Latest Institutional Transactions on Oxford Lane Capital Corp. (OXLC)
This table provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
166KNew |
$666K - $823K
|
166K
$2.35M
|
|
|
Aug 13, 2025
Q2 2025
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
7.5KNew |
$30.1K - $37.2K
|
7.5K
$106K
|
|
|
Aug 13, 2025
Q2 2025
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
161K+ 63.3% |
$646K - $799K
|
415K
$5.88M
|
|
|
Aug 13, 2025
Q2 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
56.5KNew |
$226K - $280K
|
56.5K
$799K
|
|
|
Aug 13, 2025
Q2 2025
|
Delphi Financial Group, Inc.
|
SELL
|
- |
-36.5K- 6.12% |
$147K - $181K
|
560K
$7.93M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Waddell & Associates, LLC
|
BUY
|
- |
1.36K+ 5.21% |
$5.45K - $6.75K
|
27.5K
$389K
|
|
|
Aug 12, 2025
Q2 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
22.4K+ 3.39% |
$89.7K - $111K
|
682K
$9.66M
|
|
|
Aug 12, 2025
Q2 2025
|
Calton & Associates, Inc.
|
SELL
|
- |
-4.92K- 21.85% |
$19.7K - $24.4K
|
17.6K
$249K
|
|
|
Aug 12, 2025
Q2 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
454KNew |
$1.82M - $2.25M
|
454K
$6.43M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-348K- 27.47% |
$1.39M - $1.72M
|
917K
$13M
|
|
|
Aug 12, 2025
Q2 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
16.5KNew |
$66.2K - $81.9K
|
16.5K
$234K
|
|
|
Aug 12, 2025
Q2 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-4.24K- 1.84% |
$17K - $21K
|
226K
$3.19M
|
|
|
Aug 12, 2025
Q2 2025
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
818+ 0.56% |
$3.28K - $4.06K
|
146K
$2.07M
|
|
|
Aug 11, 2025
Q2 2025
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
2.08K+ 1.55% |
$8.32K - $10.3K
|
136K
$1.93M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
2.3K+ 0.84% |
$9.21K - $11.4K
|
277K
$3.92M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.66K+ 8.18% |
$10.7K - $13.2K
|
35.2K
$499K
|
|
|
Aug 11, 2025
Q2 2025
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
2.35K+ 18.06% |
$9.42K - $11.7K
|
15.4K
$217K
|
|
|
Aug 08, 2025
Q2 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
1K+ 8.23% |
$4.01K - $4.96K
|
13.2K
$186K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
20.4K+ 18.28% |
$81.8K - $101K
|
132K
$1.87M
|
|
|
Aug 08, 2025
Q2 2025
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.12K- 13.4% |
$8.49K - $10.5K
|
13.7K
$194K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
92.7K+ 3655.78% |
$372K - $460K
|
95.2K
$1.35M
|
|
|
Aug 07, 2025
Q2 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-2.79K- 1.41% |
$11.2K - $13.8K
|
196K
$2.77M
|
|
|
Aug 07, 2025
Q2 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
10.6K+ 33.68% |
$42.4K - $52.5K
|
42K
$594K
|
|
|
Aug 06, 2025
Q2 2025
|
Tradewinds, Llc.
Raleigh, NC |
BUY
|
- |
15.3KNew |
$61.4K - $76K
|
15.3K
$217K
|
|
|
Aug 06, 2025
Q2 2025
|
Valtinson Bruner Financial Planning LLC
|
BUY
|
- |
889+ 7.58% |
$3.56K - $4.41K
|
12.6K
$179K
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
10.7K+ 15.93% |
$42.9K - $53.1K
|
77.9K
$1.1M
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
152K+ 11.15% |
$610K - $754K
|
1.52M
$21.5M
|
|
|
Aug 06, 2025
Q2 2025
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
556New |
$2.23K - $2.76K
|
556
$7.87K
|
|
|
Aug 06, 2025
Q2 2025
|
Legacy Investment Solutions, LLC
Meridian, ID |
BUY
|
- |
556New |
$2.23K - $2.76K
|
556
$7.87K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-161K- 55.66% |
$646K - $799K
|
128K
$1.82M
|
|
|
Aug 05, 2025
Q2 2025
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
78.4K+ 28.3% |
$315K - $389K
|
356K
$5.04M
|
|
|
Aug 05, 2025
Q2 2025
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
150+ 0.49% |
$602 - $744
|
30.5K
$432K
|
|
|
Aug 04, 2025
Q2 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-2K- 7.55% |
$8.02K - $9.92K
|
24.5K
$347K
|
|
|
Aug 04, 2025
Q2 2025
|
Arkadios Wealth Advisors
|
BUY
|
- |
871+ 6.2% |
$3.49K - $4.32K
|
14.9K
$211K
|
|
|
Aug 04, 2025
Q2 2025
|
Keybank National Association
|
BUY
|
- |
25.5KNew |
$102K - $126K
|
25.5K
$361K
|
|
|
Aug 04, 2025
Q2 2025
|
Merkkuri Wealth Advisors LLC
Hicksville, NY |
SELL
|
- |
-143- 0.92% |
$573 - $709
|
15.3K
$217K
|
|
|
Aug 04, 2025
Q2 2025
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
15.7K+ 74.21% |
$63K - $78K
|
36.9K
$523K
|
|
|
Aug 01, 2025
Q2 2025
|
L.M. Kohn & Company
|
SELL
|
- |
-20- 0.06% |
$80.2 - $99.2
|
32.7K
$463K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.31K- 2.6% |
$9.28K - $11.5K
|
86.7K
$1.23M
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
73K+ 38.83% |
$293K - $362K
|
261K
$3.7M
|
|
|
Jul 31, 2025
Q2 2025
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
11.3KNew |
$45.1K - $55.8K
|
11.3K
$159K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-26.6K- 10.36% |
$107K - $132K
|
230K
$3.26M
|
|
|
Jul 30, 2025
Q2 2025
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
12.9KNew |
$51.6K - $63.9K
|
12.9K
$182K
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
21.6K+ 59.64% |
$86.4K - $107K
|
57.7K
$817K
|
|
|
Jul 30, 2025
Q2 2025
|
Brookstone Capital Management
|
BUY
|
- |
4.36K+ 38.9% |
$17.5K - $21.6K
|
15.6K
$220K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
36.9KNew |
$148K - $183K
|
36.9K
$523K
|
|
|
Jul 29, 2025
Q2 2025
|
Financial Guidance Group, Inc.
|
BUY
|
- |
2.08K+ 6.52% |
$8.32K - $10.3K
|
33.9K
$480K
|
|
|
Jul 28, 2025
Q2 2025
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-11.4K- 39.27% |
$45.7K - $56.5K
|
17.6K
$250K
|
|
|
Jul 25, 2025
Q2 2025
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
17.4K+ 63.53% |
$69.9K - $86.5K
|
44.9K
$636K
|
|