Latest Institutional Transactions on Novartis Ag (NVS)
This table provides information on the latest institutional transactions involving Novartis Ag (NVS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Brooktree Capital Management
|
SELL
|
- |
-2.54KClosed |
$208K - $242K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-6.81KClosed |
$557K - $648K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
SELL
|
- |
-51Closed |
$4.17K - $4.85K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
1 St Source Bank
|
SELL
|
- |
-3.3KClosed |
$270K - $314K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-402Closed |
$32.9K - $38.2K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Ar Asset Management Inc
|
BUY
|
- |
2.7K+ 33.54% |
$221K - $257K
|
10.8K
$1.11M
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-460Closed |
$37.6K - $43.8K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Lvw Advisors, LLC
|
SELL
|
- |
-2.23KClosed |
$183K - $213K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Opus Capital Group, LLC
|
SELL
|
- |
-2.23KClosed |
$182K - $212K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
11.8KNew |
$963K - $1.12M
|
11.8K
$1.22M
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-7Closed |
$572 - $666
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-634Closed |
$51.8K - $60.3K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-4.2KClosed |
$343K - $399K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Nov 09, 2023
Q2 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
270+ 10.8% |
$23K - $25.4K
|
2.77K
$286K
|
|
|
Aug 30, 2021
Q2 2021
|
B. Metzler Seel. Sohn & Co. Holding Ag
Frankfurt, 2M |
SELL
|
- |
-13.6KClosed |
$1.16M - $1.28M
|
0
$0
|
|
|
Aug 23, 2021
Q2 2021
|
Greatmark Investment Partners, Inc.
|
SELL
|
- |
-19.8KClosed |
$1.69M - $1.86M
|
0
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Omni Star Financial Group, Inc.
|
BUY
|
CALL |
8.34KNew |
$711K - $785K
|
8.34K
$862K
|
|
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
PUT |
10KNew |
$853K - $942K
|
10K
$1.03M
|
|
|
Aug 16, 2021
Q2 2021
|
Shore Haven Wealth Partners, LLC
|
SELL
|
- |
-525Closed |
$44.8K - $49.4K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-455Closed |
$38.8K - $42.8K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Clarkston Capital Partners, LLC
Bloomfield Hills, MI |
SELL
|
- |
-5.18KClosed |
$442K - $488K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-503Closed |
$42.9K - $47.4K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
10.3KNew |
$881K - $973K
|
10.3K
$1.07M
|
|
|
Aug 16, 2021
Q2 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-3.05KClosed |
$260K - $287K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
SELL
|
- |
-29.3KClosed |
$2.5M - $2.76M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
64New |
$5.46K - $6.03K
|
64
$6.62K
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-700Closed |
$59.7K - $65.9K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-210Closed |
$17.9K - $19.8K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-2.71KClosed |
$231K - $255K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-84Closed |
$7.16K - $7.91K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-62Closed |
$5.28K - $5.84K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Brr Op Co, LLC
|
SELL
|
- |
-2.53KClosed |
$215K - $238K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Ars Investment Partners, LLC
|
SELL
|
- |
-2.4KClosed |
$205K - $226K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Texas Capital Bancshares Inc
|
SELL
|
- |
-2.44KClosed |
$208K - $229K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-299Closed |
$25.5K - $28.2K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-195Closed |
$16.6K - $18.4K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Baker Chad R
Perrysburg, OH |
SELL
|
- |
-9.32KClosed |
$794K - $877K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Wrapmanager Inc
|
SELL
|
- |
-3.06KClosed |
$261K - $288K
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Baldrige Asset Management LLC
|
BUY
|
- |
605New |
$51.6K - $57K
|
605
$62.6K
|
|
|
Aug 03, 2021
Q2 2021
|
Gables Capital Management Inc.
|
SELL
|
- |
-1.28KClosed |
$109K - $120K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Human Investing LLC
|
SELL
|
- |
-61Closed |
$5.2K - $5.74K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-2.41KClosed |
$205K - $227K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.44KClosed |
$208K - $230K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Ade, LLC
|
SELL
|
- |
-503Closed |
$42.9K - $47.4K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-469Closed |
$40K - $44.2K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-574Closed |
$48.9K - $54K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Bradley Mark J.
|
SELL
|
- |
-2.43KClosed |
$207K - $229K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Center Star Asset Management, LLC
|
SELL
|
- |
-5.45KClosed |
$465K - $513K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Grandview Asset Management LLC
|
SELL
|
- |
-205Closed |
$17.5K - $19.3K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Center Star Asset Management, LLC
|
SELL
|
PUT |
-8.7KClosed |
$742K - $819K
|
0
$0
|
|