Latest Institutional Transactions on Oxford Lane Capital Corp. (OXLC)
This table provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-19.8KClosed |
$110K - $144K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-20KClosed |
$111K - $145K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Geller Advisors LLC
New York, NY |
SELL
|
- |
-33.4KClosed |
$186K - $243K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-240Closed |
$1.33K - $1.74K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3KNew |
$16.7K - $21.8K
|
3K
$15.3K
|
|
|
Aug 03, 2022
Q2 2022
|
Camden Capital, LLC
|
SELL
|
- |
-147KClosed |
$819K - $1.07M
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
600New |
$3.33K - $4.36K
|
600
$3.06K
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
300New |
$1.67K - $2.18K
|
300
$1.53K
|
|
|
Jul 22, 2022
Q2 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
6.65K+ 7.75% |
$36.9K - $48.3K
|
92.5K
$472K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.94KClosed |
$10.8K - $14.1K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-151- 7.22% |
$1.06K - $1.27K
|
1.94K
$9.9K
|
|
|
Jun 21, 2022
Q1 2022
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-32.6K- 69.32% |
$229K - $274K
|
14.4K
$73.7K
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2KClosed |
$14K - $16.8K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-115KClosed |
$804K - $964K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
16KNew |
$112K - $134K
|
16K
$81.6K
|
|
|
May 09, 2022
Q1 2022
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-34.3KClosed |
$240K - $288K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
125New |
$875 - $1.05K
|
125
$638
|
|
|
Apr 21, 2022
Q1 2022
|
Cordasco Financial Network
|
BUY
|
- |
156New |
$1.09K - $1.31K
|
156
$796
|
|
| Q4 2021 | |||||||
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-554Closed |
$4.03K - $4.66K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-28.7KClosed |
$209K - $242K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-4.22KClosed |
$30.7K - $35.5K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-252KClosed |
$1.83M - $2.12M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-1.5KClosed |
$10.9K - $12.6K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 11, 2022
Q4 2021
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1KClosed |
$7.28K - $8.42K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 17, 2021
Q2 2021
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-1.75MClosed |
$11M - $13.7M
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-18.4KClosed |
$116K - $144K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-25.6KClosed |
$141K - $176K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Enstar Group LTD
Hamilton, D0 |
BUY
|
- |
7.02K+ 1.14% |
$38.6K - $48.3K
|
624K
$3.18M
|
|
|
May 17, 2021
Q1 2021
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-12.3KClosed |
$67.7K - $84.6K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-18.5KClosed |
$102K - $128K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Delta Investment Management, LLC
|
SELL
|
- |
-15.5KClosed |
$85K - $106K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
O'Brien Greene & Co. Inc
Media, PA |
SELL
|
- |
-10KClosed |
$55K - $68.8K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-39.4KClosed |
$217K - $271K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-2KClosed |
$11K - $13.8K
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Hc Financial Advisors Inc
|
SELL
|
- |
-2.5KClosed |
$13.8K - $17.2K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-300Closed |
$1.65K - $2.06K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-35.4KClosed |
$150K - $213K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-5.45K- 9.64% |
$14.8K - $32.7K
|
51K
$260K
|
|
|
Aug 13, 2020
Q2 2020
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-400KClosed |
$1.08M - $2.4M
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-27.9KClosed |
$75.7K - $168K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-10.3KClosed |
$27.9K - $61.8K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-120KClosed |
$289K - $1.15M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-22.1KClosed |
$53.4K - $212K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Cutler Group LP
|
SELL
|
- |
-3.7KClosed |
$8.92K - $35.4K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-23.2KClosed |
$56K - $222K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-1KClosed |
$2.41K - $9.56K
|
0
$0
|
|
|
Apr 15, 2020
Q1 2020
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-100Closed |
$241 - $956
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-3.3KClosed |
$26.6K - $32.2K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.45KClosed |
$19.7K - $23.9K
|
0
$0
|
|