Latest Institutional Transactions on Oxford Square Capital Corp. (OXSQ)
This table provides information on the latest institutional transactions involving Oxford Square Capital Corp. (OXSQ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
250New |
$870 - $1.07K
|
250
$678
|
|
|
Aug 15, 2022
Q2 2022
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-25.5KClosed |
$88.6K - $109K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Vectors Research Management, LLC
New York, NY |
BUY
|
- |
1KNew |
$3.48K - $4.29K
|
1K
$2.71K
|
|
|
Aug 12, 2022
Q2 2022
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
SELL
|
- |
-11.4KClosed |
$39.7K - $49K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
923New |
$3.21K - $3.96K
|
923
$2.5K
|
|
|
Aug 10, 2022
Q2 2022
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-25.8KClosed |
$89.8K - $111K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-6.04KClosed |
$21K - $25.9K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Commons Capital, LLC
Needham, MA |
SELL
|
- |
-4.65KClosed |
$16.2K - $19.9K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-971Closed |
$3.38K - $4.17K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
4.4KNew |
$15.3K - $18.9K
|
4.4K
$11.9K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.6KClosed |
$5.57K - $6.86K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
33New |
$115 - $142
|
33
$89.4
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1KClosed |
$3.48K - $4.29K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-54.5KClosed |
$214K - $239K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Alerus Financial Na
Grand Forks, ND |
BUY
|
- |
10KNew |
$39.2K - $43.8K
|
10K
$27.1K
|
|
|
May 11, 2022
Q1 2022
|
Winton Group LTD
London, X0 |
SELL
|
- |
-10.1KClosed |
$39.4K - $44K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-417KClosed |
$1.59M - $1.84M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-17.6KClosed |
$66.8K - $77.3K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-17.8KClosed |
$67.6K - $78.2K
|
0
$0
|
|
|
Jan 11, 2022
Q4 2021
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.5KClosed |
$5.7K - $6.6K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-11.3KClosed |
$45.6K - $56.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
3.1KNew |
$12.5K - $15.4K
|
3.1K
$8.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25KNew |
$100K - $124K
|
25K
$67.8K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-29.7KClosed |
$119K - $147K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.7KClosed |
$7.78K - $8.68K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-2.96KClosed |
$13.6K - $15.1K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-92.8KClosed |
$426K - $475K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-12KClosed |
$55.2K - $61.5K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-200Closed |
$918 - $1.02K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-15KClosed |
$68.7K - $76.7K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
10KNew |
$45.9K - $51.2K
|
10K
$27.1K
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-50.1KClosed |
$159K - $238K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-70.8KClosed |
$225K - $337K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.73KClosed |
$8.67K - $13K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-500Closed |
$1.59K - $2.38K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-11.6KClosed |
$37K - $55.4K
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Hc Financial Advisors Inc
|
SELL
|
- |
-3.5KClosed |
$11.1K - $16.7K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 18, 2021
Q4 2020
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-32.8KClosed |
$79.4K - $112K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-12.1KClosed |
$29.3K - $41.4K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.43MClosed |
$3.47M - $4.9M
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-14.4KClosed |
$34.9K - $49.3K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-535Closed |
$1.29K - $1.83K
|
0
$0
|
|
|
Jan 13, 2021
Q4 2020
|
Davenport & CO LLC
|
SELL
|
- |
-3K- 23.08% |
$7.26K - $10.3K
|
10K
$27.1K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Stephens Inc
|
SELL
|
- |
-11.2KClosed |
$25.8K - $33K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-127KClosed |
$293K - $374K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-800Closed |
$1.84K - $2.35K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-15KClosed |
$31.8K - $55.6K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-155KClosed |
$329K - $575K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-38.1KClosed |
$80.8K - $141K
|
0
$0
|
|