Latest Institutional Transactions on Oxford Lane Capital Corp. (OXLC)
This table provides information on the latest institutional transactions involving Oxford Lane Capital Corp. (OXLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2020
Q4 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-1.29KClosed |
$10.3K - $12.5K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-19.3KClosed |
$178K - $208K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.5KClosed |
$13.9K - $16.2K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-142Closed |
$1.31K - $1.53K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-82Closed |
$803 - $897
|
0
$0
|
|
|
Jul 12, 2019
Q2 2019
|
Exane Derivatives
|
SELL
|
- |
-1Closed |
$9.79 - $10.9
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-16.4KClosed |
$159K - $171K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-17.6KClosed |
$170K - $184K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-300Closed |
$2.91K - $3.14K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-32.4KClosed |
$266K - $356K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-186KClosed |
$1.53M - $2.04M
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-15.9KClosed |
$130K - $174K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-46.4KClosed |
$487K - $531K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
100New |
$1.05K - $1.15K
|
100
$510
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.69KClosed |
$38.8K - $42.3K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-11.7KClosed |
$107K - $128K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-10KClosed |
$91.6K - $109K
|
0
$0
|
|