Latest Institutional Transactions on Oxford Square Capital Corp. (OXSQ)
This table provides information on the latest institutional transactions involving Oxford Square Capital Corp. (OXSQ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
310New |
$877 - $961
|
310
$595
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
4.11KNew |
$11.6K - $12.8K
|
4.11K
$7.9K
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
3+ 3.03% |
$8.49 - $9.3
|
102
$196
|
|
|
Jan 12, 2024
Q4 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.2KNew |
$3.4K - $3.72K
|
1.2K
$2.3K
|
|
|
Jan 12, 2024
Q4 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
725New |
$2.05K - $2.25K
|
725
$1.39K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
46+ 3.56% |
$130 - $143
|
1.34K
$2.57K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-3.1K- 22.79% |
$8.46K - $10.2K
|
10.5K
$20.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Hunting Hill Global Capital, LLC
New York, NY |
SELL
|
- |
-204K- 89.19% |
$557K - $671K
|
24.7K
$47.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
500New |
$1.37K - $1.65K
|
500
$960
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
144New |
$393 - $474
|
144
$276
|
|
|
Oct 30, 2023
Q3 2023
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
44.8KNew |
$122K - $147K
|
44.8K
$86K
|
|
| Q2 2023 | |||||||
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
5KNew |
$13.1K - $15.7K
|
5K
$9.6K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
8.01KNew |
$20.9K - $25.1K
|
8.01K
$15.4K
|
|
|
Jul 31, 2023
Q2 2023
|
Cowen Prime Advisors LLC
|
BUY
|
- |
18.7K+ 33.32% |
$48.9K - $58.8K
|
74.9K
$144K
|
|
|
Jul 25, 2023
Q2 2023
|
Godsey & Gibb Associates
|
SELL
|
- |
-900- 81.82% |
$2.35K - $2.83K
|
200
$384
|
|
| Q1 2023 | |||||||
|
Oct 21, 2024
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
19.7KNew |
$59.7K - $72.1K
|
19.7K
$37.8K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-4.4K- 52.38% |
$13.3K - $16.1K
|
4K
$7.68K
|
|
|
May 12, 2023
Q1 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
BUY
|
- |
300New |
$909 - $1.1K
|
300
$576
|
|
|
Apr 25, 2023
Q1 2023
|
United Asset Strategies, Inc.
Garden City, NY |
BUY
|
- |
20.2KNew |
$61.2K - $73.9K
|
20.2K
$38.8K
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-1.89K- 51.93% |
$5.72K - $6.91K
|
1.75K
$3.36K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
61.6KNew |
$178K - $198K
|
61.6K
$118K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
12.3KNew |
$35.6K - $39.7K
|
12.3K
$23.7K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.88K- 13.09% |
$5.42K - $6.04K
|
12.5K
$23.9K
|
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-3K- 68.52% |
$8.67K - $9.66K
|
1.38K
$2.65K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
5.7KNew |
$16.5K - $18.4K
|
5.7K
$10.9K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
2.67KNew |
$7.94K - $62.3K
|
2.67K
$5.12K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-13.6K- 48.4% |
$40.5K - $318K
|
14.5K
$27.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
4.5K+ 900.0% |
$13.4K - $105K
|
5K
$9.6K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-88- 0.62% |
$262 - $2.05K
|
14.1K
$27.2K
|
|
|
Oct 19, 2022
Q3 2022
|
Cfo4 Life Group, LLC
|
BUY
|
- |
30KNew |
$89.4K - $701K
|
30K
$57.6K
|
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
66.1KNew |
$197K - $1.54M
|
66.1K
$127K
|
|
| Q2 2022 | |||||||
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.53KNew |
$8.8K - $10.8K
|
2.53K
$4.85K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
250New |
$870 - $1.07K
|
250
$480
|
|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-25.5KClosed |
$88.6K - $109K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
SELL
|
- |
-11.4KClosed |
$39.7K - $49K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Vectors Research Management, LLC
New York, NY |
BUY
|
- |
1KNew |
$3.48K - $4.29K
|
1K
$1.92K
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
923New |
$3.21K - $3.96K
|
923
$1.77K
|
|
|
Aug 10, 2022
Q2 2022
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-25.8KClosed |
$89.8K - $111K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-6.04KClosed |
$21K - $25.9K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Commons Capital, LLC
Needham, MA |
SELL
|
- |
-4.65KClosed |
$16.2K - $19.9K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-971Closed |
$3.38K - $4.17K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
4.4KNew |
$15.3K - $18.9K
|
4.4K
$8.45K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.6KClosed |
$5.57K - $6.86K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
33New |
$115 - $142
|
33
$63.4
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1KClosed |
$3.48K - $4.29K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-54.5KClosed |
$214K - $239K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Alerus Financial Na
Grand Forks, ND |
BUY
|
- |
10KNew |
$39.2K - $43.8K
|
10K
$19.2K
|
|
|
May 11, 2022
Q1 2022
|
Winton Group LTD
London, X0 |
SELL
|
- |
-10.1KClosed |
$39.4K - $44K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|