Latest Institutional Transactions on High Income Securities Fund (PCF)
This table provides information on the latest institutional transactions involving High Income Securities Fund (PCF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.69M- 98.31% |
$10.8M - $11.6M
|
29.2K
$198K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.2K- 3.52% |
$20.3K - $22K
|
87.7K
$596K
|
|
|
Feb 13, 2025
Q4 2024
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-810K- 90.11% |
$5.14M - $5.57M
|
88.9K
$604K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-15.8K- 4.09% |
$101K - $109K
|
372K
$2.53M
|
|
|
Feb 13, 2025
Q4 2024
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-5.84K- 89.82% |
$37.1K - $40.1K
|
662
$4.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
641New |
$4.07K - $4.4K
|
641
$4.36K
|
|
|
Feb 13, 2025
Q4 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-525K- 83.62% |
$3.33M - $3.6M
|
103K
$699K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-11.1K- 89.81% |
$70.7K - $76.5K
|
1.26K
$8.59K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10.4K+ 15.91% |
$65.8K - $71.2K
|
75.6K
$514K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.65M+ 1744.51% |
$10.5M - $11.4M
|
1.75M
$11.9M
|
|
|
Feb 11, 2025
Q4 2024
|
Millstone Evans Group, LLC
Boulder, CO |
BUY
|
- |
1.6KNew |
$10.2K - $11K
|
1.6K
$10.9K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-43.8K- 89.8% |
$278K - $301K
|
4.97K
$33.8K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
18.7KNew |
$119K - $129K
|
18.7K
$127K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.3K- 6.87% |
$14.6K - $15.8K
|
31.2K
$212K
|
|
|
Feb 07, 2025
Q4 2024
|
Naviter Wealth, LLC
|
BUY
|
- |
15.2KNew |
$96.3K - $104K
|
15.2K
$103K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
192KNew |
$1.22M - $1.32M
|
192K
$1.31M
|
|
|
Feb 06, 2025
Q4 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-847K- 93.95% |
$5.38M - $5.82M
|
54.6K
$371K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
10.7KNew |
$67.8K - $73.3K
|
10.7K
$72.6K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
59+ 0.55% |
$375 - $405
|
10.7K
$72.7K
|
|
|
Jan 29, 2025
Q4 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
124+ 2.83% |
$787 - $852
|
4.51K
$30.7K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
2KNew |
$12.7K - $13.7K
|
2K
$13.6K
|
|
|
Jan 15, 2025
Q4 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
419+ 2.83% |
$2.66K - $2.88K
|
15.2K
$104K
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.8K+ 4.35% |
$11.5K - $12.4K
|
43.3K
$294K
|
|
|
Jan 13, 2025
Q4 2024
|
Eastern Bank
|
BUY
|
- |
1K+ 14.29% |
$6.35K - $6.87K
|
8K
$54.4K
|
|
| Q3 2024 | |||||||
|
Jan 30, 2025
Q3 2024
|
Absolute Investment Advisers LLC
|
BUY
|
- |
130KNew |
$831K - $893K
|
130K
$881K
|
|
|
Dec 03, 2024
Q3 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
5.63K+ 0.49% |
$36.1K - $38.8K
|
1.16M
$7.86M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-119K- 82.88% |
$760K - $817K
|
24.5K
$167K
|
|
|
Nov 14, 2024
Q3 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
70.6K+ 100.77% |
$452K - $486K
|
141K
$956K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
292New |
$1.87K - $2.01K
|
292
$1.99K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
50.3K+ 502860.0% |
$322K - $346K
|
50.3K
$342K
|
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
210K+ 525.0% |
$1.35M - $1.45M
|
250K
$1.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-20.9K- 81.57% |
$134K - $144K
|
4.72K
$32.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
442K+ 136.89% |
$2.83M - $3.05M
|
765K
$5.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
922+ 3179.31% |
$5.91K - $6.35K
|
951
$6.47K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.39K+ 8.58% |
$8.94K - $9.6K
|
17.6K
$120K
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
80.5K+ 187.67% |
$516K - $554K
|
123K
$839K
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
720K+ 248.77% |
$4.62M - $4.96M
|
1.01M
$6.87M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.9KNew |
$95.4K - $103K
|
14.9K
$101K
|
|
|
Nov 14, 2024
Q3 2024
|
L.M. Kohn & Company
|
BUY
|
- |
13.8KNew |
$88.6K - $95.2K
|
13.8K
$93.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
692K+ 69242.3% |
$4.44M - $4.77M
|
693K
$4.72M
|
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.44M+ 1114.23% |
$9.26M - $9.95M
|
1.57M
$10.7M
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
13.2KNew |
$84.6K - $90.9K
|
13.2K
$89.7K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.7K- 51.93% |
$23.7K - $25.5K
|
3.43K
$23.3K
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
135K+ 844.69% |
$863K - $928K
|
151K
$1.02M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
755K+ 1029.44% |
$4.84M - $5.2M
|
828K
$5.63M
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
988New |
$6.33K - $6.81K
|
988
$6.72K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
36.9KNew |
$237K - $254K
|
36.9K
$251K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.16K- 4.68% |
$20.3K - $21.8K
|
64.4K
$438K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-28.7K- 14.88% |
$184K - $198K
|
164K
$1.12M
|
|