Latest Institutional Sells of Oxford Square Capital Corp. (OXSQ)
This list provides information on the latest institutional transactions involving Oxford Square Capital Corp. (OXSQ) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2019
Q3 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.5KClosed |
$33.2K - $36.9K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.5KClosed |
$9.06K - $10.1K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-565Closed |
$3.41K - $3.79K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 08, 2019
Q2 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-10KClosed |
$62.3K - $66.2K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-100Closed |
$621 - $660
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 03, 2019
Q1 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-30KClosed |
$185K - $224K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-19.1KClosed |
$118K - $142K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-15.6KClosed |
$96.6K - $116K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-14.5KClosed |
$89.9K - $108K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-13.8KClosed |
$85.2K - $103K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-11.4KClosed |
$70.4K - $84.9K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-1.21KClosed |
$7.47K - $9.01K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-750Closed |
$4.64K - $5.59K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 12, 2019
Q4 2018
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-203KClosed |
$1.2M - $1.46M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-113KClosed |
$665K - $812K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-47.8KClosed |
$282K - $344K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-15.5KClosed |
$91.3K - $111K
|
0
$0
|
|
|
Feb 19, 2019
Q4 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-13.7KClosed |
$80.5K - $98.2K
|
0
$0
|
|
|
Jan 25, 2019
Q4 2018
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-476Closed |
$2.8K - $3.42K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Parallel Advisors, LLC
|
SELL
|
- |
-220Closed |
$1.3K - $1.58K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Rmb Capital Management, LLC
|
SELL
|
- |
-16.8KClosed |
$117K - $126K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Washington Trust CO
|
SELL
|
- |
-4KClosed |
$27.8K - $30K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.5KClosed |
$17.4K - $18.7K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.6KClosed |
$11.1K - $12K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.19KClosed |
$8.24K - $8.88K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-451Closed |
$3.13K - $3.38K
|
0
$0
|
|
|
Oct 23, 2018
Q3 2018
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-53Closed |
$368 - $397
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Roumell Asset Management, LLC
Chevy Chase, MD |
SELL
|
- |
-462KClosed |
$2.75M - $3.32M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-66.2KClosed |
$393K - $476K
|
0
$0
|
|
|
Jul 27, 2018
Q2 2018
|
Shufro Rose & CO LLC
|
SELL
|
- |
-13.5KClosed |
$80.2K - $96.9K
|
0
$0
|
|
|
Aug 15, 2018
Q2 2018
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-4.2KClosed |
$24.9K - $30.2K
|
0
$0
|
|