Purchases and Sales Made in Q4 2025 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2025. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 15, 2026
Q4 2025
|
Boston Common Asset Management, LLC
Boston, MA |
BUY
|
- |
445KNew |
$19.1M - $20.3M
|
445K
$19.3M
|
|
|
Jan 23, 2026
Q4 2025
|
Assetmark, Inc
|
BUY
|
- |
247K+ 2050.22% |
$10.6M - $11.3M
|
259K
$11.2M
|
|
|
Jan 15, 2026
Q4 2025
|
Xena Financial Planning, LLC
Portland, OR |
BUY
|
- |
31.4KNew |
$1.35M - $1.43M
|
31.4K
$1.36M
|
|
|
Jan 16, 2026
Q4 2025
|
First Pacific Financial
|
BUY
|
- |
9.87K+ 3.86% |
$424K - $449K
|
265K
$11.5M
|
|
|
Jan 23, 2026
Q4 2025
|
Natural Investments, LLC
|
BUY
|
- |
9.72KNew |
$418K - $443K
|
9.72K
$421K
|
|
|
Jan 27, 2026
Q4 2025
|
Wealth Enhancement Trust Services, Inc.
Sioux Falls, SD |
BUY
|
- |
9.61KNew |
$413K - $438K
|
9.61K
$416K
|
|
|
Jan 20, 2026
Q4 2025
|
Capital Management Associates, Inc
Minneapolis, MN |
BUY
|
- |
8.39KNew |
$360K - $382K
|
8.39K
$363K
|
|
|
Jan 21, 2026
Q4 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
3.21KNew |
$138K - $146K
|
3.21K
$139K
|
|
|
Jan 26, 2026
Q4 2025
|
Xy Planning Network, Inc.
Bozeman, MT |
BUY
|
- |
3.13K+ 6.77% |
$134K - $142K
|
49.3K
$2.13M
|
|
|
Jan 07, 2026
Q4 2025
|
Impac Tfolio, LLC
|
BUY
|
- |
2.13K+ 4.95% |
$91.5K - $96.9K
|
45.1K
$1.95M
|
|
|
Jan 20, 2026
Q4 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
2.05K+ 8.71% |
$87.9K - $93.2K
|
25.5K
$1.11M
|
|
|
Jan 07, 2026
Q4 2025
|
Capital Advantage, Inc.
|
BUY
|
- |
1.44K+ 26.4% |
$61.9K - $65.6K
|
6.89K
$299K
|
|
|
Jan 12, 2026
Q4 2025
|
Pioneer Wealth Management Group
Austin, TX |
BUY
|
- |
1.44K+ 4.46% |
$61.8K - $65.5K
|
33.7K
$1.46M
|
|
|
Jan 23, 2026
Q4 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.37K+ 27.75% |
$58.8K - $62.3K
|
6.29K
$273K
|
|
|
Jan 20, 2026
Q4 2025
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
1.09K+ 3.45% |
$46.8K - $49.6K
|
32.6K
$1.41M
|
|
|
Jan 15, 2026
Q4 2025
|
Trust CO
|
BUY
|
- |
913+ 13.08% |
$39.2K - $41.6K
|
7.89K
$342K
|
|
|
Jan 13, 2026
Q4 2025
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
630+ 14.23% |
$27.1K - $28.7K
|
5.06K
$219K
|
|
|
Jan 21, 2026
Q4 2025
|
Westfuller Advisors, LLC
New York, NY |
BUY
|
- |
371+ 1.02% |
$15.9K - $16.9K
|
36.7K
$1.59M
|
|
|
Jan 14, 2026
Q4 2025
|
Neumann Capital Management, LLC
|
BUY
|
- |
350+ 1.5% |
$15K - $15.9K
|
23.6K
$1.02M
|
|
|
Jan 26, 2026
Q4 2025
|
Jnba Financial Advisors
|
BUY
|
- |
250New |
$10.7K - $11.4K
|
250
$10.8K
|
|
|
Jan 08, 2026
Q4 2025
|
Carr Financial Group Corp
Worcester, MA |
BUY
|
- |
104+ 1.03% |
$4.47K - $4.74K
|
10.2K
$443K
|
|
|
Jan 14, 2026
Q4 2025
|
Acropolis Investment Management, LLC
|
BUY
|
- |
95+ 1.09% |
$4.08K - $4.33K
|
8.8K
$381K
|
|
|
Jan 26, 2026
Q4 2025
|
Key Capital Management, Inc
Hendersonville, Tn 37075, TN |
BUY
|
- |
66New |
$2.84K - $3.01K
|
66
$2.86K
|
|
|
Jan 13, 2026
Q4 2025
|
Signature Securities Group Corporation
|
BUY
|
- |
59+ 1.03% |
$2.54K - $2.69K
|
5.8K
$251K
|
|
|
Jan 26, 2026
Q4 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
56+ 0.63% |
$2.41K - $2.55K
|
9.02K
$391K
|
|
|
Jan 23, 2026
Q4 2025
|
Evolution Advisers, Inc.
