Latest Institutional Transactions on Oxford Square Capital Corp. (OXSQ)
This table provides information on the latest institutional transactions involving Oxford Square Capital Corp. (OXSQ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2020
Q4 2019
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1KClosed |
$5.11K - $6.22K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-700Closed |
$3.58K - $4.35K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-1.25KClosed |
$6.38K - $7.77K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
12.2KNew |
$73.8K - $82K
|
12.2K
$23.5K
|
|
|
Nov 12, 2019
Q3 2019
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-40KClosed |
$241K - $268K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-17.1KClosed |
$103K - $115K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Exane Derivatives
|
SELL
|
- |
-9.73KClosed |
$58.8K - $65.3K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-565Closed |
$3.41K - $3.79K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.5KClosed |
$9.06K - $10.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-100Closed |
$621 - $660
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10KClosed |
$62.3K - $66.2K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Aug 07, 2019
Q1 2019
|
Lake Point Wealth Management
|
BUY
|
- |
2.9KNew |
$17.9K - $21.6K
|
2.9K
$5.57K
|
|
|
May 15, 2019
Q1 2019
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-19.1KClosed |
$118K - $142K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-1.21KClosed |
$7.47K - $9.01K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-14.5KClosed |
$89.9K - $108K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-15.6KClosed |
$96.6K - $116K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-13.8KClosed |
$85.2K - $103K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-30KClosed |
$185K - $224K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-11.4KClosed |
$70.4K - $84.9K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-750Closed |
$4.64K - $5.59K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-13.7KClosed |
$80.5K - $98.2K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-113KClosed |
$665K - $812K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-203KClosed |
$1.2M - $1.46M
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-15.5KClosed |
$91.3K - $111K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-47.8KClosed |
$282K - $344K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Parallel Advisors, LLC
|
SELL
|
- |
-220Closed |
$1.3K - $1.58K
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-476Closed |
$2.8K - $3.42K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
68.2KNew |
$474K - $510K
|
68.2K
$131K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.6KClosed |
$11.1K - $12K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Rmb Capital Management, LLC
|
SELL
|
- |
-16.8KClosed |
$117K - $126K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-451Closed |
$3.13K - $3.38K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Washington Trust CO
|
SELL
|
- |
-4KClosed |
$27.8K - $30K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.19KClosed |
$8.24K - $8.88K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.5KClosed |
$17.4K - $18.7K
|
0
$0
|
|
|
Oct 23, 2018
Q3 2018
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-53Closed |
$368 - $397
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 15, 2018
Q2 2018
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-4.2KClosed |
$24.9K - $30.2K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-66.2KClosed |
$393K - $476K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Roumell Asset Management, LLC
Chevy Chase, MD |
SELL
|
- |
-462KClosed |
$2.75M - $3.32M
|
0
$0
|
|
|
Jul 27, 2018
Q2 2018
|
Shufro Rose & CO LLC
|
SELL
|
- |
-13.5KClosed |
$80.2K - $96.9K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Mar 24, 2023
Q1 2018
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.4KNew |
$23.2K - $28K
|
4.4K
$8.45K
|
|
| Q1 2016 | |||||||
|
Jan 03, 2024
Q1 2016
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
27KNew |
N/A
|
27K
$51.8K
|
|