Latest Institutional Transactions on Oxford Square Capital Corp. (OXSQ)
This table provides information on the latest institutional transactions involving Oxford Square Capital Corp. (OXSQ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.9K+ 41.53% |
$10.7K - $12.9K
|
16.7K
$32.1K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
525+ 589.89% |
$1.14K - $1.39K
|
614
$1.18K
|
|
|
Aug 14, 2025
Q2 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
SELL
|
- |
-2.77K- 9.53% |
$6.04K - $7.31K
|
26.3K
$50.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.56KNew |
$3.39K - $4.11K
|
1.56K
$2.99K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
355New |
$774 - $937
|
355
$682
|
|
|
Aug 13, 2025
Q2 2025
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
81.2KNew |
$177K - $214K
|
81.2K
$156K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Traub Capital Management LLC
Needham, MA |
BUY
|
- |
1.07KNew |
$2.32K - $2.81K
|
1.07K
$2.05K
|
|
|
Aug 06, 2025
Q2 2025
|
Parkside Financial Bank & Trust
|
BUY
|
- |
22.2KNew |
$48.3K - $58.5K
|
22.2K
$42.6K
|
|
|
Jul 29, 2025
Q2 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1K- 8.0% |
$2.18K - $2.64K
|
11.5K
$22.1K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
245+ 1.23% |
$615 - $698
|
20.2K
$38.8K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
667New |
$1.67K - $1.9K
|
667
$1.28K
|
|
|
May 14, 2025
Q1 2025
|
Le Clair Wealth Partners LLC
Dublin, OH |
BUY
|
- |
18.1KNew |
$45.5K - $51.6K
|
18.1K
$34.8K
|
|
|
May 13, 2025
Q1 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
47.1KNew |
$118K - $134K
|
47.1K
$90.4K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.32KNew |
$3.31K - $3.76K
|
1.32K
$2.53K
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
SELL
|
- |
-10- 58.82% |
$25.1 - $28.5
|
7
$13.4
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.8KNew |
$27.1K - $30.8K
|
10.8K
$20.7K
|
|
|
Apr 17, 2025
Q1 2025
|
Nbt Bank N A
|
BUY
|
- |
1.67KNew |
$4.18K - $4.75K
|
1.67K
$3.2K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
325New |
$783 - $969
|
325
$624
|
|
|
Feb 14, 2025
Q4 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.2KNew |
$24.6K - $30.4K
|
10.2K
$19.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
39.5K+ 26.18% |
$95.1K - $118K
|
190K
$365K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.04K- 99.17% |
$4.92K - $6.08K
|
17
$32.6
|
|
|
Feb 13, 2025
Q4 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-540- 4.88% |
$1.3K - $1.61K
|
10.5K
$20.2K
|
|
|
Feb 13, 2025
Q4 2024
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
5New |
$12.1 - $14.9
|
5
$9.6
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
36New |
$86.8 - $107
|
36
$69.1
|
|
|
Feb 12, 2025
Q4 2024
|
United Bank
|
BUY
|
- |
17.5KNew |
$42.2K - $52.2K
|
17.5K
$33.6K
|
|
|
Feb 11, 2025
Q4 2024
|
Simplex Trading, LLC
|
BUY
|
- |
749+ 1664.44% |
$1.81K - $2.23K
|
794
$1.52K
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
47K+ 124.13% |
$113K - $140K
|
84.9K
$163K
|
|
|
Feb 04, 2025
Q4 2024
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-9.5K- 71.33% |
$22.9K - $28.3K
|
3.82K
$7.33K
|
|
|
Jan 29, 2025
Q4 2024
|
Pom Investment Strategies, LLC
Raleigh, NC |
BUY
|
- |
821New |
$1.98K - $2.45K
|
821
$1.58K
|
|
|
Jan 27, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
12.2KNew |
$29.4K - $36.4K
|
12.2K
$23.4K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
2.75KNew |
$6.63K - $8.2K
|
2.75K
$5.28K
|
|
| Q3 2024 | |||||||
|
Nov 08, 2024
Q3 2024
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-125K- 89.27% |
$344K - $388K
|
15.1K
$28.9K
|
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
6.1K+ 17.57% |
$16.8K - $18.9K
|
40.8K
$78.4K
|
|
| Q2 2024 | |||||||
|
Aug 22, 2024
Q2 2024
|
Cypress Capital, LLC
|
BUY
|
- |
850New |
$2.5K - $2.8K
|
850
$1.63K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-9.78K- 4.53% |
$28.8K - $32.2K
|
206K
$396K
|
|
|
Jul 23, 2024
Q2 2024
|
First Bancorp, Inc
|
BUY
|
- |
18.1KNew |
$53.1K - $59.4K
|
18.1K
$34.7K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-42- 0.23% |
$123 - $138
|
18.4K
$35.4K
|
|
|
Jul 17, 2024
Q2 2024
|
Life Steps Financial, Inc.
|
BUY
|
- |
10KNew |
$29.4K - $32.9K
|
10K
$19.2K
|
|
|
Jul 15, 2024
Q2 2024
|
Voisard Asset Management Group, Inc.
Grand Rapids, MI |
BUY
|
- |
37New |
$109 - $122
|
37
$71
|
|
| Q1 2024 | |||||||
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-23.3K- 97.08% |
$67K - $74.7K
|
701
$1.35K
|
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
41.1KNew |
$118K - $132K
|
41.1K
$78.9K
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
133KNew |
$384K - $427K
|
133K
$256K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.84K+ 16.87% |
$5.31K - $5.92K
|
12.8K
$24.5K
|
|
|
May 13, 2024
Q1 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
16.7KNew |
$48K - $53.5K
|
16.7K
$32K
|
|
|
May 03, 2024
Q1 2024
|
Csenge Advisory Group
|
SELL
|
- |
-1.73K- 11.76% |
$4.97K - $5.54K
|
13K
$24.9K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
4.7KNew |
$13.5K - $15.1K
|
4.7K
$9.02K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
31.8KNew |
$90.1K - $98.7K
|
31.8K
$61.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-58.8K- 78.22% |
$166K - $182K
|
16.4K
$31.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.4K- 5.96% |
$3.96K - $4.34K
|
22.1K
$42.5K
|
|