Latest Institutional Transactions on Alps ETF Tr Oshares U S Small (OUSM)
This table provides information on the latest institutional transactions involving Alps ETF Tr Oshares U S Small (OUSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2026
Q4 2025
|
Ellsworth Advisors, LLC
|
SELL
|
- |
-283- 3.22% |
$12.2K - $12.7K
|
8.52K
$368K
|
|
|
Jan 16, 2026
Q4 2025
|
Park Edge Advisors, LLC
Cleveland, OH |
BUY
|
- |
882+ 1.53% |
$38K - $39.4K
|
58.4K
$2.53M
|
|
|
Jan 15, 2026
Q4 2025
|
Brady Martz Wealth Solutions, LLC
Grand Forks, ND |
BUY
|
- |
9.56KNew |
$411K - $427K
|
9.56K
$414K
|
|
|
Jan 14, 2026
Q4 2025
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
237+ 3.13% |
$10.2K - $10.6K
|
7.82K
$338K
|
|
|
Jan 14, 2026
Q4 2025
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
12+ 0.73% |
$516 - $536
|
1.66K
$71.9K
|
|
|
Jan 14, 2026
Q4 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
SELL
|
- |
-271- 2.58% |
$11.7K - $12.1K
|
10.2K
$443K
|
|
|
Jan 13, 2026
Q4 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-872- 5.3% |
$37.5K - $39K
|
15.6K
$675K
|
|
|
Jan 13, 2026
Q4 2025
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
12.7K+ 3.58% |
$547K - $569K
|
368K
$15.9M
|
|
|
Jan 12, 2026
Q4 2025
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
228+ 1.62% |
$9.81K - $10.2K
|
14.3K
$617K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-329- 4.02% |
$14.2K - $14.7K
|
7.85K
$340K
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.91K- 16.51% |
$82.3K - $85.5K
|
9.67K
$418K
|
|
|
Jan 07, 2026
Q4 2025
|
Everpar Advisors LLC
Tulsa, OK |
SELL
|
- |
-21.8K- 62.85% |
$938K - $974K
|
12.9K
$557K
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-17.7K- 35.78% |
$763K - $792K
|
31.8K
$1.38M
|
|
| Q3 2025 | |||||||
|
Jan 13, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
58.1K+ 7.44% |
$2.49M - $2.66M
|
839K
$36.3M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.24K+ 2.73% |
$53K - $56.6K
|
46.7K
$2.02M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.91K+ 16.76% |
$81.9K - $87.5K
|
13.3K
$577K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
351K+ 21.38% |
$15M - $16.1M
|
1.99M
$86.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.77K+ 75.75% |
$75.5K - $80.7K
|
4.1K
$177K
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
31.6K+ 71.17% |
$1.35M - $1.45M
|
76K
$3.29M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.11KNew |
$133K - $142K
|
3.11K
$135K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-989- 0.78% |
$42.3K - $45.2K
|
126K
$5.43M
|
|
|
Nov 14, 2025
Q3 2025
|
Axiom Financial Strategies, LLC
New Albany, IN |
SELL
|
- |
-61.1K- 53.82% |
$2.61M - $2.79M
|
52.4K
$2.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
3+ 10.71% |
$128 - $137
|
31
$1.34K
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
14.7K+ 2.42% |
$630K - $673K
|
623K
$26.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
8.41K+ 7.64% |
$360K - $385K
|
119K
$5.13M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-2.03K- 4.11% |
$86.8K - $92.7K
|
47.3K
$2.05M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
21.5K+ 5.86% |
$922K - $985K
|
389K
$16.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
82.5K+ 5.15% |
$3.53M - $3.77M
|
1.69M
$72.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Brown Advisory Inc
|
BUY
|
- |
2.4K+ 5.73% |
$103K - $110K
|
44.3K
$1.92M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.82K- 91.6% |
$77.9K - $83.2K
|
167
$7.22K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
1.08KNew |
$46.2K - $49.3K
|
1.08K
$46.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-254- 3.66% |
$10.9K - $11.6K
|
6.69K
$289K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-24K- 26.23% |
$1.03M - $1.1M
|
67.5K
$2.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Vest Gen Advisors, LLC
Inverness, IL |
BUY
|
- |
871+ 5.47% |
$37.3K - $39.8K
|
16.8K
$726K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
784K+ 134.44% |
$33.6M - $35.9M
|
1.37M
$59.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
8K+ 108.73% |
$342K - $366K
|
15.4K
$664K
|
|
|
Nov 14, 2025
Q3 2025
|
Kickstand Ventures, Llc.
Pittsford, NY |
BUY
|
- |
2.18K+ 2.02% |
$93.2K - $99.6K
|
110K
$4.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
7.26KNew |
$311K - $332K
|
7.26K
$314K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
932K+ 623.97% |
$39.9M - $42.6M
|
1.08M
$46.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-5.23K- 6.23% |
$224K - $239K
|
78.7K
$3.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.2K+ 51.31% |
$521K - $557K
|
35.9K
$1.55M
|
|
|
Nov 13, 2025
Q3 2025
|
Intrepid Financial Planning Group LLC
Carmel, IN |
BUY
|
- |
897+ 12.11% |
$38.4K - $41K
|
8.31K
$359K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-229K- 29.97% |
$9.78M - $10.5M
|
534K
$23.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-18.9K- 3.75% |
$810K - $865K
|
485K
$21M
|
|
|
Nov 13, 2025
Q3 2025
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
2.29K+ 77.82% |
$97.9K - $105K
|
5.23K
$226K
|
|
|
Nov 13, 2025
Q3 2025
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
7.44KNew |
$318K - $340K
|
7.44K
$322K
|
|
|
Nov 13, 2025
Q3 2025
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
190New |
$8.13K - $8.69K
|
190
$8.22K
|
|
|
Nov 13, 2025
Q3 2025
|
Diligent Investors, LLC
|
SELL
|
- |
-200- 3.52% |
$8.56K - $9.15K
|
5.48K
$237K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-223- 12.26% |
$9.54K - $10.2K
|
1.6K
$69K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
29.4KNew |
$1.26M - $1.35M
|
29.4K
$1.27M
|
|