|
BUY
|
- |
44+ 0.28% |
$1.89K - $2K
|
16K
$695K
|
|
|
Jan 27, 2026
Q4 2025
|
Pfg Advisors
|
BUY
|
- |
42+ 0.58% |
$1.81K - $1.91K
|
7.34K
$318K
|
|
|
Jan 23, 2026
Q4 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
BUY
|
- |
41+ 1.03% |
$1.76K - $1.87K
|
4.03K
$175K
|
|
|
Jan 26, 2026
Q4 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
40+ 0.54% |
$1.72K - $1.82K
|
7.4K
$320K
|
|
|
Jan 26, 2026
Q4 2025
|
Kelman Lazarov, Inc.
Memphis, TN |
BUY
|
- |
31+ 0.51% |
$1.33K - $1.41K
|
6.13K
$266K
|
|
|
Jan 20, 2026
Q4 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
16+ 0.11% |
$688 - $729
|
14.1K
$611K
|
|
|
Jan 08, 2026
Q4 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
7+ 0.69% |
$301 - $319
|
1.03K
$44.5K
|
|
|
Jan 26, 2026
Q4 2025
|
Cwc Advisors, Llc.
Lake Oswego, OR |
BUY
|
- |
3+ 0.06% |
$129 - $137
|
5.16K
$223K
|
|
|
Jan 16, 2026
Q4 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-65- 0.76% |
$2.79K - $2.96K
|
8.45K
$366K
|
|
|
Jan 16, 2026
Q4 2025
|
Bridge Port Financial Solutions, LLC
Fairfield, IA |
SELL
|
- |
-68- 1.29% |
$2.92K - $3.1K
|
5.21K
$226K
|
|
|
Jan 13, 2026
Q4 2025
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-71- 0.17% |
$3.05K - $3.23K
|
42K
$1.82M
|
|
|
Jan 21, 2026
Q4 2025
|
First United Bank & Trust
|
SELL
|
- |
-100- 15.63% |
$4.3K - $4.56K
|
540
$23.4K
|
|
|
Jan 09, 2026
Q4 2025
|
Rvw Wealth, LLC
|
SELL
|
- |
-116- 0.63% |
$4.99K - $5.28K
|
18.4K
$797K
|
|
|
Jan 14, 2026
Q4 2025
|
Bond & Devick Financial Network, Inc.
|
SELL
|
- |
-140- 1.79% |
$6.02K - $6.38K
|
7.66K
$332K
|
|
|
Jan 27, 2026
Q4 2025
|
Stordahl Capital Management, Inc.
|
SELL
|
- |
-140- 1.7% |
$6.02K - $6.38K
|
8.08K
$350K
|
|
|
Jan 12, 2026
Q4 2025
|
Shotwell Rutter Baer Inc
Lansing, MI |
SELL
|
- |
-143- 0.98% |
$6.15K - $6.51K
|
14.4K
$625K
|
|
|
Jan 27, 2026
Q4 2025
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
SELL
|
- |
-175- 0.52% |
$7.52K - $7.97K
|
33.3K
$1.44M
|
|
|
Jan 26, 2026
Q4 2025
|
Cwm, LLC
|
SELL
|
- |
-247- 14.1% |
$10.6K - $11.3K
|
1.51K
$65.2K
|
|
|
Jan 14, 2026
Q4 2025
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-427- 42.49% |
$18.4K - $19.4K
|
578
$25K
|
|
|
Jan 20, 2026
Q4 2025
|
Trust CO Of Toledo Na
Holland, OH |
SELL
|
- |
-570- 5.68% |
$24.5K - $26K
|
9.47K
$410K
|
|
|
Jan 22, 2026
Q4 2025
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-596- 4.05% |
$25.6K - $27.1K
|
14.1K
$612K
|
|
|
Jan 20, 2026
Q4 2025
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-745- 6.89% |
$32K - $33.9K
|
10.1K
$437K
|
|
|
Jan 20, 2026
Q4 2025
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-1.06K- 15.13% |
$45.5K - $48.2K
|
5.94K
$257K
|
|
|
Jan 27, 2026
Q4 2025
|
Rtd Financial Advisors, Inc.
|
SELL
|
- |
-1.59K- 8.3% |
$68.5K - $72.6K
|
17.6K
$763K
|
|
|
Jan 23, 2026
Q4 2025
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-1.69K- 2.0% |
$72.8K - $77.1K
|
82.8K
$3.59M
|
|