Purchases and Sales Made in Q3 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2023
Q3 2023
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-175- 3.67% |
$16.6K - $18.4K
|
4.59K
$487K
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-175- 2.59% |
$16.6K - $18.4K
|
6.58K
$699K
|
|
|
Oct 19, 2023
Q3 2023
|
Mill Capital Management, LLC
|
SELL
|
- |
-175- 2.04% |
$16.6K - $18.4K
|
8.38K
$891K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-178- 5.52% |
$16.9K - $18.7K
|
3.05K
$324K
|
|
|
Nov 15, 2023
Q3 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-178- 4.2% |
$16.9K - $18.7K
|
4.06K
$431K
|
|
|
Oct 19, 2023
Q3 2023
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-179- 5.32% |
$17K - $18.8K
|
3.19K
$339K
|
|
|
Nov 13, 2023
Q3 2023
|
Edge Capital Group, LLC
|
SELL
|
- |
-180- 5.89% |
$17.1K - $18.9K
|
2.88K
$306K
|
|
|
Dec 12, 2024
Q3 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-180- 10.68% |
$17.1K - $18.9K
|
1.51K
$160K
|
|
|
Nov 08, 2023
Q3 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-180- 10.68% |
$17.1K - $18.9K
|
1.51K
$160K
|
|
|
Nov 03, 2023
Q3 2023
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-182- 2.19% |
$17.2K - $19.1K
|
8.13K
$863K
|
|
|
Oct 19, 2023
Q3 2023
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-185- 1.82% |
$17.5K - $19.4K
|
10K
$1.06M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-186- 2.58% |
$17.6K - $19.6K
|
7.01K
$745K
|
|
|
Nov 13, 2023
Q3 2023
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-186- 41.06% |
$17.6K - $19.6K
|
267
$28.4K
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-187- 4.83% |
$17.7K - $19.7K
|
3.69K
$392K
|
|
|
Nov 14, 2023
Q3 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-187- 99.47% |
$17.7K - $19.7K
|
1
$106
|
|
|
Nov 09, 2023
Q3 2023
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-191- 2.31% |
$18.1K - $20.1K
|
8.08K
$858K
|
|
|
Nov 08, 2023
Q3 2023
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-191- 1.77% |
$18.1K - $20.1K
|
10.6K
$1.12M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-192- 4.35% |
$18.2K - $20.2K
|
4.22K
$449K
|
|
|
Oct 30, 2023
Q3 2023
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
SELL
|
- |
-192- 0.85% |
$18.2K - $20.2K
|
22.3K
$2.37M
|
|
|
Oct 19, 2023
Q3 2023
|
Great Diamond Partners, LLC
|
SELL
|
- |
-198- 5.52% |
$18.8K - $20.8K
|
3.39K
$360K
|
|
|
Oct 30, 2023
Q3 2023
|
Deroy & Devereaux Private Investment Counsel Inc
|
SELL
|
- |
-200- 7.48% |
$18.9K - $21K
|
2.48K
$263K
|
|
|
Nov 13, 2023
Q3 2023
|
Sittner & Nelson, LLC
Eugene, OR |
SELL
|
- |
-200- 2.06% |
$18.9K - $21K
|
9.52K
$1.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Burns J W & CO Inc
|
SELL
|
- |
-200- 2.56% |
$18.9K - $21K
|
7.61K
$809K
|
|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-200- 2.54% |
$18.9K - $21K
|
7.68K
$817K
|
|
|
Oct 17, 2023
Q3 2023
|
New Hampshire Trust
Concord, NH |
SELL
|
- |
-210- 1.86% |
$19.9K - $22.1K
|
11.1K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Kidder Stephen W
|
SELL
|
- |
-220- 0.78% |
$20.8K - $23.1K
|
27.9K
$2.96M
|
|
|
Oct 18, 2023
Q3 2023
|
Benedict Financial Advisors Inc
|
SELL
|
- |
-226- 1.29% |
$21.4K - $23.8K
|
17.3K
$1.84M
|
|
|
Nov 09, 2023
Q3 2023
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-228- 5.92% |
$21.6K - $24K
|
3.63K
$385K
|
|
|
Oct 16, 2023
Q3 2023
|
First Affirmative Financial Network
|
SELL
|
- |
-228- 4.33% |
$21.6K - $24K
|
5.04K
$535K
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-231- 2.73% |
$21.9K - $24.3K
|
8.22K
$874K
|
|
|
Nov 14, 2023
Q3 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-235- 57.18% |
$22.3K - $24.7K
|
176
$18.7K
|
|
|
Nov 15, 2023
Q3 2023
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-239- 2.05% |
$22.6K - $25.1K
|
11.4K
$1.21M
|
|
|
Nov 09, 2023
Q3 2023
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-240- 2.59% |
$22.7K - $25.2K
|
9.04K
$961K
|
|
|
Oct 10, 2023
Q3 2023
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-244- 7.13% |
$23.1K - $25.7K
|
3.18K
$338K
|
|
|
Oct 10, 2023
Q3 2023
|
Strong Box Wealth, LLC
|
SELL
|
- |
-245- 8.33% |
$23.2K - $25.8K
|
2.7K
$286K
|
|
|
Oct 24, 2023
Q3 2023
|
Baker Ellis Asset Management LLC
|
SELL
|
- |
-250- 1.92% |
$23.7K - $26.3K
|
12.8K
$1.36M
|
|
|
Nov 13, 2023
Q3 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-250- 1.48% |
$23.7K - $26.3K
|
16.7K
$1.77M
|
|
|
Nov 14, 2023
Q3 2023
|
Arvest Trust CO N A
Rogers, AR |
SELL
|
- |
-250- 0.91% |
$23.7K - $26.3K
|
27.3K
$2.9M
|
|
|
Oct 10, 2023
Q3 2023
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-252- 4.57% |
$23.9K - $26.5K
|
5.26K
$559K
|
|
|
Oct 26, 2023
Q3 2023
|
Graypoint LLC
|
SELL
|
- |
-255- 3.5% |
$24.2K - $26.8K
|
7.03K
$747K
|
|
|
Nov 14, 2023
Q3 2023
|
Berkeley Capital Partners, LLC
|
SELL
|
- |
-259- 3.87% |
$24.5K - $27.2K
|
6.44K
$684K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-260- 9.23% |
$24.6K - $27.3K
|
2.56K
$272K
|
|
|
Nov 15, 2023
Q3 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-262- 0.28% |
$24.8K - $27.5K
|
94.1K
$10M
|
|
|
Nov 08, 2023
Q3 2023
|
Kennon Green & Company, LLC
Newport Beach, CA |
SELL
|
- |
-265- 2.37% |
$25.1K - $27.9K
|
10.9K
$1.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
SELL
|
- |
-266- 1.12% |
$25.2K - $28K
|
23.4K
$2.49M
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-269- 89.37% |
$25.5K - $28.3K
|
32
$3.4K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-273- 2.63% |
$25.9K - $28.7K
|
10.1K
$1.07M
|
|
|
Dec 27, 2023
Q3 2023
|
Rnc Capital Management LLC
|
SELL
|
- |
-279- 7.91% |
$26.4K - $29.3K
|
3.25K
$345K
|
|
|
Nov 13, 2023
Q3 2023
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-281- 3.54% |
$26.6K - $29.5K
|
7.65K
$813K
|
|
|
Nov 01, 2023
Q3 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-282- 1.25% |
$26.7K - $29.6K
|
22.3K
$2.37M
|