K
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
2.7K+ 24.73% |
$109K - $120K
|
13.6K
$590K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
4.54K+ 69.08% |
$184K - $202K
|
11.1K
$482K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.81K- 2.16% |
$114K - $125K
|
127K
$5.52M
|
|
|
Oct 22, 2025
Q3 2025
|
Motco
|
BUY
|
- |
47+ 11.87% |
$1.9K - $2.09K
|
443
$19.2K
|
|
|
Oct 22, 2025
Q3 2025
|
Family Investment Center, Inc.
Saint Joseph, MO |
BUY
|
- |
4.57KNew |
$185K - $203K
|
4.57K
$198K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-127- 1.11% |
$5.13K - $5.65K
|
11.3K
$491K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
58New |
$2.34K - $2.58K
|
58
$2.51K
|
|
|
Oct 22, 2025
Q3 2025
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-74- 2.36% |
$2.99K - $3.29K
|
3.07K
$133K
|
|
|
Oct 21, 2025
Q3 2025
|
First Pacific Financial
|
BUY
|
- |
6.64K+ 2.67% |
$269K - $296K
|
256K
$11.1M
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-25- 0.36% |
$1.01K - $1.11K
|
7K
$303K
|
|
|
Oct 20, 2025
Q3 2025
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-307- 2.04% |
$12.4K - $13.7K
|
14.7K
$638K
|
|
|
Oct 20, 2025
Q3 2025
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-344- 6.16% |
$13.9K - $15.3K
|
5.24K
$227K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
SELL
|
- |
-1.42K- 13.66% |
$57.3K - $63.1K
|
8.96K
$388K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
830New |
$33.6K - $37K
|
830
$36K
|
|
|
Oct 17, 2025
Q3 2025
|
Petros Family Wealth, LLC
Bloomington, MN |
SELL
|
- |
-580- 10.88% |
$23.4K - $25.8K
|
4.75K
$206K
|
|
|
Oct 17, 2025
Q3 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
SELL
|
- |
-2.6K- 39.44% |
$105K - $116K
|
3.99K
$173K
|
|
|
Oct 17, 2025
Q3 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.28K- 13.02% |
$51.5K - $56.8K
|
8.52K
$369K
|
|
|
Oct 16, 2025
Q3 2025
|
Lowe Wealth Advisors, LLC
|
BUY
|
- |
54New |
$2.18K - $2.4K
|
54
$2.34K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
409+ 5.2% |
$16.5K - $18.2K
|
8.27K
$358K
|
|
|
Oct 15, 2025
Q3 2025
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-2.31K- 2.65% |
$93.2K - $103K
|
84.5K
$3.66M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
200+ 12.89% |
$8.09K - $8.9K
|
1.75K
$75.9K
|
|
|
Oct 15, 2025
Q3 2025
|
Hanson & Doremus Investment Management
|
BUY
|
- |
227New |
$9.18K - $10.1K
|
227
$9.84K
|
|
|
Oct 14, 2025
Q3 2025
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
1.04K+ 5.71% |
$41.9K - $46.2K
|
19.2K
$832K
|
|
|
Oct 14, 2025
Q3 2025
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
739+ 2.4% |
$29.9K - $32.9K
|
31.5K
$1.37M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-362- 6.85% |
$14.6K - $16.1K
|
4.93K
$213K
|
|
|
Oct 10, 2025
Q3 2025
|
Falcon Wealth Planning
|
BUY
|
- |
2.3K+ 25.73% |
$93.1K - $103K
|
11.3K
$488K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-36- 37.89% |
$1.46K - $1.6K
|
59
$2.56K
|
|
|
Oct 10, 2025
Q3 2025
|
Diversified Enterprises, LLC
Wilmington, DE |
BUY
|
- |
738+ 3.71% |
$29.8K - $32.9K
|
20.6K
$893K
|
|
|
Oct 10, 2025
Q3 2025
|
Sk Wealth Management, LLC
Providence, RI |
SELL
|
- |
-3.86K- 9.59% |
$156K - $172K
|
36.4K
$1.58M
|
|
|
Oct 07, 2025
Q3 2025
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
3.07K+ 5.51% |
$124K - $137K
|
58.8K
$2.55M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
22K+ 2.22% |
$734K - $898K
|
1.01M
$43.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-7.15K- 42.33% |
$239K - $292K
|
9.75K
$422K
|
|
|
Aug 14, 2025
Q2 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-10.4K- 34.34% |
$347K - $425K
|
19.9K
$862K
|
|
|
Aug 14, 2025
Q2 2025
|
Destination Wealth Management
|
BUY
|
- |
569+ 4.49% |
$19K - $23.2K
|
13.2K
$573K
|
|
|
Aug 14, 2025
Q2 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
47.1KNew |
$1.57M - $1.92M
|
47.1K
$2.04M
|
|
|
Aug 14, 2025
Q2 2025
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-128- 1.72% |
$4.27K - $5.22K
|
7.32K
$317K
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-21.3K- 84.73% |
$712K - $870K
|
3.85K
$167K
|
|