Latest Institutional Transactions on Oxford Lane Capital Corp. (OXLC)
This table provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2025
Q4 2024
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.5K+ 6.52% |
$7.58K - $8.18K
|
24.5K
$126K
|
|
|
Feb 07, 2025
Q4 2024
|
Naviter Wealth, LLC
|
SELL
|
- |
-33.8K- 69.53% |
$171K - $184K
|
14.8K
$76.4K
|
|
|
Feb 07, 2025
Q4 2024
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
10KNew |
$50.6K - $54.6K
|
10K
$51.6K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
22.5K+ 5.86% |
$114K - $123K
|
407K
$2.09M
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
11.7K+ 6.19% |
$59.3K - $64K
|
201K
$1.04M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
13.9KNew |
$70K - $75.5K
|
13.9K
$71.4K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-219- 0.94% |
$1.11K - $1.19K
|
23K
$119K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
213KNew |
$1.07M - $1.16M
|
213K
$1.1M
|
|
|
Feb 06, 2025
Q4 2024
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-34.1K- 7.1% |
$172K - $186K
|
446K
$2.3M
|
|
|
Feb 06, 2025
Q4 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-650- 1.01% |
$3.28K - $3.54K
|
63.6K
$327K
|
|
|
Feb 06, 2025
Q4 2024
|
Vantage Financial Partners, LLC
Elm Grove, WI |
SELL
|
- |
-108- 1.01% |
$545 - $589
|
10.5K
$54.2K
|
|
|
Feb 06, 2025
Q4 2024
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
615+ 3.19% |
$3.11K - $3.35K
|
19.9K
$102K
|
|
|
Feb 06, 2025
Q4 2024
|
M&T Bank Corp
|
BUY
|
- |
47.9KNew |
$242K - $261K
|
47.9K
$247K
|
|
|
Feb 06, 2025
Q4 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1.13K+ 6.62% |
$5.69K - $6.14K
|
18.1K
$93.4K
|
|
|
Feb 05, 2025
Q4 2024
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
96.6KNew |
$488K - $527K
|
96.6K
$498K
|
|
|
Feb 05, 2025
Q4 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1.02KNew |
$5.14K - $5.55K
|
1.02K
$5.24K
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.67KNew |
$13.5K - $14.6K
|
2.67K
$13.8K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
39.4K+ 33.08% |
$199K - $215K
|
159K
$817K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
SELL
|
- |
-5.66K- 90.83% |
$28.6K - $30.8K
|
571
$2.94K
|
|
|
Feb 04, 2025
Q4 2024
|
Partners Wealth Management, LLC
Carmel By The Sea, CA |
BUY
|
- |
40.7KNew |
$206K - $222K
|
40.7K
$210K
|
|
|
Feb 03, 2025
Q4 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.45K- 4.98% |
$17.4K - $18.8K
|
65.9K
$339K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-6K- 18.11% |
$30.3K - $32.7K
|
27.1K
$140K
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
208+ 0.76% |
$1.05K - $1.13K
|
27.5K
$141K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
19.2K+ 29.64% |
$97.1K - $105K
|
84.1K
$433K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
36.5K+ 23.76% |
$184K - $199K
|
190K
$980K
|
|
|
Jan 30, 2025
Q4 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
57.9K+ 25.34% |
$292K - $315K
|
286K
$1.47M
|
|
|
Jan 30, 2025
Q4 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
100+ 0.16% |
$505 - $545
|
62.4K
$321K
|
|
|
Jan 29, 2025
Q4 2024
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
10.1KNew |
$51K - $55K
|
10.1K
$52K
|
|
|
Jan 29, 2025
Q4 2024
|
Financial Guidance Group, Inc.
|
BUY
|
- |
29.3KNew |
$148K - $159K
|
29.3K
$151K
|
|
|
Jan 28, 2025
Q4 2024
|
Wingate Wealth Advisors, Inc.
Lexington, MA |
BUY
|
- |
550New |
$2.78K - $3K
|
550
$2.83K
|
|
|
Jan 28, 2025
Q4 2024
|
Empowered Funds, LLC
|
BUY
|
- |
25KNew |
$126K - $136K
|
25K
$129K
|
|
|
Jan 28, 2025
Q4 2024
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
57.2KNew |
$289K - $312K
|
57.2K
$295K
|
|
|
Jan 28, 2025
Q4 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
142K+ 15.93% |
$715K - $771K
|
1.03M
$5.31M
|
|
|
Jan 28, 2025
Q4 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
7.1K+ 63.39% |
$35.9K - $38.7K
|
18.3K
$94.2K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.07K+ 7.12% |
$5.42K - $5.85K
|
16.2K
$83.2K
|
|
|
Jan 27, 2025
Q4 2024
|
Beacon Financial Advisory LLC
|
BUY
|
- |
863+ 5.29% |
$4.36K - $4.7K
|
17.2K
$88.5K
|
|
|
Jan 27, 2025
Q4 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
10KNew |
$50.7K - $54.8K
|
10K
$51.8K
|
|
|
Jan 23, 2025
Q4 2024
|
Lewis Asset Management, LLC
Lafayette, CA |
BUY
|
- |
10KNew |
$50.5K - $54.5K
|
10K
$51.5K
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-23.1K- 49.77% |
$117K - $126K
|
23.4K
$120K
|
|
|
Jan 21, 2025
Q4 2024
|
Merkkuri Wealth Advisors LLC
Hicksville, NY |
BUY
|
- |
2.1K+ 20.82% |
$10.6K - $11.4K
|
12.2K
$62.8K
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
170+ 8.32% |
$859 - $927
|
2.21K
$11.4K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
23.3K+ 4.63% |
$118K - $127K
|
527K
$2.72M
|
|
|
Jan 21, 2025
Q4 2024
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
19.6KNew |
$99.2K - $107K
|
19.6K
$101K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
29.1KNew |
$147K - $159K
|
29.1K
$150K
|
|
|
Jan 17, 2025
Q4 2024
|
Marks Wealth, LLC
|
BUY
|
- |
11.5K+ 114.88% |
$58.2K - $62.8K
|
21.6K
$111K
|
|
|
Jan 17, 2025
Q4 2024
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-1.35K- 9.05% |
$6.82K - $7.36K
|
13.6K
$69.9K
|
|
|
Jan 17, 2025
Q4 2024
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
26.8KNew |
$135K - $146K
|
26.8K
$138K
|
|
|
Jan 15, 2025
Q4 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-166- 1.25% |
$838 - $905
|
13.1K
$67.4K
|
|
|
Jan 14, 2025
Q4 2024
|
Freestate Advisors LLC
Overland Park, KS |
BUY
|
- |
726+ 5.29% |
$3.67K - $3.96K
|
14.5K
$74.4K
|
|
|
Jan 13, 2025
Q4 2024
|
Capital Cs Group, LLC
|
BUY
|
- |
30.7KNew |
$155K - $167K
|
30.7K
$158K
|